Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2026
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 349
- +1 vs. Q4 2025
- Shares held
- 53.0M
- +1.01M (+1.9%) vs. Q4 2025
- Total value
- $744.0M
- −$186.4M (−20.0%) vs. Q4 2025
- New holders
- 53
- 130 more added
- Sold out
- 52
- 103 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pandowealth. LLC | 2,507,600 | $0 | 0.00% | 00.0% | Unchanged |
| Ares Financial Consulting, LLC | 2 | $33 | 0.00% | −47,728−100.0% | Reduced |
| PMV Capital Advisers, LLC | 6 | $94 | 0.00% | +6 | New |
| Elequin Capital LP | 9 | $133 | 0.00% | −64−87.7% | Reduced |
| Danske Bank A/S | 9 | $133 | 0.00% | +5+125.0% | Added |
| Caitong International Asset Management Co., Ltd | 25 | $369 | 0.00% | −1,103−97.8% | Reduced |
| CoreCap Advisors, LLC | 33 | $498 | 0.00% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 44 | $648 | 0.00% | −2,767−98.4% | Reduced |
| Hager Investment Management Services, LLC | 53 | $789 | 0.00% | +1+1.9% | Added |
| West Financial Advisors, LLC | 56 | $827 | 0.00% | +1+1.8% | Added |
| Quest 10 Wealth Builders, Inc. | 57 | $846 | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.48K | 0.00% | −300−75.0% | Reduced |
| Rothschild Investment LLC | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 189 | $2.79K | 0.00% | 00.0% | Unchanged |
| JPL Wealth Management, LLC | 200 | $2.95K | 0.00% | +200 | New |
| Signature Resources Capital Management, LLC | 275 | $4.06K | 0.00% | 00.0% | Unchanged |
| William B. Walkup & Associates, Inc. | 229 | $4.40K | 0.00% | 00.0% | Unchanged |
| McGuire Capital Advisors Inc | 348 | $5.14K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 396 | $5.85K | 0.00% | −1,261−76.1% | Reduced |
| PFS Partners, LLC | 413 | $6.10K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 425 | $6.18K | 0.00% | +225+112.5% | Added |
| Russell Investments Group, Ltd. | 475 | $7.01K | 0.00% | −712−60.0% | Reduced |
| SJS Investment Consulting Inc. | 500 | $7.38K | 0.00% | 00.0% | Unchanged |
| Rossby Financial, LCC | 518 | $7.54K | 0.00% | 00.0% | Unchanged |
| Alerus Financial NA | 517 | $7.64K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 600 | $8.86K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $9.00K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 600 | $9.00K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $9.23K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $9.47K | 0.00% | −195−23.3% | Reduced |
| Gilpin Wealth Management, LLC | 723 | $10.7K | 0.01% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $11.2K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 796 | $11.8K | 0.00% | −2,010−71.6% | Reduced |
| Sofos Investments, Inc. | 900 | $13.3K | 0.00% | 00.0% | Unchanged |
| Vision Financial Markets LLC | 995 | $14.7K | 0.01% | +995 | New |
| Hilton Head Capital Partners, LLC | 1,095 | $16.2K | 0.01% | +130+13.5% | Added |
| NBC Securities, Inc. | 1,153 | $17.0K | 0.00% | +193+20.1% | Added |
| Clearstead Advisors, LLC | 1,200 | $17.7K | 0.00% | +1,200 | New |
| Spire Wealth Management | 1,205 | $17.8K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,275 | $18.8K | 0.00% | +25+2.0% | Added |
| Assetmark, Inc | 1,286 | $19.0K | 0.00% | −500−28.0% | Reduced |
| Chesapeake Asset Management LLC | 1,304 | $19.3K | 0.02% | −272−17.3% | Reduced |
| Atlantic Union Bankshares Corp | 1,500 | $22.2K | 0.00% | −517−25.6% | Reduced |
| HHM Wealth Advisors, LLC | 1,500 | $22.2K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,535 | $22.7K | 0.00% | +1,535 | New |
| Caitlin John, LLC | 1,602 | $23.7K | 0.01% | +42+2.7% | Added |
| UBS Asset Management Americas Inc | 1,605 | $23.7K | 0.00% | +148+10.2% | Added |
| Burk Holdings LLC | 1,750 | $25.8K | 0.01% | +1,750 | New |
| Northwestern Mutual Wealth Management Co | 1,942 | $28.7K | 0.00% | +58+3.1% | Added |
| CWM, LLC | 1,998 | $29.5K | 0.00% | +1,227+159.1% | Added |
| IFG Advisory, LLC | 2,000 | $29.5K | 0.08% | +2,000 | New |
| Optiver Holding B.V. | 2,020 | $29.8K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 2,043 | $30.2K | 0.01% | +5+0.2% | Added |
| Financial Consulate, Inc | 2,045 | $30.2K | 0.00% | +200+10.8% | Added |
| CX Institutional | 2,150 | $32.0K | 0.00% | −2,944−57.8% | Reduced |
| Delta Asset Management LLC | 2,221 | $32.8K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,357 | $34.8K | 0.00% | +2,357 | New |
| Estabrook Capital Management | 2,453 | $36.2K | 0.01% | +56+2.3% | Added |
| Hollencrest Capital Management | 2,522 | $37.3K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,881 | $42.6K | 0.00% | −500−14.8% | Reduced |
| MTM Investment Management, LLC | 2,900 | $42.8K | 0.01% | 00.0% | Unchanged |
| WFA of San Diego, LLC | 3,000 | $44.3K | 0.04% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,000 | $44.3K | 0.00% | +3,000 | New |
| Whittier Trust Co of Nevada Inc | 2,921 | $44.3K | 0.00% | +77+2.7% | Added |
| ZRC Wealth Management, LLC | 3,267 | $48.3K | 0.02% | +86+2.7% | Added |
| EverSource Wealth Advisors, LLC | 3,322 | $49.1K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 3,435 | $50.7K | 0.00% | +3,435 | New |
| Innovative Asset Advisors Group, LLC | 3,500 | $51.7K | 0.03% | +3,500 | New |
| Security National Bank | 3,508 | $51.8K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,520 | $52.0K | 0.00% | −137,761−97.5% | Reduced |
| Kozak & Associates, Inc. | 3,610 | $55.2K | 0.01% | +95+2.7% | Added |
| Brown, Lisle/Cummings, Inc. | 3,811 | $56.3K | 0.01% | 00.0% | Unchanged |
| Sankala Group LLC | 4,132 | $58.0K | 0.05% | +109+2.7% | Added |
| Tradewinds Capital Management, LLC | 3,998 | $59.1K | 0.01% | +105+2.7% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $59.1K | 0.00% | −20−0.5% | Reduced |
| Advocate Investing Services LLC | 4,240 | $62.6K | 0.05% | 00.0% | Unchanged |
| Bayforest Capital Ltd | 4,417 | $65.2K | 0.07% | −2,824−39.0% | Reduced |
| MAI Capital Management | 4,436 | $65.5K | 0.00% | −588−11.7% | Reduced |
| Harbour Investments, Inc. | 4,913 | $72.6K | 0.00% | +2,107+75.1% | Added |
| Geneos Wealth Management Inc. | 4,975 | $73.5K | 0.00% | −1,500−23.2% | Reduced |
| Key Capital Management, INC | 5,376 | $79.4K | 0.05% | −2,967−35.6% | Reduced |
| Chilton Capital Management LLC | 5,500 | $81.2K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 5,784 | $85.4K | 0.00% | 00.0% | Unchanged |
| CWM Advisors, LLC | 5,858 | $86.5K | 0.01% | −24,596−80.8% | Reduced |
| Allworth Financial LP | 6,167 | $91.1K | 0.00% | +454+7.9% | Added |
| Union Bancaire Privee, UBP SA | 6,449 | $91.6K | 0.00% | −21,359−76.8% | Reduced |
| Caldwell Sutter Capital, Inc. | 6,234 | $92.1K | 0.04% | +1,648+35.9% | Added |
| Ameriflex Group, Inc. | 6,549 | $96.7K | 0.05% | 00.0% | Unchanged |
| Anfield Capital Management, LLC | 6,908 | $102.0K | 0.03% | −3,920−36.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 7,075 | $104.5K | 0.00% | −1,000−12.4% | Reduced |
| Annis Gardner Whiting Capital Advisors, LLC | 7,090 | $104.7K | 0.02% | +1,035+17.1% | Added |
| Signaturefd, LLC | 7,561 | $111.7K | 0.00% | +1,889+33.3% | Added |
| Jones Financial Companies LLLP | 8,063 | $112.0K | 0.00% | −427−5.0% | Reduced |
| State of Alaska, Department of Revenue | 7,821 | $115.0K | 0.00% | 00.0% | Unchanged |
| AREX Capital Management, LP | 8,000 | $118.2K | 0.20% | +8,000 | New |
| Hillsdale Investment Management Inc. | 8,620 | $127.3K | 0.00% | +8,620 | New |
| Armstrong Advisory Group, Inc | 9,607 | $141.9K | 0.01% | +4,346+82.6% | Added |
| IFP Advisors, Inc | 9,741 | $143.9K | 0.00% | +603+6.6% | Added |
| American Capital Advisory, LLC | 10,000 | $147.7K | 0.06% | +10,000 | New |
| Kingswood Wealth Advisors, LLC | 10,032 | $148.2K | 0.01% | +10,032 | New |