Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2025
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- −3 vs. Q4 2024
- Shares held
- 40.4M
- +2.62M (+6.9%) vs. Q4 2024
- Total value
- $774.9M
- +$16.6M (+2.2%) vs. Q4 2024
- New holders
- 37
- 146 more added
- Sold out
- 40
- 79 more reduced
5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| North Star Investment Management Corp. | 53,604 | $1.03M | 0.07% | +1,154+2.2% | Added |
| Creative Planning | 53,526 | $1.03M | 0.00% | +16,960+46.4% | Added |
| Squarepoint Ops LLC | 52,320 | $1.01M | 0.00% | +52,320 | New |
| J.W. Cole Advisors, Inc. | 51,195 | $983.4K | 0.03% | +51,195 | New |
| Advisory Services Network, LLC | 49,659 | $954.0K | 0.02% | +34,535+228.3% | Added |
| State Street Corp | 48,947 | $940.3K | 0.00% | +48,947 | New |
| McDonald Partners LLC | 48,000 | $922.1K | 0.24% | 00.0% | Unchanged |
| Bleakley Financial Group, LLC | 47,068 | $904.2K | 0.03% | +8,559+22.2% | Added |
| Sigma Planning Corp | 46,811 | $899.2K | 0.03% | −792−1.7% | Reduced |
| SummitTX Capital, L.P. | 45,863 | $881.0K | 0.04% | +45,863 | New |
| Mirador Capital Partners LP | 43,682 | $839.1K | 0.15% | +605+1.4% | Added |
| Virtus Investment Advisers, Inc. | 43,328 | $832.3K | 0.23% | +43,328 | New |
| Verition Fund Management LLC | 42,900 | $824.1K | 0.00% | +42,900 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 42,750 | $821.2K | 0.08% | +42,750 | New |
| US Bancorp | 42,682 | $819.9K | 0.00% | +63+0.1% | Added |
| Wolverine Trading, LLC | 42,401 | $816.6K | 0.03% | +42,401 | New |
| BigSur Wealth Management LLC | 39,500 | $758.8K | 0.21% | +15,000+61.2% | Added |
| Eagle Global Advisors LLC | 38,705 | $743.5K | 0.03% | +11,805+43.9% | Added |
| Mariner, LLC | 38,393 | $737.5K | 0.00% | +12,848+50.3% | Added |
| Bramshill Investments, LLC | 38,275 | $735.3K | 0.08% | +6,963+22.2% | Added |
| Dakota Wealth Management | 37,385 | $718.2K | 0.02% | −1,342−3.5% | Reduced |
| Goldman Sachs Group Inc | 35,740 | $686.6K | 0.00% | −171,100−82.7% | Reduced |
| Foundations Investment Advisors, LLC | 35,717 | $686.1K | 0.01% | +23,202+185.4% | Added |
| Independent Financial Group, LLC | 34,234 | $657.6K | 0.02% | −11,053−24.4% | Reduced |
| Union Bancaire Privee, UBP SA | 34,050 | $654.1K | 0.01% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 33,160 | $637.0K | 0.03% | +2,853+9.4% | Added |
| Kestra Advisory Services, LLC | 32,994 | $633.8K | 0.00% | +2,518+8.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 32,832 | $630.7K | 0.00% | +628+2.0% | Added |
| Truist Financial Corp | 32,236 | $619.3K | 0.00% | −886−2.7% | Reduced |
| 1620 Investment Advisors, Inc. | 31,473 | $604.6K | 0.46% | −217−0.7% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 31,396 | $603.1K | 0.04% | +31,396 | New |
| Prime Capital Investment Advisors, LLC | 31,285 | $601.0K | 0.01% | +18,950+153.6% | Added |
| Dark Forest Capital Management LP | 30,753 | $590.8K | 0.03% | +11,291+58.0% | Added |
| Future Financial Wealth Managment LLC | 30,550 | $586.9K | 0.43% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 30,635 | $578.3K | 0.01% | −3,214−9.5% | Reduced |
| ProShare Advisors LLC | 29,938 | $575.1K | 0.00% | +2,972+11.0% | Added |
| Guggenheim Capital LLC | 29,702 | $570.6K | 0.01% | −429−1.4% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $561.8K | 0.14% | 00.0% | Unchanged |
| Autumn Glory Partners, LLC | 29,000 | $557.1K | 0.28% | +8,500+41.5% | Added |
| Marshall Wace, LLP | 28,615 | $549.7K | 0.00% | −711,595−96.1% | Reduced |
| Concurrent Investment Advisors, LLC | 28,597 | $549.4K | 0.01% | −1,018−3.4% | Reduced |
| Cerity Partners LLC | 28,557 | $548.6K | 0.00% | +7,649+36.6% | Added |
| Balboa Wealth Partners | 28,449 | $546.5K | 0.13% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 28,348 | $544.6K | 0.00% | −11,978−29.7% | Reduced |
| Brookstone Capital Management | 26,951 | $517.7K | 0.01% | +6,722+33.2% | Added |
| Virtu Financial LLC | 26,339 | $506.0K | 0.03% | +26,339 | New |
| AE Wealth Management LLC | 26,108 | $501.5K | 0.00% | −816−3.0% | Reduced |
| CI Private Wealth, LLC | 25,953 | $498.6K | 0.00% | +6,059+30.5% | Added |
| Penbrook Management LLC | 24,982 | $479.9K | 0.36% | +380+1.5% | Added |
| Diligent Investors, LLC | 24,483 | $470.3K | 0.11% | +20+0.1% | Added |
| Summit Global Investments | 24,200 | $465.0K | 0.03% | +24,200 | New |
| Core Wealth Partners LLC | 24,153 | $464.0K | 0.27% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 23,470 | $450.9K | 0.03% | +2,029+9.5% | Added |
| Equitable Holdings, Inc. | 23,458 | $450.6K | 0.00% | +437+1.9% | Added |
| Accredited Investors Inc. | 23,000 | $441.8K | 0.03% | 00.0% | Unchanged |
| Empowered Funds, LLC | 22,854 | $439.0K | 0.01% | +10,559+85.9% | Added |
| Susquehanna International Group, LLP | 22,580 | $433.8K | 0.00% | −25,940−53.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 22,405 | $431.5K | 0.00% | +4,688+26.5% | Added |
| Mackenzie Financial Corp | 22,284 | $428.1K | 0.00% | −11,005−33.1% | Reduced |
| Campbell & CO Investment Adviser LLC | 22,014 | $422.9K | 0.03% | +1,123+5.4% | Added |
| Captrust Financial Advisors | 21,912 | $420.9K | 0.00% | −1,501−6.4% | Reduced |
| Point72 Asset Management, L.P. | 21,651 | $415.9K | 0.00% | +21,651 | New |
| Harbour Investments, Inc. | 21,227 | $407.8K | 0.01% | +18,753+758.0% | Added |
| CWM Advisors, LLC | 21,185 | $407.0K | 0.05% | −1,192−5.3% | Reduced |
| International Assets Investment Management, LLC | 21,032 | $404.0K | 0.04% | +290+1.4% | Added |
| Inspire Advisors, LLC | 20,930 | $402.1K | 0.05% | −141−0.7% | Reduced |
| MML Investors Services, LLC | 20,897 | $401.0K | 0.00% | −1,081−4.9% | Reduced |
| Accel Wealth Management | 20,841 | $400.4K | 0.14% | +3,838+22.6% | Added |
| MAS Advisors LLC | 20,264 | $389.3K | 0.60% | +1,343+7.1% | Added |
| Oppenheimer & Co Inc | 20,218 | $388.4K | 0.01% | +4,352+27.4% | Added |
| Apollon Wealth Management, LLC | 20,073 | $385.6K | 0.01% | +4,451+28.5% | Added |
| Global Endowment Management, LP | 20,000 | $384.2K | 0.05% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $384.2K | 0.34% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $377.2K | 0.02% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 19,385 | $372.4K | 0.03% | 00.0% | Unchanged |
| RMR Wealth Builders | 19,232 | $369.5K | 0.04% | +148+0.8% | Added |
| Fieldview Capital Management, LLC | 19,025 | $365.5K | 0.05% | +19,025 | New |
| Pathstone Holdings, LLC | 18,878 | $362.6K | 0.00% | +1,233+7.0% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 18,837 | $361.9K | 0.00% | +18,837 | New |
| Centiva Capital, LP | 18,767 | $360.5K | 0.02% | +18,767 | New |
| Jump Financial, LLC | 18,713 | $359.5K | 0.01% | −80,539−81.1% | Reduced |
| Pasadena Private Wealth, LLC | 18,240 | $350.4K | 0.07% | +18,240 | New |
| Sit Investment Associates Inc | 18,050 | $347.0K | 0.01% | 00.0% | Unchanged |
| Prossimo Advisors, LLC | 17,459 | $335.0K | 0.25% | +155+0.9% | Added |
| Mercer Global Advisors Inc | 17,267 | $331.7K | 0.00% | +3,868+28.9% | Added |
| Integrated Wealth Concepts LLC | 17,241 | $331.2K | 0.00% | +959+5.9% | Added |
| Colonial River Wealth Management, LLC | 17,177 | $330.0K | 0.18% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 17,177 | $330.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Inc | 16,919 | $325.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 16,765 | $322.1K | 0.01% | −93,026−84.7% | Reduced |
| Clearstead Advisors, LLC | 16,519 | $317.3K | 0.00% | +8,669+110.4% | Added |
| Monument Capital Management | 16,421 | $315.4K | 0.10% | −740−4.3% | Reduced |
| Sowell Financial Services LLC | 16,313 | $313.4K | 0.01% | −12,445−43.3% | Reduced |
| Colony Group, LLC | 15,747 | $302.5K | 0.00% | +3,250+26.0% | Added |
| Register Financial Advisors LLC | 15,295 | $293.8K | 0.15% | −80−0.5% | Reduced |
| Cascade Financial Partners, LLC | 15,293 | $293.8K | 0.04% | +1,100+7.8% | Added |
| Chung Wu Investment Group, LLC | 15,178 | $291.6K | 0.35% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 15,175 | $291.5K | 0.00% | −1,213−7.4% | Reduced |
| Allie Family Office LLC | 15,000 | $288.1K | 0.16% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 14,759 | $283.5K | 0.01% | −644−4.2% | Reduced |