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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q4 2025 vs. Q3 2025

How the institutions holding Hercules Capital, Inc. changed between Q3 2025 and Q4 2025.

All holders in Q4 2025All holders in Q3 2025

13F holders of HTGC: Q3 2025 compared with Q4 2025
MeasureQ3 2025Of which not filed for Q4 2025Q4 2025Change
Holders34313354+24
Shares47.0M334.3K52.4M+5.73M (+12.3%)
Value$882.3M$6.32M$937.8M+$61.8M (+7.1%)

13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (57)

Institutions that held Hercules Capital, Inc. at the end of Q4 2025 but not at the end of Q3 2025.

Institutions new to HTGC in Q4 2025
InstitutionSharesValue% of portfolio
XTX Topco Ltd193,304$3.64M0.10%
Triad Investment Management104,063$1.96M1.98%
Lansforsakringar Fondforvaltning AB (publ)83,979$1.58M0.01%
J.M. Arbour, LLC69,603$1.31M1.31%
Resolute Capital, LLC64,500$1.21M0.51%
Kovack Advisors, Inc.55,383$1.04M0.05%
Cordoba Advisory Partners LLC55,367$1.04M0.26%
Rare Wolf Capital LLC55,029$1.04M0.65%
Secure Asset Management, LLC48,517$913.1K0.14%
Ares Financial Consulting, LLC47,730$898.3K0.86%
Catalyst Capital Advisors LLC40,565$763.4K0.02%
Rhodes Investment Advisors Inc39,300$739.6K0.60%
MQS Management LLC38,650$727.4K0.43%
Everstar Asset Management, LLC11,557$564.7K0.30%
Haven Private, LLC24,625$463.4K0.20%
IMC-Chicago, LLC24,177$455.0K0.01%
Wall Street Access Asset Management, LLC20,267$381.4K0.09%
Miracle Mile Advisors, LLC16,183$304.6K0.00%
Tudor Investment Corp Et Al15,663$294.8K0.00%
Alps Advisors Inc15,205$286.2K0.00%
Quantinno Capital Management LP14,578$274.4K0.00%
Closed-End Fund Advisors, Inc.14,211$267.5K0.16%
Annex Advisory Services, LLC14,004$263.6K0.01%
BNP PARIBAS ASSET MANAGEMENT Holding S.A.13,718$258.0K0.00%
Sequoia Financial Advisors, LLC13,201$248.4K0.00%
Hudson Bay Capital Management LP12,580$236.8K0.00%
Evergreen Capital Management LLC12,504$235.3K0.01%
Catalyst Funds Management Pty Ltd12,482$234.9K0.05%
PharVision Advisers, LLC11,918$224.3K0.11%
TrueMark Investments, LLC11,717$220.5K0.04%
SageGuard Financial Group, LLC10,705$201.5K0.03%
Calton & Associates, Inc.10,379$195.3K0.03%
O'Shaughnessy Asset Management, LLC10,373$195.2K0.00%
Grimes & Company, Inc.10,347$194.7K0.00%
Intrua Financial, LLC10,197$191.9K0.02%
Triumph Capital Management9,605$180.8K0.04%
Key Capital Management, INC8,343$157.0K0.16%
Bayforest Capital Ltd7,241$136.3K0.10%
Ameriflex Group, Inc.6,549$123.3K0.06%
Garton & Associates Financial Advisors LLC4,265$80.3K0.04%
Advocate Investing Services LLC4,240$79.8K0.07%
Sankala Group LLC4,023$57.2K0.05%
Whittier Trust Co of Nevada Inc2,844$52.9K0.00%
Cornerstone Planning Group LLC1,578$29.2K0.00%
UBS Asset Management Americas Inc1,457$27.4K0.00%
Caitong International Asset Management Co., Ltd1,128$21.2K0.01%
Investors Research Corp1,000$18.8K0.00%
Hilton Head Capital Partners, LLC965$18.2K0.01%
Quarry LP804$15.1K0.00%
Gilpin Wealth Management, LLC723$13.6K0.01%
Hantz Financial Services, Inc.600$11.0K0.00%
SJS Investment Consulting Inc.500$9.41K0.00%
McGuire Capital Advisors Inc348$6.55K0.00%
Elequin Capital LP73$1.37K0.00%
Tucker Asset Management LLC20$3760.00%
Navalign, LLC0$30.00%
Pandowealth. LLC2,507,600$00.00%

Sold out (33)

Institutions that held Hercules Capital, Inc. at the end of Q3 2025 and filed for Q4 2025 without it.

Institutions that sold out of HTGC in Q4 2025
InstitutionShares, Q3 2025Value, Q3 2025
Connor, Clark & Lunn Investment Management Ltd.434,118$8.21M
Atom Investors LP385,594$7.29M
Mount Yale Investment Advisors, LLC171,516$3.24M
DRW Securities, LLC35,947$667.4K
Empowered Funds, LLC31,422$594.2K
Kovitz Investment Group Partners, LLC28,046$530.4K
Virtu Financial LLC24,898$471.0K
Diligent Investors, LLC24,525$463.8K
Integrated Wealth Concepts LLC20,304$383.9K
Founders Financial Alliance, LLC18,591$351.6K
Belpointe Asset Management LLC16,522$312.4K
CWA Asset Management Group, LLC15,570$294.4K
Equitable Holdings, Inc.15,503$293.2K
Massar Capital Management, LP14,575$275.6K
Strategic Financial Concepts, LLC14,150$267.6K
Stephens Inc12,453$235.5K
Advisory Research Inc11,836$223.8K
World Equity Group, Inc.11,333$214.3K
Sanctuary Advisors, LLC10,146$191.9K
Prospera Financial Services Inc10,078$190.6K
SG Americas Securities, LLC8,700$165.0K
Wealthspire Advisors, LLC7,505$141.9K
Heartwood Wealth Advisors LLC5,000$94.5K
Alpine Bank Wealth Management1,829$34.6K
Painted Porch Advisors LLC1,544$29.2K
Brown Brothers Harriman & Co960$18.2K
Crowley Wealth Management, Inc.900$17.0K
Salem Investment Counselors Inc700$13.2K
Pathway Financial Advisers, LLC577$10.9K
JPL Wealth Management, LLC200$3.78K
Flagship Wealth Advisors, LLC89$1.68K
Roble, Belko & Company, Inc56$1.00K
Tower Research Capital LLC (TRC)46$870

Not filed for Q4 2025 yet (13)

Institutions that held Hercules Capital, Inc. at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q3 2025 that haven't filed for Q4 2025
InstitutionShares, Q3 2025Value, Q3 2025
Cubist Systematic Strategies, LLC144,265$2.73M
Napa Wealth Management111,045$2.10M
MAS Advisors LLC23,323$441.0K
Wetherby Asset Management Inc17,018$321.8K
Wolverine Trading, LLC15,444$291.6K
AXA Investment Managers S.A.12,462$235.7K
Guerra Advisors Inc4,835$91.4K
Point72 (DIFC) Ltd1,900$35.9K
Kathleen S. Wright Associates Inc.1,580$29.9K
AllSquare Wealth Management LLC1,500$28.4K
Point72 Asia (Singapore) Pte. Ltd.915$17.3K
Point72 Europe (London) LLP51$964
Creekmur Asset Management LLC1$16