Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2026
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 349
- +1 vs. Q4 2025
- Shares held
- 53.0M
- +966.2K (+1.9%) vs. Q4 2025
- Total value
- $744.0M
- −$268.4M (−26.5%) vs. Q4 2025
- New holders
- 53
- 130 more added
- Sold out
- 52
- 103 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,382,058 | $49.2M | 2.38% | +678,783+25.1% | Added |
| Van Eck Associates Corp | 3,163,981 | $46.7M | 0.04% | −294,296−8.5% | Reduced |
| UBS Group AG | 2,493,992 | $36.8M | 0.01% | +822,132+49.2% | Added |
| Two Sigma Investments, LP | 2,324,859 | $34.3M | 0.03% | +708,403+43.8% | Added |
| Qube Research & Technologies Ltd | 2,235,750 | $33.0M | 0.05% | +709,224+46.5% | Added |
| LPL Financial LLC | 1,795,677 | $26.5M | 0.01% | −27,728−1.5% | Reduced |
| D. E. Shaw & Co., Inc. | 1,548,960 | $22.9M | 0.02% | +723,423+87.6% | Added |
| Legal & General Group Plc | 1,498,653 | $22.1M | 0.01% | +116,569+8.4% | Added |
| Muzinich & Co., Inc. | 1,350,125 | $19.9M | 6.98% | +14,338+1.1% | Added |
| Morgan Stanley | 1,264,616 | $18.7M | 0.00% | +150,443+13.5% | Added |
| Franklin Resources Inc | 1,135,489 | $16.8M | 0.00% | +160,134+16.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,025,337 | $15.1M | 0.01% | +6,578+0.6% | Added |
| Millennium Management LLC | 985,160 | $14.6M | 0.01% | −407,316−29.3% | Reduced |
| Tectonic Advisors LLC | 893,102 | $13.2M | 0.70% | +133,356+17.6% | Added |
| Advisors Capital Management, LLC | 856,216 | $12.6M | 0.15% | +27,958+3.4% | Added |
| BlackRock, Inc. | 855,052 | $12.6M | 0.00% | −477,964−35.9% | Reduced |
| JPMorgan Chase & Co | 878,600 | $12.5M | 0.00% | +558,385+174.4% | Added |
| Citadel Advisors LLC | 815,385 | $12.0M | 0.01% | +343,246+72.7% | Added |
| Melia Wealth LLC | 799,708 | $11.8M | 5.72% | −2,477−0.3% | Reduced |
| Ares Management LLC | 776,606 | $11.5M | 0.76% | +575,000+285.2% | Added |
| Wells Fargo & Company | 749,207 | $11.1M | 0.00% | +8,726+1.2% | Added |
| Gilman Hill Asset Management, LLC | 617,833 | $9.13M | 1.38% | +37,393+6.4% | Added |
| Stifel Financial Corp | 501,728 | $7.41M | 0.01% | −105,412−17.4% | Reduced |
| Royal Bank of Canada | 496,406 | $7.33M | 0.00% | −147,364−22.9% | Reduced |
| HRT Financial LP | 495,278 | $7.32M | 0.02% | +53,962+12.2% | Added |
| Raymond James Financial Inc | 476,568 | $7.04M | 0.00% | −214,496−31.0% | Reduced |
| Border to Coast Pensions Partnership Ltd | 475,000 | $7.04M | 0.12% | +75,000+18.8% | Added |
| Trexquant Investment LP | 470,541 | $6.95M | 0.05% | +67,649+16.8% | Added |
| Susquehanna International Group, LLP | 442,571 | $6.54M | 0.01% | +421,576+2,008.0% | Added |
| Ameriprise Financial Inc | 438,077 | $6.47M | 0.00% | +52,081+13.5% | Added |
| Engineers Gate Manager LP | 391,972 | $5.79M | 0.07% | +259,284+195.4% | Added |
| Goldman Sachs Group Inc | 384,372 | $5.68M | 0.00% | +179,061+87.2% | Added |
| D.A. Davidson & Co. | 323,397 | $4.78M | 0.03% | +14,186+4.6% | Added |
| Advisors Asset Management, Inc. | 307,016 | $4.53M | 0.08% | −57,195−15.7% | Reduced |
| Neuberger Berman Group LLC | 301,673 | $4.46M | 0.00% | −1,172−0.4% | Reduced |
| Voloridge Investment Management, LLC | 301,173 | $4.45M | 0.02% | −406,478−57.4% | Reduced |
| FJ Capital Management LLC | 277,666 | $4.10M | 0.46% | +107,682+63.3% | Added |
| Confluence Investment Management LLC | 273,343 | $4.04M | 0.06% | −16,446−5.7% | Reduced |
| Cetera Investment Advisers | 256,621 | $3.79M | 0.00% | +41,585+19.3% | Added |
| Barclays PLC | 240,270 | $3.55M | 0.00% | +63,897+36.2% | Added |
| The PNC Financial Services Group, Inc. | 234,092 | $3.46M | 0.00% | +340.0% | Added |
| Bank of America Corp | 227,010 | $3.35M | 0.00% | +21,590+10.5% | Added |
| Denali Advisors LLC | 224,350 | $3.31M | 0.37% | −8,899−3.8% | Reduced |
| State Street Corp | 223,172 | $3.30M | 0.00% | +9,339+4.4% | Added |
| Commonwealth Equity Services, LLC | 213,346 | $3.15M | 0.00% | −6,696−3.0% | Reduced |
| Naviter Wealth, LLC | 210,445 | $3.11M | 0.39% | +16,482+8.5% | Added |
| Mount Yale Investment Advisors, LLC | 206,303 | $3.05M | 0.07% | +206,303 | New |
| Cerity Partners LLC | 197,967 | $2.92M | 0.00% | +60.0% | Added |
| Jump Financial, LLC | 196,273 | $2.90M | 0.04% | −164,819−45.6% | Reduced |
| BNP Paribas Arbitrage, SA | 193,310 | $2.86M | 0.00% | −14,129−6.8% | Reduced |
| Blair William & Co | 191,193 | $2.82M | 0.01% | −4,400−2.2% | Reduced |
| Waterloo Capital, L.P. | 186,760 | $2.76M | 0.19% | +1,441+0.8% | Added |
| Great West Life Assurance Co | 184,580 | $2.74M | 0.00% | −31,016−14.4% | Reduced |
| Financial Advisory Service, Inc. | 180,756 | $2.67M | 0.17% | −1,990−1.1% | Reduced |
| Taylor Frigon Capital Management LLC | 158,491 | $2.34M | 1.33% | −4,797−2.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 157,097 | $2.32M | 0.01% | −10,593−6.3% | Reduced |
| Balyasny Asset Management LLC | 151,940 | $2.24M | 0.00% | +136,938+912.8% | Added |
| Apollon Wealth Management, LLC | 151,796 | $2.24M | 0.04% | +132,351+680.6% | Added |
| Bank of New York Mellon Corp | 144,459 | $2.13M | 0.00% | +30,852+27.2% | Added |
| Sharpepoint LLC | 142,488 | $2.10M | 1.25% | +41,867+41.6% | Added |
| Rockefeller Capital Management L.P. | 142,061 | $2.10M | 0.00% | +1,065+0.8% | Added |
| Rare Wolf Capital LLC | 130,771 | $1.93M | 1.25% | +75,742+137.6% | Added |
| Schonfeld Strategic Advisors LLC | 128,549 | $1.90M | 0.02% | −231,897−64.3% | Reduced |
| Significant Wealth Partners LLC | 125,136 | $1.85M | 2.28% | +125,136 | New |
| Lazard Asset Management LLC | 124,353 | $1.84M | 0.00% | +124,353 | New |
| Brevan Howard Capital Management LP | 122,078 | $1.80M | 0.02% | +21,365+21.2% | Added |
| Natixis | 118,634 | $1.75M | 0.01% | +257+0.2% | Added |
| PFG Investments, LLC | 113,676 | $1.68M | 0.08% | +2,565+2.3% | Added |
| CIBC Bancorp USA Inc. | 111,276 | $1.64M | 0.00% | +111,276 | New |
| Mather Group, LLC. | 109,084 | $1.61M | 0.02% | +109,084 | New |
| XTX Topco Ltd | 107,976 | $1.59M | 0.03% | −85,328−44.1% | Reduced |
| Centaurus Financial, Inc. | 107,492 | $1.59M | 0.08% | +1,098+1.0% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 106,912 | $1.58M | 0.01% | +22,933+27.3% | Added |
| S&T Bank | 106,315 | $1.57M | 0.59% | −91,578−46.3% | Reduced |
| Triad Investment Management | 104,563 | $1.54M | 1.82% | +500+0.5% | Added |
| Private Advisor Group, LLC | 104,541 | $1.54M | 0.01% | −30,936−22.8% | Reduced |
| Group One Trading, L.P. | 101,940 | $1.51M | 0.05% | +45,247+79.8% | Added |
| IHT Wealth Management, LLC | 100,895 | $1.49M | 0.03% | +14,012+16.1% | Added |
| AE Wealth Management LLC | 100,693 | $1.49M | 0.01% | +47,158+88.1% | Added |
| Advisor Group Holdings, Inc. | 100,251 | $1.48M | 0.00% | +554+0.6% | Added |
| Legacy Capital Wealth Partners, LLC | 98,333 | $1.45M | 0.30% | +8,736+9.8% | Added |
| Pennington Partners & Co., LLC | 96,700 | $1.43M | 0.49% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 124,677 | $1.42M | 0.10% | +15,122+13.8% | Added |
| Nations Financial Group Inc, | 94,616 | $1.40M | 0.07% | −3,721−3.8% | Reduced |
| Truvestments Capital LLC | 93,754 | $1.38M | 0.25% | −87,972−48.4% | Reduced |
| Jefferies Financial Group Inc. | 92,230 | $1.36M | 0.02% | +89,253+2,998.1% | Added |
| Riverbridge Partners LLC | 90,672 | $1.34M | 0.03% | +90,672 | New |
| Northern Trust Corp | 86,233 | $1.27M | 0.00% | −115,152−57.2% | Reduced |
| Independent Financial Group, LLC | 84,349 | $1.25M | 0.03% | +16,059+23.5% | Added |
| Steward Partners Investment Advisory, LLC | 82,022 | $1.21M | 0.01% | −27,875−25.4% | Reduced |
| Triumph Capital Management | 81,862 | $1.21M | 0.25% | +72,257+752.3% | Added |
| Naples Global Advisors, LLC | 79,899 | $1.18M | 0.09% | +8,330+11.6% | Added |
| Invesco Ltd. | 78,563 | $1.16M | 0.00% | −1,087−1.4% | Reduced |
| Lido Advisors, LLC | 77,549 | $1.15M | 0.00% | +10,755+16.1% | Added |
| Toroso Investments, LLC | 77,178 | $1.14M | 0.00% | −1,696−2.2% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 76,856 | $1.14M | 0.01% | +36,555+90.7% | Added |
| Resolute Capital, LLC | 76,767 | $1.13M | 0.46% | +12,267+19.0% | Added |
| Romano Brothers and Company | 75,900 | $1.12M | 0.13% | +75,900 | New |
| Wealth Enhancement Advisory Services, LLC | 71,116 | $1.06M | 0.00% | −31,843−30.9% | Reduced |
| Creative Planning | 68,784 | $1.02M | 0.00% | +5,790+9.2% | Added |