Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2022
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 241
- −2 vs. Q4 2021
- Shares held
- 29.7M
- −1.22M (−3.9%) vs. Q4 2021
- Total value
- $537.2M
- +$23.3M (+4.5%) vs. Q4 2021
- New holders
- 29
- 86 more added
- Sold out
- 31
- 71 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 28 | $1.00K | 0.00% | +28 | New |
| Raleigh Capital Management Inc. | 38 | $1.00K | 0.00% | +38 | New |
| Glen Eagle Advisors, LLC | 100 | $1.81K | 0.00% | +100 | New |
| Valley National Advisers Inc | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 246 | $4.00K | 0.00% | +98+66.2% | Added |
| Bivin & Associates, Inc. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 267 | $4.83K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $5.00K | 0.00% | 00.0% | Unchanged |
| Motco | 300 | $5.00K | 0.00% | +300 | New |
| Moisand Fitzgerald Tamayo, LLC | 262 | $5.00K | 0.00% | +262 | New |
| Global Wealth Management Investment Advisory, Inc. | 392 | $7.00K | 0.00% | −222−36.2% | Reduced |
| Carmichael Hill & Associates, Inc. | 370 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 464 | $8.38K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 550 | $10.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 600 | $11.0K | 0.00% | 00.0% | Unchanged |
| Monetary Management Group Inc | 600 | $11.0K | 0.00% | +600 | New |
| Spire Wealth Management | 712 | $13.0K | 0.00% | +3+0.4% | Added |
| First Manhattan Co | 825 | $14.0K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 765 | $14.0K | 0.01% | +21+2.8% | Added |
| Dark Forest Capital Management LP | 804 | $14.0K | 0.00% | +804 | New |
| Beacon Capital Management, LLC | 795 | $14.0K | 0.00% | +795 | New |
| Kozak & Associates, Inc. | 884 | $15.0K | 0.01% | 00.0% | Unchanged |
| State of Wyoming | 903 | $16.0K | 0.01% | +903 | New |
| Dixon Hughes Goodman Wealth Advisors LLC | 1,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 973 | $18.0K | 0.00% | +973 | New |
| Atticus Wealth Management, LLC | 1,081 | $20.0K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 1,226 | $22.0K | 0.02% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,257 | $23.0K | 0.00% | +35+2.9% | Added |
| Webster Bank, N. A. | 1,400 | $25.0K | 0.00% | +495+54.7% | Added |
| Bedel Financial Consulting, Inc. | 1,500 | $27.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,544 | $28.0K | 0.00% | −1,791−53.7% | Reduced |
| Cordasco Financial Network | 1,560 | $28.0K | 0.02% | +42+2.8% | Added |
| Parallel Advisors, LLC | 1,622 | $29.0K | 0.00% | −43−2.6% | Reduced |
| Umb Bank N A | 1,764 | $32.0K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 1,750 | $32.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,766 | $32.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,815 | $33.0K | 0.01% | +34+1.9% | Added |
| Cullen/Frost Bankers, Inc. | 2,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 2,000 | $36.1K | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 2,108 | $38.1K | 0.00% | +1,184+128.1% | Added |
| Covington Capital Management | 2,492 | $45.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 2,751 | $50.0K | 0.01% | +52+1.9% | Added |
| Money Concepts Capital Corp | 2,769 | $50.0K | 0.00% | +2,769 | New |
| Global Retirement Partners, LLC | 3,782 | $52.0K | 0.00% | +3,782 | New |
| CWM, LLC | 2,939 | $53.0K | 0.00% | +46+1.6% | Added |
| Orion Capital Management LLC | 3,000 | $54.0K | 0.03% | 00.0% | Unchanged |
| Exane Derivatives | 3,094 | $55.9K | 0.02% | −370−10.7% | Reduced |
| Joseph P. Lucia & Associates, LLC | 3,171 | $57.0K | 0.03% | +3,171 | New |
| Prospera Financial Services Inc | 3,278 | $59.0K | 0.00% | +3,278 | New |
| Highlander Capital Management, LLC | 3,532 | $64.0K | 0.03% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 3,974 | $72.0K | 0.02% | +60+1.5% | Added |
| High Net Worth Advisory Group LLC | 4,700 | $85.0K | 0.03% | 00.0% | Unchanged |
| Quantbot Technologies LP | 5,200 | $93.0K | 0.01% | −16,823−76.4% | Reduced |
| TCWP LLC | 5,195 | $93.0K | 0.02% | +5,195 | New |
| Brown, Lisle/Cummings, Inc. | 5,300 | $95.8K | 0.05% | +600+12.8% | Added |
| Neo Ivy Capital Management | 5,656 | $102.0K | 0.09% | +5,656 | New |
| Fifth Third Bancorp | 6,222 | $112.0K | 0.00% | +3,050+96.2% | Added |
| Barclays PLC | 6,320 | $114.0K | 0.00% | +6,320 | New |
| IFP Advisors, Inc | 8,595 | $123.0K | 0.00% | +8,595 | New |
| Private Ocean, LLC | 7,505 | $136.0K | 0.02% | 00.0% | Unchanged |
| Telemus Capital, LLC | 10,000 | $181.0K | 0.02% | 00.0% | Unchanged |
| Verition Fund Management LLC | 10,185 | $184.0K | 0.00% | +10,185 | New |
| Diligent Investors, LLC | 10,450 | $189.0K | 0.05% | +10+0.1% | Added |
| Johnson Midwest Financial, LLC | 10,500 | $190.0K | 0.27% | +10,500 | New |
| Sunbelt Securities, Inc. | 10,847 | $197.0K | 0.04% | +10,847 | New |
| Strategic Blueprint, LLC | 11,090 | $200.0K | 0.02% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 11,048 | $200.0K | 0.01% | 00.0% | Unchanged |
| Peak Financial Advisors LLC | 11,315 | $204.0K | 0.17% | +840+8.0% | Added |
| Boston Trust Walden Corp | 11,400 | $206.0K | 0.00% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 11,836 | $213.0K | 0.06% | +1,794+17.9% | Added |
| WealthBridge Capital Management, LLC | 12,000 | $217.0K | 0.08% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 12,036 | $217.0K | 0.02% | +1,928+19.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 12,086 | $218.0K | 0.02% | +749+6.6% | Added |
| Brookstone Capital Management | 11,955 | $220.0K | 0.00% | +11,955 | New |
| Proequities, Inc. | 12,362 | $223.0K | 0.02% | +339+2.8% | Added |
| Wiley Bros.-Aintree Capital, LLC | 12,475 | $225.0K | 0.13% | +12,475 | New |
| Bank of New York Mellon Corp | 12,629 | $229.0K | 0.00% | −10,057−44.3% | Reduced |
| Beacon Pointe Advisors, LLC | 12,698 | $229.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 12,781 | $231.0K | 0.01% | +1,102+9.4% | Added |
| American Portfolios Advisors | 12,869 | $232.6K | 0.01% | +247+2.0% | Added |
| Wetherby Asset Management Inc | 13,200 | $239.0K | 0.01% | 00.0% | Unchanged |
| Sciencast Management LP | 13,028 | $240.0K | 0.06% | −7,479−36.5% | Reduced |
| Williams Jones Wealth Management, LLC. | 13,819 | $250.0K | 0.00% | 00.0% | Unchanged |
| Redhawk Wealth Advisors, Inc. | 13,830 | $250.0K | 0.07% | +13,830 | New |
| GWM Advisors LLC | 14,242 | $258.0K | 0.00% | +286+2.0% | Added |
| Old Port Advisors | 13,993 | $260.0K | 0.09% | −959−6.4% | Reduced |
| Cetera Advisor Networks LLC | 14,459 | $261.0K | 0.00% | +1,526+11.8% | Added |
| WMS Partners, LLC | 15,000 | $271.0K | 0.04% | 00.0% | Unchanged |
| SEI Investments Co | 14,191 | $272.0K | 0.00% | −5,367−27.4% | Reduced |
| Quest Investment Management LLC | 15,315 | $277.0K | 0.03% | 00.0% | Unchanged |
| National Asset Management, Inc. | 15,470 | $280.0K | 0.01% | +2,750+21.6% | Added |
| Vestmark Advisory Solutions, Inc. | 15,749 | $285.0K | 0.02% | −1,355−7.9% | Reduced |
| Victory Capital Management Inc | 16,940 | $285.0K | 0.00% | +80+0.5% | Added |
| CAPROCK Group, Inc. | 16,000 | $289.0K | 0.03% | 00.0% | Unchanged |