Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2024
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +40 vs. Q3 2024
- Shares held
- 37.9M
- +6.34M (+20.1%) vs. Q3 2024
- Total value
- $762.0M
- +$128.1M (+20.2%) vs. Q3 2024
- New holders
- 64
- 139 more added
- Sold out
- 24
- 69 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,438,447 | $69.1M | 0.09% | +323,028+10.4% | Added |
| Sound Income Strategies, LLC | 2,815,214 | $56.6M | 3.50% | +77,869+2.8% | Added |
| Two Sigma Advisers, LP | 1,406,900 | $28.3M | 0.07% | +946,700+205.7% | Added |
| Morgan Stanley | 1,279,683 | $25.7M | 0.00% | +22,717+1.8% | Added |
| Legal & General Group Plc | 1,077,851 | $21.7M | 0.01% | −93,666−8.0% | Reduced |
| Advisors Capital Management, LLC | 1,018,210 | $20.5M | 0.32% | +62,610+6.6% | Added |
| LPL Financial LLC | 987,320 | $19.8M | 0.01% | +4050.0% | Added |
| Two Sigma Investments, LP | 945,849 | $19.0M | 0.04% | +488,172+106.7% | Added |
| BlackRock, Inc. | 857,515 | $17.2M | 0.00% | +154,163+21.9% | Added |
| Citadel Advisors LLC | 828,809 | $16.7M | 0.02% | +435,861+110.9% | Added |
| Royal Bank of Canada | 788,353 | $15.8M | 0.00% | +23,783+3.1% | Added |
| Melia Wealth LLC | 760,359 | $15.3M | 7.97% | +16,786+2.3% | Added |
| Marshall Wace, LLP | 740,210 | $14.9M | 0.02% | +740,210 | New |
| Wells Fargo & Company | 670,674 | $13.5M | 0.00% | +15,836+2.4% | Added |
| Raymond James Financial Inc | 595,459 | $12.0M | 0.00% | +595,459 | New |
| D. E. Shaw & Co., Inc. | 592,574 | $11.9M | 0.01% | +592,574 | New |
| Gilman Hill Asset Management, LLC | 577,158 | $11.6M | 2.02% | −20,549−3.4% | Reduced |
| Tectonic Advisors LLC | 493,808 | $9.92M | 0.65% | +60,776+14.0% | Added |
| UBS Group AG | 450,890 | $9.06M | 0.00% | +148,688+49.2% | Added |
| Muzinich & Co., Inc. | 449,996 | $9.04M | 6.38% | +41,634+10.2% | Added |
| JPMorgan Chase & Co | 443,114 | $8.90M | 0.00% | −142,842−24.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 442,767 | $8.90M | 0.01% | +41,634+10.4% | Added |
| Millennium Management LLC | 429,125 | $8.62M | 0.01% | +406,944+1,834.7% | Added |
| Stifel Financial Corp | 420,279 | $8.44M | 0.01% | +47,587+12.8% | Added |
| Advisors Asset Management, Inc. | 406,191 | $8.16M | 0.15% | −794−0.2% | Reduced |
| Franklin Resources Inc | 389,280 | $7.82M | 0.00% | +2,055+0.5% | Added |
| Voloridge Investment Management, LLC | 386,006 | $7.75M | 0.03% | +386,006 | New |
| Confluence Investment Management LLC | 382,163 | $7.68M | 0.11% | +1,711+0.4% | Added |
| Credit Agricole S A | 360,565 | $7.24M | 0.02% | +30,194+9.1% | Added |
| Border to Coast Pensions Partnership Ltd | 350,000 | $7.03M | 0.14% | 00.0% | Unchanged |
| Denali Advisors LLC | 349,500 | $7.02M | 0.74% | −9,080−2.5% | Reduced |
| Commonwealth Equity Services, LLC | 327,372 | $6.58M | 0.01% | +4,896+1.5% | Added |
| Ameriprise Financial Inc | 325,912 | $6.55M | 0.00% | +28,812+9.7% | Added |
| HRT Financial LP | 321,965 | $6.47M | 0.03% | +99,199+44.5% | Added |
| S&T Bank | 312,575 | $6.28M | 2.00% | −44,552−12.5% | Reduced |
| The PNC Financial Services Group, Inc. | 294,680 | $5.92M | 0.00% | +173+0.1% | Added |
| D.A. Davidson & Co. | 289,183 | $5.81M | 0.05% | +5,333+1.9% | Added |
| Janney Montgomery Scott LLC | 282,713 | $5.68M | 0.02% | −21,145−7.0% | Reduced |
| Left Brain Wealth Management, LLC | 275,876 | $5.54M | 2.09% | +67,215+32.2% | Added |
| Atria Wealth Solutions, Inc. | 253,428 | $5.09M | 0.06% | +270+0.1% | Added |
| Schonfeld Strategic Advisors LLC | 249,700 | $5.02M | 0.03% | +249,700 | New |
| Ares Management LLC | 226,606 | $4.55M | 0.16% | +28,300+14.3% | Added |
| Blair William & Co | 212,810 | $4.28M | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 206,840 | $4.16M | 0.00% | +91,043+78.6% | Added |
| Financial Advisory Service, Inc. | 196,208 | $3.94M | 0.33% | −10,759−5.2% | Reduced |
| Graypoint LLC | 164,903 | $3.31M | 0.20% | +24,673+17.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 163,302 | $3.28M | 0.01% | +163,302 | New |
| Baker Avenue Asset Management, LP | 162,850 | $3.27M | 0.10% | +3,182+2.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 162,106 | $3.26M | 0.01% | +9,606+6.3% | Added |
| Naviter Wealth, LLC | 158,087 | $3.18M | 0.38% | +20,156+14.6% | Added |
| DnB Asset Management AS | 153,965 | $3.09M | 0.01% | +13,859+9.9% | Added |
| Cetera Investment Advisers | 152,573 | $3.07M | 0.01% | +20,417+15.4% | Added |
| Mount Yale Investment Advisors, LLC | 147,542 | $2.96M | 0.24% | +15,467+11.7% | Added |
| Capital Advisory Group Advisory Services, LLC | 145,582 | $2.92M | 1.05% | −141,152−49.2% | Reduced |
| Truvestments Capital LLC | 144,104 | $2.90M | 0.75% | +7,829+5.7% | Added |
| Waterloo Capital, L.P. | 143,000 | $2.87M | 0.30% | +8,771+6.5% | Added |
| Rockefeller Capital Management L.P. | 138,364 | $2.78M | 0.01% | +496+0.4% | Added |
| Envestnet Asset Management Inc | 134,455 | $2.70M | 0.00% | −86,580−39.2% | Reduced |
| Private Advisor Group, LLC | 131,149 | $2.63M | 0.01% | +7,235+5.8% | Added |
| Bank of America Corp | 128,985 | $2.59M | 0.00% | +4,518+3.6% | Added |
| Cubist Systematic Strategies, LLC | 124,663 | $2.50M | 0.04% | +124,663 | New |
| Napa Wealth Management | 124,195 | $2.50M | 1.08% | +3,901+3.2% | Added |
| Great West Life Assurance Co | 119,822 | $2.40M | 0.00% | −7,570−5.9% | Reduced |
| Golden State Wealth Management, LLC | 115,658 | $2.32M | 0.35% | +115,658 | New |
| CIBC Private Wealth Group, LLC | 114,678 | $2.29M | 0.00% | +187+0.2% | Added |
| Taylor Frigon Capital Management LLC | 113,841 | $2.29M | 1.16% | −1,955−1.7% | Reduced |
| PFG Investments, LLC | 112,526 | $2.26M | 0.14% | +1,672+1.5% | Added |
| Quantbot Technologies LP | 109,791 | $2.21M | 0.08% | +75,939+224.3% | Added |
| Northern Trust Corp | 109,136 | $2.19M | 0.00% | +13,930+14.6% | Added |
| Trexquant Investment LP | 107,332 | $2.16M | 0.03% | +107,332 | New |
| Advisor Group Holdings, Inc. | 107,202 | $2.15M | 0.00% | −45,055−29.6% | Reduced |
| Aquatic Capital Management LLC | 103,654 | $2.08M | 0.06% | +103,654 | New |
| BNP Paribas Arbitrage, SA | 102,674 | $2.06M | 0.00% | +49,606+93.5% | Added |
| Jump Financial, LLC | 99,252 | $1.99M | 0.04% | +31,998+47.6% | Added |
| Mackenzie Financial Corp | 99,867 | $1.99M | 0.00% | +67,388+207.5% | Added |
| Pennington Partners & Co., LLC | 96,700 | $1.94M | 0.96% | +96,700 | New |
| Steward Partners Investment Advisory, LLC | 94,122 | $1.89M | 0.02% | +11,279+13.6% | Added |
| Invesco Ltd. | 93,680 | $1.88M | 0.00% | +9,831+11.7% | Added |
| Nations Financial Group Inc, | 92,447 | $1.86M | 0.14% | +799+0.9% | Added |
| Legacy Capital Wealth Partners, LLC | 88,934 | $1.79M | 0.44% | −4,277−4.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 88,515 | $1.78M | 0.08% | −23,876−21.2% | Reduced |
| Kestra Private Wealth Services, LLC | 82,936 | $1.67M | 0.03% | +6,082+7.9% | Added |
| Atom Investors LP | 82,393 | $1.66M | 0.21% | +82,393 | New |
| Bank of New York Mellon Corp | 82,380 | $1.66M | 0.00% | +33,191+67.5% | Added |
| Creegan & Nassoura Financial Group, LLC | 80,170 | $1.61M | 1.08% | −200−0.2% | Reduced |
| Toroso Investments, LLC | 78,870 | $1.58M | 0.01% | +2,608+3.4% | Added |
| Delphi Management Inc | 77,426 | $1.55M | 1.50% | +2,360+3.1% | Added |
| HighTower Advisors, LLC | 77,276 | $1.55M | 0.00% | +14,841+23.8% | Added |
| Barclays PLC | 71,036 | $1.43M | 0.00% | +71,036 | New |
| IHT Wealth Management, LLC | 67,362 | $1.35M | 0.04% | +5,487+8.9% | Added |
| Sharpepoint LLC | 65,125 | $1.31M | 1.18% | +65,125 | New |
| Neuberger Berman Group LLC | 63,171 | $1.27M | 0.00% | +639+1.0% | Added |
| Naples Global Advisors, LLC | 62,259 | $1.25M | 0.12% | +600+1.0% | Added |
| Essex Financial Services, Inc. | 60,897 | $1.22M | 0.09% | −1,905−3.0% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 60,513 | $1.22M | 0.35% | −94,699−61.0% | Reduced |
| Lido Advisors, LLC | 59,584 | $1.20M | 0.01% | −3,582−5.7% | Reduced |
| Abundance Wealth Counselors | 55,748 | $1.12M | 0.24% | −168−0.3% | Reduced |
| Arkadios Wealth Advisors | 55,573 | $1.12M | 0.06% | −229−0.4% | Reduced |
| FJ Capital Management LLC | 54,968 | $1.10M | 0.13% | +54,968 | New |
| Natixis | 54,897 | $1.10M | 0.01% | −36,818−40.1% | Reduced |