Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2025
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- −3 vs. Q4 2024
- Shares held
- 40.4M
- +2.55M (+6.7%) vs. Q4 2024
- Total value
- $775.1M
- +$15.2M (+2.0%) vs. Q4 2024
- New holders
- 37
- 146 more added
- Sold out
- 40
- 80 more reduced
5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,363,399 | $64.6M | 0.08% | −75,048−2.2% | Reduced |
| Sound Income Strategies, LLC | 2,874,455 | $55.2M | 3.26% | +59,241+2.1% | Added |
| Two Sigma Advisers, LP | 2,019,600 | $38.8M | 0.09% | +612,700+43.5% | Added |
| Morgan Stanley | 1,574,499 | $30.2M | 0.00% | +294,816+23.0% | Added |
| Two Sigma Investments, LP | 1,265,084 | $24.3M | 0.05% | +319,235+33.8% | Added |
| Citadel Advisors LLC | 1,263,566 | $24.3M | 0.02% | +434,757+52.5% | Added |
| Legal & General Group Plc | 1,176,017 | $22.6M | 0.01% | +98,166+9.1% | Added |
| LPL Financial LLC | 1,130,362 | $21.7M | 0.01% | +143,042+14.5% | Added |
| Advisors Capital Management, LLC | 1,013,182 | $19.5M | 0.30% | −5,028−0.5% | Reduced |
| BlackRock, Inc. | 882,299 | $16.9M | 0.00% | +24,784+2.9% | Added |
| UBS Group AG | 811,055 | $15.6M | 0.00% | +360,165+79.9% | Added |
| Royal Bank of Canada | 804,077 | $15.4M | 0.00% | +15,724+2.0% | Added |
| Melia Wealth LLC | 762,512 | $14.6M | 7.56% | +2,153+0.3% | Added |
| Wells Fargo & Company | 758,292 | $14.6M | 0.00% | +87,618+13.1% | Added |
| JPMorgan Chase & Co | 680,826 | $13.1M | 0.00% | +237,712+53.6% | Added |
| Raymond James Financial Inc | 644,217 | $12.4M | 0.00% | +48,758+8.2% | Added |
| Franklin Resources Inc | 595,252 | $11.4M | 0.00% | +205,972+52.9% | Added |
| Gilman Hill Asset Management, LLC | 568,673 | $10.9M | 1.90% | −8,485−1.5% | Reduced |
| Tectonic Advisors LLC | 531,792 | $10.2M | 0.64% | +37,984+7.7% | Added |
| Credit Agricole S A | 527,236 | $10.1M | 0.04% | +166,671+46.2% | Added |
| Muzinich & Co., Inc. | 510,371 | $9.80M | 5.99% | +60,375+13.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 499,699 | $9.60M | 0.01% | +56,932+12.9% | Added |
| Stifel Financial Corp | 478,896 | $9.20M | 0.01% | +58,617+13.9% | Added |
| Voloridge Investment Management, LLC | 439,016 | $8.43M | 0.03% | +53,010+13.7% | Added |
| Advisors Asset Management, Inc. | 413,415 | $7.94M | 0.15% | +7,224+1.8% | Added |
| Millennium Management LLC | 388,439 | $7.46M | 0.01% | −40,686−9.5% | Reduced |
| Confluence Investment Management LLC | 382,629 | $7.35M | 0.11% | +466+0.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 369,368 | $7.10M | 0.03% | +206,066+126.2% | Added |
| Border to Coast Pensions Partnership Ltd | 350,000 | $6.72M | 0.14% | 00.0% | Unchanged |
| Denali Advisors LLC | 341,045 | $6.55M | 0.75% | −8,455−2.4% | Reduced |
| Cubist Systematic Strategies, LLC | 336,988 | $6.47M | 0.08% | +212,325+170.3% | Added |
| Ameriprise Financial Inc | 329,785 | $6.33M | 0.00% | +3,873+1.2% | Added |
| S&T Bank | 306,625 | $5.89M | 1.93% | −5,950−1.9% | Reduced |
| D.A. Davidson & Co. | 285,929 | $5.49M | 0.04% | −3,254−1.1% | Reduced |
| D. E. Shaw & Co., Inc. | 283,311 | $5.44M | 0.01% | −309,263−52.2% | Reduced |
| Left Brain Wealth Management, LLC | 278,894 | $5.36M | 2.34% | +3,018+1.1% | Added |
| HRT Financial LP | 277,812 | $5.34M | 0.03% | −44,153−13.7% | Reduced |
| Commonwealth Equity Services, LLC | 274,413 | $5.27M | 0.01% | −52,959−16.2% | Reduced |
| The PNC Financial Services Group, Inc. | 274,004 | $5.26M | 0.00% | −20,676−7.0% | Reduced |
| Atria Wealth Solutions, Inc. | 238,406 | $4.58M | 0.06% | −15,022−5.9% | Reduced |
| Truvestments Capital LLC | 211,318 | $4.06M | 0.88% | +67,214+46.6% | Added |
| Ares Management LLC | 201,606 | $3.87M | 0.24% | −25,000−11.0% | Reduced |
| Blair William & Co | 200,000 | $3.84M | 0.01% | −12,810−6.0% | Reduced |
| Cetera Investment Advisers | 191,097 | $3.67M | 0.01% | +38,524+25.2% | Added |
| Financial Advisory Service, Inc. | 188,097 | $3.61M | 0.29% | −8,111−4.1% | Reduced |
| Naviter Wealth, LLC | 184,454 | $3.55M | 0.43% | +26,367+16.7% | Added |
| Baker Avenue Asset Management, LP | 165,898 | $3.19M | 0.10% | +3,048+1.9% | Added |
| Graypoint LLC | 165,597 | $3.18M | 0.20% | +694+0.4% | Added |
| BNP Paribas Arbitrage, SA | 156,840 | $3.01M | 0.00% | +54,166+52.8% | Added |
| Mount Yale Investment Advisors, LLC | 153,851 | $2.96M | 0.25% | +6,309+4.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 153,147 | $2.94M | 0.01% | −8,959−5.5% | Reduced |
| Great West Life Assurance Co | 151,384 | $2.92M | 0.01% | +31,562+26.3% | Added |
| Waterloo Capital, L.P. | 151,666 | $2.91M | 0.27% | +8,666+6.1% | Added |
| Rockefeller Capital Management L.P. | 142,649 | $2.74M | 0.01% | +4,285+3.1% | Added |
| Private Advisor Group, LLC | 140,565 | $2.70M | 0.02% | +9,416+7.2% | Added |
| Bank of America Corp | 125,592 | $2.41M | 0.00% | −3,393−2.6% | Reduced |
| Trexquant Investment LP | 123,706 | $2.38M | 0.03% | +16,374+15.3% | Added |
| Napa Wealth Management | 123,610 | $2.37M | 1.34% | −585−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 123,511 | $2.37M | 0.01% | +16,309+15.2% | Added |
| Neuberger Berman Group LLC | 119,453 | $2.29M | 0.00% | +56,282+89.1% | Added |
| Steward Partners Investment Advisory, LLC | 116,514 | $2.24M | 0.02% | +22,392+23.8% | Added |
| Taylor Frigon Capital Management LLC | 114,664 | $2.20M | 1.31% | +823+0.7% | Added |
| DnB Asset Management AS | 114,192 | $2.19M | 0.01% | −39,773−25.8% | Reduced |
| PFG Investments, LLC | 112,062 | $2.15M | 0.14% | −464−0.4% | Reduced |
| Engineers Gate Manager LP | 111,719 | $2.15M | 0.04% | +62,668+127.8% | Added |
| Twinbeech Capital LP | 111,431 | $2.14M | 0.04% | +111,431 | New |
| Bank of New York Mellon Corp | 111,212 | $2.14M | 0.00% | +28,832+35.0% | Added |
| Qube Research & Technologies Ltd | 110,425 | $2.12M | 0.00% | +110,425 | New |
| Golden State Wealth Management, LLC | 103,486 | $1.99M | 0.30% | −12,172−10.5% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.86M | 1.06% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 114,002 | $1.85M | 0.00% | −676−0.6% | Reduced |
| FJ Capital Management LLC | 93,829 | $1.80M | 0.19% | +38,861+70.7% | Added |
| Natixis | 93,368 | $1.79M | 0.01% | +38,471+70.1% | Added |
| Nations Financial Group Inc, | 92,968 | $1.79M | 0.14% | +521+0.6% | Added |
| Aquatic Capital Management LLC | 90,989 | $1.75M | 0.04% | −12,665−12.2% | Reduced |
| Kestra Private Wealth Services, LLC | 90,876 | $1.75M | 0.03% | +7,940+9.6% | Added |
| FIL Ltd | 88,901 | $1.70M | 0.00% | +88,901 | New |
| Hennion & Walsh Asset Management, Inc. | 88,531 | $1.70M | 0.08% | +160.0% | Added |
| Capital Advisory Group Advisory Services, LLC | 87,053 | $1.67M | 0.64% | −58,529−40.2% | Reduced |
| Legacy Capital Wealth Partners, LLC | 84,602 | $1.63M | 0.40% | −4,332−4.9% | Reduced |
| Envestnet Asset Management Inc | 82,490 | $1.58M | 0.00% | −51,965−38.6% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 80,170 | $1.54M | 1.03% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 79,723 | $1.53M | 0.01% | +79,723 | New |
| Toroso Investments, LLC | 79,440 | $1.53M | 0.01% | +570+0.7% | Added |
| Invesco Ltd. | 77,699 | $1.49M | 0.00% | −15,981−17.1% | Reduced |
| HighTower Advisors, LLC | 76,483 | $1.47M | 0.00% | −793−1.0% | Reduced |
| Simplex Trading, LLC | 72,854 | $1.40M | 0.05% | +72,854 | New |
| Delphi Management Inc | 72,570 | $1.39M | 1.42% | −4,856−6.3% | Reduced |
| Barclays PLC | 71,702 | $1.38M | 0.00% | +666+0.9% | Added |
| Sharpepoint LLC | 75,696 | $1.37M | 1.20% | +10,571+16.2% | Added |
| IHT Wealth Management, LLC | 69,669 | $1.34M | 0.04% | +2,307+3.4% | Added |
| Naples Global Advisors, LLC | 64,074 | $1.23M | 0.12% | +1,815+2.9% | Added |
| Lido Advisors, LLC | 61,269 | $1.18M | 0.01% | +1,685+2.8% | Added |
| Essex Financial Services, Inc. | 60,678 | $1.17M | 0.08% | −219−0.4% | Reduced |
| TFG Advisers LLC | 60,188 | $1.16M | 0.42% | +9,920+19.7% | Added |
| Abundance Wealth Counselors | 58,155 | $1.12M | 0.23% | +2,407+4.3% | Added |
| Arkadios Wealth Advisors | 57,579 | $1.11M | 0.04% | +2,006+3.6% | Added |
| Atom Investors LP | 56,898 | $1.09M | 0.13% | −25,495−30.9% | Reduced |
| Omers Administration Corp | 56,700 | $1.09M | 0.01% | +56,700 | New |
| Bristlecone Advisors, LLC | 55,845 | $1.07M | 0.09% | +8,661+18.4% | Added |