Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.0M
- +1.06M (+2.3%) vs. Q2 2025
- Total value
- $882.3M
- +$43.6M (+5.2%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arkadios Wealth Advisors | 59,179 | $1.12M | 0.03% | +1,549+2.7% | Added |
| Jane Street Group, LLC | 59,130 | $1.12M | 0.00% | −8,211−12.2% | Reduced |
| Sage Advisors, LLC | 58,030 | $1.10M | 0.79% | +58,030 | New |
| Essex Financial Services, Inc. | 56,409 | $1.07M | 0.06% | −4,732−7.7% | Reduced |
| Mariner, LLC | 55,689 | $1.05M | 0.00% | +11,548+26.2% | Added |
| Tred Avon Family Wealth, LLC | 55,117 | $1.04M | 0.36% | +55,117 | New |
| ExodusPoint Capital Management, LP | 54,074 | $1.02M | 0.01% | +28,274+109.6% | Added |
| J.W. Cole Advisors, Inc. | 53,749 | $1.02M | 0.02% | −5,312−9.0% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 52,678 | $996.1K | 0.02% | −44,761−45.9% | Reduced |
| Sigma Planning Corp | 52,415 | $991.2K | 0.03% | +2,624+5.3% | Added |
| CI Private Wealth, LLC | 52,087 | $985.0K | 0.00% | −3,165−5.7% | Reduced |
| North Star Investment Management Corp. | 50,473 | $954.5K | 0.06% | +363+0.7% | Added |
| Envestnet Asset Management Inc | 49,886 | $943.3K | 0.00% | +8,062+19.3% | Added |
| McDonald Partners LLC | 48,000 | $907.7K | 0.27% | 00.0% | Unchanged |
| Mirador Capital Partners LP | 44,167 | $835.2K | 0.12% | −1,433−3.1% | Reduced |
| Invesco Ltd. | 43,928 | $830.7K | 0.00% | −35,023−44.4% | Reduced |
| US Bancorp | 41,470 | $784.2K | 0.00% | −500−1.2% | Reduced |
| Virtus Investment Advisers, Inc. | 40,996 | $775.2K | 0.22% | −6,442−13.6% | Reduced |
| Summit Financial, LLC | 40,817 | $771.8K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 40,615 | $768.0K | 0.00% | +4,515+12.5% | Added |
| Magnetar Financial LLC | 40,379 | $763.6K | 0.00% | +22,722+128.7% | Added |
| Dakota Wealth Management | 38,720 | $732.2K | 0.01% | +735+1.9% | Added |
| SMH Capital Advisors Inc | 40,565 | $726.9K | 1.48% | +40,565 | New |
| Access Investment Management LLC | 38,200 | $722.4K | 0.19% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 38,125 | $721.0K | 0.00% | +38,125 | New |
| Steel Peak Wealth Management LLC | 38,016 | $718.9K | 0.02% | −248−0.6% | Reduced |
| Centaurus Financial, Inc. | 37,819 | $715.0K | 0.03% | +675+1.8% | Added |
| Verition Fund Management LLC | 37,427 | $707.7K | 0.00% | −39,807−51.5% | Reduced |
| Bramshill Investments, LLC | 37,133 | $702.2K | 0.05% | −886−2.3% | Reduced |
| Squarepoint Ops LLC | 36,722 | $694.4K | 0.00% | −12,470−25.3% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 36,598 | $692.1K | 0.00% | +6,740+22.6% | Added |
| DRW Securities, LLC | 35,947 | $667.4K | 0.03% | +35,947 | New |
| Sit Investment Associates Inc | 35,000 | $662.0K | 0.01% | +16,950+93.9% | Added |
| Monument Capital Management | 34,447 | $651.4K | 0.16% | +18,913+121.8% | Added |
| Accel Wealth Management | 32,901 | $622.2K | 0.18% | +10,945+49.8% | Added |
| ProShare Advisors LLC | 32,755 | $619.4K | 0.00% | +2,366+7.8% | Added |
| Beacon Pointe Advisors, LLC | 32,697 | $618.3K | 0.01% | +980+3.1% | Added |
| Americana Partners, LLC | 32,250 | $609.8K | 0.02% | 00.0% | Unchanged |
| Empowered Funds, LLC | 31,422 | $594.2K | 0.01% | +10,472+50.0% | Added |
| Guggenheim Capital LLC | 31,204 | $590.1K | 0.00% | −161−0.5% | Reduced |
| Eagle Global Advisors LLC | 31,175 | $589.5K | 0.02% | +5,050+19.3% | Added |
| 1620 Investment Advisors, Inc. | 31,063 | $587.4K | 0.40% | −282−0.9% | Reduced |
| Balboa Wealth Partners | 31,017 | $586.5K | 0.10% | +1,068+3.6% | Added |
| Truist Financial Corp | 30,257 | $572.2K | 0.00% | −158−0.5% | Reduced |
| Future Financial Wealth Managment LLC | 30,175 | $570.6K | 0.36% | −200−0.7% | Reduced |
| BigSur Wealth Management LLC | 29,500 | $557.8K | 0.14% | −9,000−23.4% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $553.0K | 0.12% | 00.0% | Unchanged |
| CWM Advisors, LLC | 29,068 | $549.7K | 0.05% | +3,252+12.6% | Added |
| Autumn Glory Partners, LLC | 29,000 | $548.4K | 0.23% | 00.0% | Unchanged |
| AE Wealth Management LLC | 28,966 | $547.7K | 0.00% | +553+1.9% | Added |
| Cerity Partners LLC | 28,593 | $540.7K | 0.00% | −1,329−4.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 28,046 | $530.4K | 0.00% | −3,729−11.7% | Reduced |
| Caxton Associates LLP | 27,400 | $518.1K | 0.01% | −6,923−20.2% | Reduced |
| Foundations Investment Advisors, LLC | 25,902 | $489.8K | 0.01% | +732+2.9% | Added |
| Prime Capital Investment Advisors, LLC | 25,066 | $474.0K | 0.01% | +1,185+5.0% | Added |
| Virtu Financial LLC | 24,898 | $471.0K | 0.03% | +24,898 | New |
| Diligent Investors, LLC | 24,525 | $463.8K | 0.12% | −3,480−12.4% | Reduced |
| Oppenheimer & Co Inc | 24,517 | $463.6K | 0.01% | +3,237+15.2% | Added |
| Summit Global Investments | 24,200 | $458.0K | 0.03% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 24,153 | $456.7K | 0.21% | 00.0% | Unchanged |
| Captrust Financial Advisors | 23,989 | $453.6K | 0.00% | +450+1.9% | Added |
| Fox Run Management, L.L.C. | 23,697 | $448.1K | 0.07% | +23,697 | New |
| MAS Advisors LLC | 23,323 | $441.0K | 0.70% | +2,331+11.1% | Added |
| Concurrent Investment Advisors, LLC | 23,101 | $436.8K | 0.01% | −9,892−30.0% | Reduced |
| Accredited Investors Inc. | 23,000 | $434.9K | 0.02% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 23,534 | $419.1K | 0.01% | +1,189+5.3% | Added |
| MML Investors Services, LLC | 22,103 | $418.0K | 0.00% | +1,178+5.6% | Added |
| Twinbeech Capital LP | 22,056 | $417.1K | 0.02% | −240,766−91.6% | Reduced |
| CX Institutional | 21,857 | $413.0K | 0.01% | +21,857 | New |
| Cornerstone Wealth Management, LLC | 21,176 | $400.4K | 0.02% | +736+3.6% | Added |
| Investment Research Partners LLC | 22,181 | $393.7K | 0.18% | +22,181 | New |
| Independent Financial Group, LLC | 20,654 | $390.6K | 0.01% | +3,029+17.2% | Added |
| Integrated Wealth Concepts LLC | 20,304 | $383.9K | 0.00% | +198+1.0% | Added |
| RMR Wealth Builders | 20,062 | $379.4K | 0.03% | +407+2.1% | Added |
| Madison Park Capital Advisors, LLC | 20,000 | $378.2K | 0.31% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $371.3K | 0.01% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 19,385 | $366.6K | 0.02% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 19,267 | $364.3K | 0.00% | −133,846−87.4% | Reduced |
| Bank of New York Mellon Corp | 19,243 | $363.9K | 0.00% | −94,069−83.0% | Reduced |
| Apollon Wealth Management, LLC | 19,144 | $362.0K | 0.01% | +41+0.2% | Added |
| Pathstone Holdings, LLC | 18,944 | $358.2K | 0.00% | +33+0.2% | Added |
| Colony Group, LLC | 18,836 | $356.2K | 0.00% | +6,029+47.1% | Added |
| Allspring Global Investments Holdings, LLC | 18,700 | $353.6K | 0.00% | +5,600+42.7% | Added |
| Founders Financial Alliance, LLC | 18,591 | $351.6K | 0.07% | +18,591 | New |
| Simplex Trading, LLC | 18,276 | $345.0K | 0.01% | +680+3.9% | Added |
| Chicago Partners Investment Group LLC | 19,003 | $343.0K | 0.01% | +231+1.2% | Added |
| Inspire Advisors, LLC | 17,971 | $339.8K | 0.03% | −282−1.5% | Reduced |
| Pasadena Private Wealth, LLC | 17,940 | $339.3K | 0.05% | −500−2.7% | Reduced |
| Farther Finance Advisors, LLC | 17,869 | $337.9K | 0.01% | +13,449+304.3% | Added |
| Advisory Services Network, LLC | 17,307 | $327.3K | 0.00% | −12,244−41.4% | Reduced |
| Wetherby Asset Management Inc | 17,018 | $321.8K | 0.01% | +17,018 | New |
| Stratos Wealth Partners, LTD. | 16,722 | $316.2K | 0.00% | +3,785+29.3% | Added |
| Belpointe Asset Management LLC | 16,522 | $312.4K | 0.01% | +16,522 | New |
| Sowell Financial Services LLC | 16,122 | $304.9K | 0.01% | +9+0.1% | Added |
| Sand Hill Global Advisors, LLC | 15,832 | $299.4K | 0.01% | +329+2.1% | Added |
| GWM Advisors LLC | 15,794 | $298.7K | 0.00% | −1,081−6.4% | Reduced |
| CWA Asset Management Group, LLC | 15,570 | $294.4K | 0.01% | +15,570 | New |
| Equitable Holdings, Inc. | 15,503 | $293.2K | 0.00% | −6,375−29.1% | Reduced |
| Wolverine Trading, LLC | 15,444 | $291.6K | 0.01% | +2,719+21.4% | Added |
| Colonial River Wealth Management, LLC | 15,382 | $290.9K | 0.11% | −850−5.2% | Reduced |