Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.36M (+11.4%) vs. Q3 2025
- Total value
- $1.02B
- +$33.7M (+3.4%) vs. Q3 2025
- New holders
- 57
- 135 more added
- Sold out
- 33
- 96 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Union Bancaire Privee, UBP SA | 27,808 | $81.2M | 0.96% | −7,973−22.3% | Reduced |
| Van Eck Associates Corp | 3,458,277 | $65.1M | 0.05% | −188,907−5.2% | Reduced |
| Sound Income Strategies, LLC | 2,703,275 | $51.1M | 2.42% | −49,592−1.8% | Reduced |
| Two Sigma Advisers, LP | 1,922,200 | $36.2M | 0.07% | −34,200−1.7% | Reduced |
| LPL Financial LLC | 1,823,405 | $34.3M | 0.01% | +29,292+1.6% | Added |
| UBS Group AG | 1,671,860 | $31.5M | 0.01% | +353,092+26.8% | Added |
| Two Sigma Investments, LP | 1,616,456 | $30.4M | 0.05% | +288,440+21.7% | Added |
| Qube Research & Technologies Ltd | 1,526,526 | $28.7M | 0.04% | +499,252+48.6% | Added |
| Millennium Management LLC | 1,392,476 | $26.2M | 0.02% | +30,114+2.2% | Added |
| Legal & General Group Plc | 1,382,084 | $26.0M | 0.01% | +209,854+17.9% | Added |
| Muzinich & Co., Inc. | 1,335,787 | $25.1M | 7.90% | +342,967+34.5% | Added |
| BlackRock, Inc. | 1,333,016 | $25.1M | 0.00% | −6,021−0.4% | Reduced |
| Morgan Stanley | 1,114,173 | $21.0M | 0.00% | −59,453−5.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,018,759 | $19.2M | 0.01% | +133,813+15.1% | Added |
| Franklin Resources Inc | 975,355 | $18.4M | 0.00% | +46,726+5.0% | Added |
| Advisors Capital Management, LLC | 828,258 | $15.6M | 0.18% | +34,007+4.3% | Added |
| D. E. Shaw & Co., Inc. | 825,537 | $15.5M | 0.01% | +309,175+59.9% | Added |
| Melia Wealth LLC | 802,185 | $15.1M | 6.98% | −11,355−1.4% | Reduced |
| Tectonic Advisors LLC | 759,746 | $14.3M | 0.75% | +70,235+10.2% | Added |
| Wells Fargo & Company | 740,481 | $13.9M | 0.00% | −16,573−2.2% | Reduced |
| Voloridge Investment Management, LLC | 707,651 | $13.3M | 0.05% | +128,790+22.2% | Added |
| Raymond James Financial Inc | 691,064 | $13.0M | 0.00% | −14,905−2.1% | Reduced |
| Royal Bank of Canada | 643,770 | $12.1M | 0.00% | −116,787−15.4% | Reduced |
| Stifel Financial Corp | 607,140 | $11.4M | 0.01% | +40,402+7.1% | Added |
| Gilman Hill Asset Management, LLC | 580,440 | $10.9M | 1.72% | −3,611−0.6% | Reduced |
| Point72 Asset Management, L.P. | 557,660 | $10.5M | 0.02% | +482,260+639.6% | Added |
| Citadel Advisors LLC | 472,139 | $8.89M | 0.01% | −431,996−47.8% | Reduced |
| HRT Financial LP | 441,316 | $8.30M | 0.03% | −52,619−10.7% | Reduced |
| Trexquant Investment LP | 402,892 | $7.58M | 0.07% | +22,372+5.9% | Added |
| Border to Coast Pensions Partnership Ltd | 400,000 | $7.54M | 0.13% | +25,000+6.7% | Added |
| Ameriprise Financial Inc | 385,996 | $7.26M | 0.00% | +96,983+33.6% | Added |
| Advisors Asset Management, Inc. | 364,211 | $6.85M | 0.12% | −27,418−7.0% | Reduced |
| Jump Financial, LLC | 361,092 | $6.80M | 0.09% | +214,917+147.0% | Added |
| Schonfeld Strategic Advisors LLC | 360,446 | $6.78M | 0.03% | +143,117+65.9% | Added |
| Jane Street Group, LLC | 358,937 | $6.76M | 0.01% | +299,807+507.0% | Added |
| JPMorgan Chase & Co | 320,215 | $6.03M | 0.00% | −518,961−61.8% | Reduced |
| Marshall Wace, LLP | 312,719 | $5.89M | 0.01% | −279,523−47.2% | Reduced |
| D.A. Davidson & Co. | 309,211 | $5.82M | 0.04% | +9,072+3.0% | Added |
| Neuberger Berman Group LLC | 302,845 | $5.70M | 0.00% | −18,900−5.9% | Reduced |
| Left Brain Wealth Management, LLC | 295,753 | $5.57M | 1.93% | +4,870+1.7% | Added |
| Confluence Investment Management LLC | 289,789 | $5.45M | 0.08% | −12,724−4.2% | Reduced |
| Janney Montgomery Scott LLC | 255,335 | $4.80M | 0.01% | −32,210−11.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 239,614 | $4.51M | 0.81% | +132,466+123.6% | Added |
| The PNC Financial Services Group, Inc. | 234,058 | $4.40M | 0.00% | −34,260−12.8% | Reduced |
| Denali Advisors LLC | 233,249 | $4.39M | 0.49% | −32,327−12.2% | Reduced |
| Commonwealth Equity Services, LLC | 220,042 | $4.14M | 0.01% | −8,627−3.8% | Reduced |
| Great West Life Assurance Co | 215,596 | $4.06M | 0.01% | +9,255+4.5% | Added |
| Cetera Investment Advisers | 215,036 | $4.05M | 0.00% | +3,694+1.7% | Added |
| State Street Corp | 213,833 | $4.02M | 0.00% | +40,768+23.6% | Added |
| Quantbot Technologies LP | 213,689 | $4.02M | 0.13% | +80,792+60.8% | Added |
| BNP Paribas Arbitrage, SA | 207,439 | $3.90M | 0.00% | +128,013+161.2% | Added |
| Bank of America Corp | 205,420 | $3.87M | 0.00% | +59,902+41.2% | Added |
| Goldman Sachs Group Inc | 205,311 | $3.86M | 0.00% | −16,442−7.4% | Reduced |
| Ares Management LLC | 201,606 | $3.79M | 0.22% | 00.0% | Unchanged |
| Northern Trust Corp | 201,385 | $3.79M | 0.00% | −13,654−6.3% | Reduced |
| Cerity Partners LLC | 197,961 | $3.73M | 0.01% | +169,368+592.3% | Added |
| S&T Bank | 197,893 | $3.72M | 1.18% | −51,123−20.5% | Reduced |
| Blair William & Co | 195,593 | $3.68M | 0.01% | −7,612−3.7% | Reduced |
| Naviter Wealth, LLC | 193,963 | $3.65M | 0.48% | −15,042−7.2% | Reduced |
| XTX Topco Ltd | 193,304 | $3.64M | 0.10% | +193,304 | New |
| Waterloo Capital, L.P. | 185,319 | $3.49M | 0.25% | +27,266+17.3% | Added |
| Financial Advisory Service, Inc. | 182,746 | $3.44M | 0.22% | −2,300−1.2% | Reduced |
| Truvestments Capital LLC | 181,726 | $3.42M | 0.62% | −6,892−3.7% | Reduced |
| Barclays PLC | 176,373 | $3.32M | 0.00% | −26,554−13.1% | Reduced |
| Walleye Trading LLC | 171,395 | $3.23M | 0.05% | +156,924+1,084.4% | Added |
| FJ Capital Management LLC | 169,984 | $3.20M | 0.35% | −34,007−16.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 167,690 | $3.16M | 0.01% | +222+0.1% | Added |
| Taylor Frigon Capital Management LLC | 163,288 | $3.07M | 1.56% | +8,874+5.7% | Added |
| Deutsche Bank AG | 141,281 | $2.66M | 0.00% | +535+0.4% | Added |
| Rockefeller Capital Management L.P. | 140,996 | $2.65M | 0.00% | +20.0% | Added |
| Private Advisor Group, LLC | 135,477 | $2.55M | 0.01% | +9,666+7.7% | Added |
| Engineers Gate Manager LP | 132,688 | $2.50M | 0.03% | −24,610−15.6% | Reduced |
| Sage Advisors, LLC | 119,974 | $2.26M | 1.50% | +61,944+106.7% | Added |
| Natixis | 118,377 | $2.23M | 0.01% | +214+0.2% | Added |
| Verition Fund Management LLC | 116,530 | $2.19M | 0.01% | +79,103+211.4% | Added |
| Bank of New York Mellon Corp | 113,607 | $2.14M | 0.00% | +94,364+490.4% | Added |
| CIBC Private Wealth Group, LLC | 111,276 | $2.09M | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 111,111 | $2.09M | 0.10% | −1,072−1.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 109,897 | $2.07M | 0.01% | −2,059−1.8% | Reduced |
| DnB Asset Management AS | 107,922 | $2.03M | 0.01% | −6,270−5.5% | Reduced |
| Centaurus Financial, Inc. | 106,394 | $2.00M | 0.09% | +68,575+181.3% | Added |
| Triad Investment Management | 104,063 | $1.96M | 1.98% | +104,063 | New |
| Wealth Enhancement Advisory Services, LLC | 102,959 | $1.92M | 0.00% | +13,384+14.9% | Added |
| Brevan Howard Capital Management LP | 100,713 | $1.90M | 0.04% | +12,347+14.0% | Added |
| Sharpepoint LLC | 100,621 | $1.89M | 1.13% | +12,285+13.9% | Added |
| Advisor Group Holdings, Inc. | 99,697 | $1.88M | 0.00% | −14,190−12.5% | Reduced |
| Nations Financial Group Inc, | 98,337 | $1.85M | 0.10% | +1,647+1.7% | Added |
| Kestra Private Wealth Services, LLC | 97,735 | $1.84M | 0.02% | −3,809−3.8% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.82M | 0.73% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 91,125 | $1.71M | 0.50% | −1,361−1.5% | Reduced |
| Legacy Capital Wealth Partners, LLC | 89,597 | $1.69M | 0.36% | +7,935+9.7% | Added |
| IHT Wealth Management, LLC | 86,883 | $1.64M | 0.04% | +2,806+3.3% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 83,979 | $1.58M | 0.01% | +83,979 | New |
| CI Private Wealth, LLC | 82,640 | $1.55M | 0.00% | +30,553+58.7% | Added |
| International Assets Investment Management, LLC | 109,555 | $1.53M | 0.10% | +30,000+37.7% | Added |
| Invesco Ltd. | 79,650 | $1.50M | 0.00% | +35,722+81.3% | Added |
| Toroso Investments, LLC | 78,874 | $1.48M | 0.01% | −4,240−5.1% | Reduced |
| Delphi Management Inc | 78,512 | $1.48M | 1.44% | +3,818+5.1% | Added |
| Creegan & Nassoura Financial Group, LLC | 78,420 | $1.48M | 0.96% | −1,250−1.6% | Reduced |
| Credit Agricole S A | 77,368 | $1.46M | 0.00% | −201,352−72.2% | Reduced |