Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2022
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 241
- −2 vs. Q4 2021
- Shares held
- 29.8M
- −1.20M (−3.9%) vs. Q4 2021
- Total value
- $537.8M
- +$23.6M (+4.6%) vs. Q4 2021
- New holders
- 29
- 86 more added
- Sold out
- 31
- 71 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,043,779 | $36.9M | 4.25% | −40,362−1.9% | Reduced |
| Van Eck Associates Corp | 1,871,922 | $33.8M | 0.07% | +396,491+26.9% | Added |
| Price T Rowe Associates Inc | 1,780,463 | $32.2M | 0.00% | −371,424−17.3% | Reduced |
| Border to Coast Pensions Partnership Ltd | 1,234,173 | $22.3M | 0.63% | +1,234,173 | New |
| Two Sigma Investments, LP | 972,025 | $17.6M | 0.05% | +396,845+69.0% | Added |
| Morgan Stanley | 930,363 | $16.8M | 0.00% | +17,675+1.9% | Added |
| Two Sigma Advisers, LP | 909,300 | $16.4M | 0.04% | +149,600+19.7% | Added |
| Advisors Capital Management, LLC | 882,536 | $15.9M | 0.44% | +12,488+1.4% | Added |
| Leeward Investments, LLC - MA | 796,365 | $14.4M | 0.57% | +796,365 | New |
| BlackRock Inc. | 758,272 | $13.7M | 0.00% | −241,880−24.2% | Reduced |
| Wells Fargo & Company | 689,793 | $12.5M | 0.00% | +5,805+0.8% | Added |
| S&T Bank | 655,222 | $11.8M | 1.79% | +6,269+1.0% | Added |
| Legal & General Group Plc | 635,588 | $11.5M | 0.00% | −31,792−4.8% | Reduced |
| Centaurus Financial, Inc. | 605,257 | $10.9M | 0.86% | −48,473−7.4% | Reduced |
| 1832 Asset Management L.P. | 587,673 | $10.5M | 0.02% | −127,784−17.9% | Reduced |
| UBS Group AG | 531,333 | $9.60M | 0.00% | +4,121+0.8% | Added |
| Gilman Hill Asset Management, LLC | 523,358 | $9.46M | 2.15% | −14,014−2.6% | Reduced |
| JPMorgan Chase & Co | 510,892 | $9.23M | 0.00% | −211,178−29.2% | Reduced |
| Muzinich & Co., Inc. | 484,213 | $8.75M | 4.54% | −27,885−5.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 470,974 | $8.51M | 0.01% | −27,885−5.6% | Reduced |
| McKinley Capital Management LLC /Delaware | 422,782 | $7.64M | 0.76% | +2,679+0.6% | Added |
| McGowan Group Asset Management, Inc. | 420,929 | $7.61M | 1.17% | +5,850+1.4% | Added |
| Confluence Investment Management LLC | 413,089 | $7.46M | 0.10% | +1190.0% | Added |
| Stifel Financial Corp | 412,062 | $7.45M | 0.01% | −26,332−6.0% | Reduced |
| LPL Financial LLC | 375,978 | $6.79M | 0.01% | +96,733+34.6% | Added |
| Capital Advisory Group Advisory Services, LLC | 293,245 | $5.30M | 2.46% | −542−0.2% | Reduced |
| The PNC Financial Services Group, Inc. | 291,720 | $5.27M | 0.00% | +25,578+9.6% | Added |
| Royal Bank of Canada | 283,599 | $5.13M | 0.00% | −1,522,831−84.3% | Reduced |
| Uniplan Investment Counsel, Inc. | 279,189 | $5.04M | 0.30% | +133,765+92.0% | Added |
| Alliancebernstein L.P. | 268,404 | $4.85M | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 260,437 | $4.71M | 0.08% | +260,437 | New |
| Voloridge Investment Management, LLC | 249,449 | $4.51M | 0.03% | +29,618+13.5% | Added |
| Commonwealth Equity Services, LLC | 195,248 | $3.53M | 0.01% | +11,536+6.3% | Added |
| Parametric Portfolio Associates LLC | 186,529 | $3.37M | 0.00% | −36,255−16.3% | Reduced |
| Raymond James & Associates | 177,301 | $3.20M | 0.00% | −26,832−13.1% | Reduced |
| Security National Bank | 169,081 | $3.06M | 0.70% | +3,761+2.3% | Added |
| Neuberger Berman Group LLC | 163,381 | $2.95M | 0.00% | −34,784−17.6% | Reduced |
| Mount Yale Investment Advisors, LLC | 160,886 | $2.91M | 0.32% | +13,859+9.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 155,931 | $2.82M | 0.15% | −43,673−21.9% | Reduced |
| Sigma Planning Corp | 155,080 | $2.80M | 0.08% | −1,965−1.3% | Reduced |
| Janney Montgomery Scott LLC | 154,898 | $2.80M | 0.01% | +15,672+11.3% | Added |
| Financial Advisory Service, Inc. | 152,676 | $2.76M | 0.26% | +3,418+2.3% | Added |
| Goldman Sachs Group Inc | 152,466 | $2.75M | 0.00% | +10,867+7.7% | Added |
| Schonfeld Strategic Advisors LLC | 148,000 | $2.67M | 0.03% | +84,700+133.8% | Added |
| Occudo Quantitative Strategies LP | 145,212 | $2.62M | 0.22% | −2,367−1.6% | Reduced |
| Blair William & Co | 144,942 | $2.62M | 0.01% | 00.0% | Unchanged |
| LSV Asset Management | 128,295 | $2.32M | 0.00% | −102,574−44.4% | Reduced |
| D.A. Davidson & Co. | 120,768 | $2.18M | 0.02% | +9,952+9.0% | Added |
| Citadel Advisors LLC | 120,666 | $2.18M | 0.00% | −40,685−25.2% | Reduced |
| Millennium Management LLC | 118,561 | $2.14M | 0.00% | +89,176+303.5% | Added |
| Rockefeller Capital Management L.P. | 115,402 | $2.08M | 0.01% | −168−0.1% | Reduced |
| DnB Asset Management AS | 115,263 | $2.08M | 0.01% | −11,053−8.8% | Reduced |
| Bramshill Investments, LLC | 110,294 | $1.99M | 0.28% | −15,793−12.5% | Reduced |
| Ameriprise Financial Inc | 107,645 | $1.95M | 0.00% | +17,507+19.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 106,335 | $1.92M | 0.01% | +22,624+27.0% | Added |
| Triad Investment Management | 100,470 | $1.81M | 1.72% | +1,300+1.3% | Added |
| Advisor Group Holdings, Inc. | 100,297 | $1.79M | 0.00% | +3,867+4.0% | Added |
| International Assets Investment Management, LLC | 98,470 | $1.78M | 0.32% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 98,010 | $1.77M | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 97,355 | $1.76M | 0.00% | −729−0.7% | Reduced |
| FIL Ltd | 92,909 | $1.69M | 0.00% | −80,136−46.3% | Reduced |
| Advisory Research Inc | 87,263 | $1.58M | 0.13% | −7,831−8.2% | Reduced |
| Polaris Capital Management, LLC | 84,498 | $1.53M | 0.05% | −21,500−20.3% | Reduced |
| Tectonic Advisors LLC | 84,220 | $1.52M | 0.26% | +10,707+14.6% | Added |
| Creegan & Nassoura Financial Group, LLC | 84,120 | $1.52M | 1.14% | −375−0.4% | Reduced |
| Mackenzie Financial Corp | 83,826 | $1.51M | 0.00% | −42,646−33.7% | Reduced |
| Northern Trust Corp | 81,327 | $1.47M | 0.00% | +20,242+33.1% | Added |
| Boston Private Wealth LLC | 80,953 | $1.46M | 0.02% | +6,169+8.2% | Added |
| Taylor Frigon Capital Management LLC | 80,343 | $1.45M | 0.54% | −901−1.1% | Reduced |
| Private Advisor Group, LLC | 75,398 | $1.36M | 0.01% | +24,912+49.3% | Added |
| Deutsche Bank AG | 75,326 | $1.36M | 0.00% | +2,068+2.8% | Added |
| AE Wealth Management LLC | 74,782 | $1.35M | 0.01% | −938−1.2% | Reduced |
| Axxcess Wealth Management, LLC | 73,816 | $1.33M | 0.11% | +6,294+9.3% | Added |
| Duality Advisers, LP | 71,375 | $1.29M | 0.14% | +6,915+10.7% | Added |
| D. E. Shaw & Co., Inc. | 68,799 | $1.24M | 0.00% | −112,993−62.2% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 68,300 | $1.23M | 0.00% | +25,076+58.0% | Added |
| Baird Financial Group, Inc. | 68,178 | $1.23M | 0.00% | −184−0.3% | Reduced |
| Baker Avenue Asset Management, LP | 63,498 | $1.15M | 0.06% | +10,136+19.0% | Added |
| Legacy Capital Wealth Partners, LLC | 61,066 | $1.10M | 0.47% | −10,256−14.4% | Reduced |
| Naples Global Advisors, LLC | 60,762 | $1.10M | 0.13% | +7,924+15.0% | Added |
| First Republic Investment Management, Inc. | 59,787 | $1.08M | 0.00% | +5,307+9.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 57,981 | $1.05M | 0.00% | +19,566+50.9% | Added |
| Aigen Investment Management, LP | 56,763 | $1.03M | 0.18% | +56,763 | New |
| Sterling Investment Advisors, Ltd. | 55,300 | $999.0K | 0.28% | +7,400+15.4% | Added |
| Golden State Wealth Management, LLC | 53,282 | $963.0K | 0.19% | +4,492+9.2% | Added |
| Truist Financial Corp | 53,149 | $960.0K | 0.00% | +2,618+5.2% | Added |
| Envestnet Asset Management Inc | 52,709 | $952.0K | 0.00% | +14,654+38.5% | Added |
| HighTower Advisors, LLC | 52,376 | $947.0K | 0.00% | +4,961+10.5% | Added |
| Squarepoint Ops LLC | 49,734 | $899.0K | 0.01% | +28,252+131.5% | Added |
| 1620 Investment Advisors, Inc. | 52,787 | $876.0K | 0.95% | 00.0% | Unchanged |
| Caxton Associates LP | 47,549 | $859.0K | 0.08% | +16,726+54.3% | Added |
| GraniteShares Advisors LLC | 46,501 | $840.0K | 0.46% | +4,124+9.7% | Added |
| Greylin Investment Mangement Inc | 44,916 | $812.0K | 0.14% | −4,908−9.9% | Reduced |
| Jag Capital Management, LLC | 50,484 | $809.0K | 0.08% | −606−1.2% | Reduced |
| Invesco Ltd. | 44,094 | $797.0K | 0.00% | −2,513−5.4% | Reduced |
| Great West Life Assurance Co | 40,514 | $779.0K | 0.00% | −2,501−5.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 42,881 | $775.0K | 0.01% | +1,826+4.4% | Added |
| Toroso Investments, LLC | 41,905 | $757.0K | 0.02% | +12,222+41.2% | Added |
| FourThought Financial, LLC | 41,377 | $748.0K | 0.09% | −4,693−10.2% | Reduced |
| US Bancorp | 39,697 | $717.0K | 0.00% | −331−0.8% | Reduced |