Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.4M
- +520.9K (+1.1%) vs. Q2 2025
- Total value
- $992.5M
- +$42.3M (+4.5%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Union Bancaire Privee, UBP SA | 35,781 | $102.2M | 1.45% | 00.0% | Unchanged |
| Van Eck Associates Corp | 3,647,184 | $69.0M | 0.06% | +28,757+0.8% | Added |
| Sound Income Strategies, LLC | 2,752,867 | $47.0M | 2.57% | −177,473−6.1% | Reduced |
| Two Sigma Advisers, LP | 1,956,400 | $37.0M | 0.07% | −125,200−6.0% | Reduced |
| LPL Financial LLC | 1,794,113 | $33.9M | 0.01% | +497,579+38.4% | Added |
| Millennium Management LLC | 1,362,362 | $25.8M | 0.02% | −1,546,798−53.2% | Reduced |
| BlackRock, Inc. | 1,339,037 | $25.3M | 0.00% | +272,219+25.5% | Added |
| Two Sigma Investments, LP | 1,328,016 | $25.1M | 0.04% | +7,700+0.6% | Added |
| UBS Group AG | 1,318,768 | $24.9M | 0.00% | +165,762+14.4% | Added |
| Morgan Stanley | 1,173,626 | $22.2M | 0.00% | −255,959−17.9% | Reduced |
| Legal & General Group Plc | 1,172,230 | $22.2M | 0.00% | −80,974−6.5% | Reduced |
| Qube Research & Technologies Ltd | 1,027,274 | $19.4M | 0.03% | +446,860+77.0% | Added |
| Muzinich & Co., Inc. | 992,820 | $18.8M | 7.28% | +254,651+34.5% | Added |
| Franklin Resources Inc | 928,629 | $17.6M | 0.00% | +85,515+10.1% | Added |
| Citadel Advisors LLC | 904,135 | $17.1M | 0.01% | +239,925+36.1% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 884,946 | $16.7M | 0.01% | +263,222+42.3% | Added |
| JPMorgan Chase & Co | 839,176 | $15.9M | 0.00% | +312,807+59.4% | Added |
| Melia Wealth LLC | 813,540 | $15.4M | 6.74% | +19,954+2.5% | Added |
| Advisors Capital Management, LLC | 794,251 | $15.0M | 0.19% | +39,730+5.3% | Added |
| Royal Bank of Canada | 760,557 | $14.4M | 0.00% | −816,189−51.8% | Reduced |
| Wells Fargo & Company | 757,054 | $14.3M | 0.00% | +3,400+0.5% | Added |
| Raymond James Financial Inc | 705,969 | $13.3M | 0.00% | +72,228+11.4% | Added |
| Tectonic Advisors LLC | 689,511 | $13.0M | 0.71% | +67,949+10.9% | Added |
| Marshall Wace, LLP | 592,242 | $11.2M | 0.01% | +592,242 | New |
| Gilman Hill Asset Management, LLC | 584,051 | $11.0M | 1.73% | +13,672+2.4% | Added |
| Voloridge Investment Management, LLC | 578,861 | $10.9M | 0.04% | −51,783−8.2% | Reduced |
| Stifel Financial Corp | 566,738 | $10.7M | 0.01% | −2,464−0.4% | Reduced |
| D. E. Shaw & Co., Inc. | 516,362 | $9.76M | 0.01% | +173,505+50.6% | Added |
| HRT Financial LP | 493,935 | $9.34M | 0.03% | −64,075−11.5% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 434,118 | $8.21M | 0.03% | +216,057+99.1% | Added |
| Advisors Asset Management, Inc. | 391,629 | $7.41M | 0.13% | +8,878+2.3% | Added |
| Atom Investors LP | 385,594 | $7.29M | 0.55% | −2,889−0.7% | Reduced |
| Trexquant Investment LP | 380,520 | $7.20M | 0.07% | +380,520 | New |
| Border to Coast Pensions Partnership Ltd | 375,000 | $7.09M | 0.12% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 321,745 | $6.08M | 0.00% | −27,629−7.9% | Reduced |
| Confluence Investment Management LLC | 302,513 | $5.72M | 0.08% | −81,265−21.2% | Reduced |
| D.A. Davidson & Co. | 300,139 | $5.68M | 0.04% | +4,625+1.6% | Added |
| Left Brain Wealth Management, LLC | 290,883 | $5.50M | 1.73% | +6,815+2.4% | Added |
| Ameriprise Financial Inc | 289,013 | $5.47M | 0.00% | −38,010−11.6% | Reduced |
| Janney Montgomery Scott LLC | 287,545 | $5.44M | 0.01% | +287,545 | New |
| Credit Agricole S A | 278,720 | $5.27M | 0.02% | +278,720 | New |
| The PNC Financial Services Group, Inc. | 268,318 | $5.07M | 0.00% | −380−0.1% | Reduced |
| Denali Advisors LLC | 265,576 | $5.02M | 0.57% | −68,277−20.5% | Reduced |
| S&T Bank | 249,016 | $4.71M | 1.32% | −39,380−13.7% | Reduced |
| Commonwealth Equity Services, LLC | 228,669 | $4.32M | 0.01% | −58,489−20.4% | Reduced |
| Goldman Sachs Group Inc | 221,753 | $4.19M | 0.00% | −161,211−42.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 217,329 | $4.11M | 0.03% | +82,796+61.5% | Added |
| Northern Trust Corp | 215,039 | $4.07M | 0.00% | +91,687+74.3% | Added |
| Cetera Investment Advisers | 211,342 | $4.00M | 0.00% | +18,519+9.6% | Added |
| Naviter Wealth, LLC | 209,005 | $3.95M | 0.46% | +5,314+2.6% | Added |
| Great West Life Assurance Co | 206,341 | $3.89M | 0.01% | +50,509+32.4% | Added |
| FJ Capital Management LLC | 203,991 | $3.86M | 0.41% | +53,556+35.6% | Added |
| Blair William & Co | 203,205 | $3.84M | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 202,927 | $3.84M | 0.00% | +100,405+97.9% | Added |
| Ares Management LLC | 201,606 | $3.81M | 0.17% | 00.0% | Unchanged |
| Truvestments Capital LLC | 188,618 | $3.57M | 0.64% | −22,520−10.7% | Reduced |
| Financial Advisory Service, Inc. | 185,046 | $3.50M | 0.24% | −1,497−0.8% | Reduced |
| State Street Corp | 173,065 | $3.27M | 0.00% | +4,703+2.8% | Added |
| Mount Yale Investment Advisors, LLC | 171,516 | $3.24M | 0.23% | +4,326+2.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 167,468 | $3.17M | 0.01% | +2,713+1.6% | Added |
| Waterloo Capital, L.P. | 158,053 | $2.99M | 0.22% | +6,702+4.4% | Added |
| Engineers Gate Manager LP | 157,298 | $2.97M | 0.03% | −83,648−34.7% | Reduced |
| Taylor Frigon Capital Management LLC | 154,414 | $2.92M | 1.45% | +2,879+1.9% | Added |
| Jump Financial, LLC | 146,175 | $2.76M | 0.04% | −117,334−44.5% | Reduced |
| Bank of America Corp | 145,518 | $2.75M | 0.00% | +48,910+50.6% | Added |
| Cubist Systematic Strategies, LLC | 144,265 | $2.73M | 0.04% | −303,376−67.8% | Reduced |
| Rockefeller Capital Management L.P. | 140,994 | $2.67M | 0.01% | −145,698−50.8% | Reduced |
| Deutsche Bank AG | 140,746 | $2.66M | 0.00% | +137,497+4,232.0% | Added |
| Quantbot Technologies LP | 132,897 | $2.51M | 0.07% | −8,890−6.3% | Reduced |
| Private Advisor Group, LLC | 125,811 | $2.38M | 0.01% | +406+0.3% | Added |
| Natixis | 118,163 | $2.23M | 0.01% | +192+0.2% | Added |
| Advisor Group Holdings, Inc. | 113,887 | $2.20M | 0.00% | −6,941−5.7% | Reduced |
| DnB Asset Management AS | 114,192 | $2.16M | 0.01% | 00.0% | Unchanged |
| PFG Investments, LLC | 112,183 | $2.12M | 0.11% | +2,351+2.1% | Added |
| Steward Partners Investment Advisory, LLC | 111,956 | $2.12M | 0.01% | −202−0.2% | Reduced |
| CIBC Private Wealth Group, LLC | 111,276 | $2.10M | 0.00% | 00.0% | Unchanged |
| Napa Wealth Management | 111,045 | $2.10M | 0.98% | +2,015+1.8% | Added |
| Prevail Innovative Wealth Advisors, LLC | 107,148 | $2.03M | 0.39% | +19,000+21.6% | Added |
| Kestra Private Wealth Services, LLC | 101,544 | $1.92M | 0.03% | −2,288−2.2% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.83M | 0.87% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 96,690 | $1.83M | 0.11% | +2,627+2.8% | Added |
| Capital Advisory Group Advisory Services, LLC | 92,486 | $1.75M | 0.54% | +1,582+1.7% | Added |
| Brevan Howard Capital Management LP | 88,366 | $1.67M | 0.02% | +14,456+19.6% | Added |
| Sharpepoint LLC | 88,336 | $1.67M | 1.51% | +1,879+2.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 89,575 | $1.61M | 0.00% | +56,797+173.3% | Added |
| IHT Wealth Management, LLC | 84,077 | $1.59M | 0.04% | +3,280+4.1% | Added |
| Kestra Advisory Services, LLC | 83,526 | $1.58M | 0.01% | +45,411+119.1% | Added |
| Toroso Investments, LLC | 83,114 | $1.57M | 0.01% | +5,936+7.7% | Added |
| Legacy Capital Wealth Partners, LLC | 81,662 | $1.54M | 0.34% | −373−0.5% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 79,670 | $1.51M | 0.97% | −500−0.6% | Reduced |
| BNP Paribas Arbitrage, SA | 79,426 | $1.50M | 0.00% | −122,441−60.7% | Reduced |
| International Assets Investment Management, LLC | 79,555 | $1.49M | 0.12% | +60,100+308.9% | Added |
| Point72 Asset Management, L.P. | 75,400 | $1.43M | 0.00% | +39,101+107.7% | Added |
| Delphi Management Inc | 74,694 | $1.41M | 1.31% | −1,761−2.3% | Reduced |
| Naples Global Advisors, LLC | 71,449 | $1.35M | 0.11% | +1,525+2.2% | Added |
| Global Retirement Partners, LLC | 69,615 | $1.32M | 0.03% | +46,099+196.0% | Added |
| HighTower Advisors, LLC | 65,842 | $1.25M | 0.00% | −6,852−9.4% | Reduced |
| Golden State Wealth Management, LLC | 64,577 | $1.22M | 0.13% | −10,961−14.5% | Reduced |
| Lido Advisors, LLC | 63,046 | $1.19M | 0.00% | +7,088+12.7% | Added |
| Campbell & CO Investment Adviser LLC | 61,398 | $1.16M | 0.09% | −107,038−63.5% | Reduced |