Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.0M
- +1.06M (+2.3%) vs. Q2 2025
- Total value
- $882.3M
- +$43.6M (+5.2%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Axxcess Wealth Management, LLC | 15,382 | $290.9K | 0.01% | −850−5.2% | Reduced |
| Register Financial Advisors LLC | 15,338 | $290.0K | 0.11% | +21+0.1% | Added |
| Whipplewood Advisors, LLC | 15,318 | $289.7K | 0.19% | +15,318 | New |
| Cascade Financial Partners, LLC | 15,293 | $289.2K | 0.03% | 00.0% | Unchanged |
| Global Endowment Management, LP | 15,000 | $283.6K | 0.04% | −5,000−25.0% | Reduced |
| Allie Family Office LLC | 15,000 | $283.6K | 0.13% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 14,798 | $279.8K | 0.00% | +13,116+779.8% | Added |
| Penbrook Management LLC | 14,775 | $279.4K | 0.20% | +212+1.5% | Added |
| Parallel Advisors, LLC | 14,694 | $277.9K | 0.01% | −36−0.2% | Reduced |
| CAPROCK Group, Inc. | 14,215 | $277.5K | 0.01% | +14,215 | New |
| Massar Capital Management, LP | 14,575 | $275.6K | 0.10% | +14,575 | New |
| Walleye Trading LLC | 14,471 | $273.6K | 0.00% | +14,471 | New |
| Nomura Asset Management Co Ltd | 14,157 | $267.7K | 0.00% | −860−5.7% | Reduced |
| Strategic Financial Concepts, LLC | 14,150 | $267.6K | 0.04% | 00.0% | Unchanged |
| Change Path, LLC | 14,135 | $267.3K | 0.01% | +185+1.3% | Added |
| Wedbush Securities Inc | 13,916 | $263.0K | 0.01% | −818−5.6% | Reduced |
| United Capital Financial Advisers, LLC | 13,879 | $262.5K | 0.00% | −800−5.4% | Reduced |
| Modern Wealth Management, LLC | 13,765 | $260.3K | 0.01% | +41+0.3% | Added |
| FourThought Financial Partners, LLC | 13,035 | $246.5K | 0.02% | +195+1.5% | Added |
| Chung Wu Investment Group, LLC | 12,978 | $245.4K | 0.20% | −2,200−14.5% | Reduced |
| Brookstone Capital Management | 12,843 | $242.9K | 0.00% | −13−0.1% | Reduced |
| Fulton Bank, N.A. | 12,817 | $242.4K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 12,612 | $238.5K | 0.01% | −1,400−10.0% | Reduced |
| Beaumont Financial Advisors, LLC | 12,524 | $236.8K | 0.02% | +284+2.3% | Added |
| Sunbelt Securities, Inc. | 12,473 | $235.9K | 0.02% | −1,065−7.9% | Reduced |
| AXA Investment Managers S.A. | 12,462 | $235.7K | 0.00% | +12,462 | New |
| Stephens Inc | 12,453 | $235.5K | 0.00% | 00.0% | Unchanged |
| Keystone Financial Group | 12,198 | $230.7K | 0.02% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $226.9K | 0.05% | 00.0% | Unchanged |
| Invested Advisors | 11,295 | $225.7K | 0.33% | +11,295 | New |
| HB Wealth Management, LLC | 11,928 | $225.6K | 0.00% | +11,928 | New |
| Advisory Research Inc | 11,836 | $223.8K | 0.03% | −112−0.9% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $218.4K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,442 | $216.4K | 0.00% | −11,040−49.1% | Reduced |
| ORG Partners LLC | 11,425 | $216.0K | 0.04% | −331−2.8% | Reduced |
| World Equity Group, Inc. | 11,333 | $214.3K | 0.05% | +11,333 | New |
| ARGA Investment Management, LP | 11,223 | $212.2K | 0.01% | +11,223 | New |
| Baker Avenue Asset Management, LP | 11,015 | $208.3K | 0.00% | −162,493−93.7% | Reduced |
| LM Advisors LLC | 10,900 | $206.0K | 0.03% | +10,900 | New |
| Anfield Capital Management, LLC | 10,828 | $204.8K | 0.06% | −3,920−26.6% | Reduced |
| Federation des caisses Desjardins du Quebec | 10,575 | $200.0K | 0.00% | −3,200−23.2% | Reduced |
| Occudo Quantitative Strategies LP | 10,486 | $198.3K | 0.02% | +10,486 | New |
| Susquehanna International Group, LLP | 10,325 | $195.2K | 0.00% | −1,506−12.7% | Reduced |
| Diversified Enterprises, LLC | 10,312 | $195.0K | 0.01% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 10,146 | $191.9K | 0.00% | +10,146 | New |
| Prospera Financial Services Inc | 10,078 | $190.6K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 9,041 | $171.0K | 0.00% | −175−1.9% | Reduced |
| Cedar Wealth Management, LLC | 8,959 | $169.4K | 0.05% | −800−8.2% | Reduced |
| Chilton Capital Management LLC | 8,905 | $168.4K | 0.01% | +1,905+27.2% | Added |
| SG Americas Securities, LLC | 8,700 | $165.0K | 0.00% | +8,700 | New |
| Principal Securities, Inc. | 8,642 | $163.4K | 0.00% | −2,309−21.1% | Reduced |
| Jones Financial Companies LLLP | 7,698 | $147.1K | 0.00% | +483+6.7% | Added |
| Wealthspire Advisors, LLC | 7,505 | $141.9K | 0.00% | +7,505 | New |
| Leonteq Securities AG | 7,500 | $141.8K | 0.01% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 7,500 | $141.0K | 0.00% | +7,500 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $126.8K | 0.03% | 00.0% | Unchanged |
| Allworth Financial LP | 6,652 | $125.8K | 0.00% | +680+11.4% | Added |
| Group One Trading, L.P. | 6,503 | $123.0K | 0.00% | −50,314−88.6% | Reduced |
| Geneos Wealth Management Inc. | 6,475 | $122.4K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 5,784 | $109.4K | 0.00% | −1,015−14.9% | Reduced |
| Comerica Bank | 5,426 | $102.6K | 0.00% | −255−4.5% | Reduced |
| MAI Capital Management | 5,024 | $95.0K | 0.00% | 00.0% | Unchanged |
| Heartwood Wealth Advisors LLC | 5,000 | $94.5K | 0.01% | +5,000 | New |
| Signaturefd, LLC | 4,848 | $91.7K | 0.00% | −563−10.4% | Reduced |
| Guerra Advisors Inc | 4,835 | $91.4K | 0.03% | +4,835 | New |
| Security National Bank | 4,353 | $82.3K | 0.01% | +105+2.5% | Added |
| Caldwell Sutter Capital, Inc. | 4,141 | $78.3K | 0.03% | +105+2.6% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $75.6K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,966 | $75.0K | 0.00% | −15,444−79.6% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $72.1K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 3,806 | $72.0K | 0.02% | +78+2.1% | Added |
| Aquatic Capital Management LLC | 3,715 | $70.3K | 0.00% | −1,701−31.4% | Reduced |
| Private Trust Co NA | 3,381 | $63.9K | 0.01% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 3,437 | $58.9K | 0.01% | +560+19.5% | Added |
| ZRC Wealth Management, LLC | 3,111 | $58.8K | 0.02% | +1,333+75.0% | Added |
| WFA of San Diego, LLC | 3,000 | $56.7K | 0.04% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 2,900 | $54.8K | 0.02% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 2,837 | $53.7K | 0.00% | +21+0.7% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 2,740 | $51.8K | 0.00% | +2,740 | New |
| Hollencrest Capital Management | 2,522 | $47.7K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 2,350 | $44.4K | 0.04% | −76−3.1% | Reduced |
| Delta Asset Management LLC | 2,251 | $42.6K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 2,035 | $38.5K | 0.01% | −296−12.7% | Reduced |
| Optiver Holding B.V. | 2,020 | $38.2K | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 2,017 | $38.1K | 0.00% | +2,017 | New |
| Estabrook Capital Management | 2,002 | $37.9K | 0.01% | +41+2.1% | Added |
| Orion Capital Management LLC | 2,000 | $37.8K | 0.01% | +2,000 | New |
| Point72 (DIFC) Ltd | 1,900 | $35.9K | 0.00% | +1,900 | New |
| Financial Consulate, Inc | 1,845 | $34.9K | 0.00% | +1,845 | New |
| Alpine Bank Wealth Management | 1,829 | $34.6K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,786 | $33.8K | 0.00% | +400+28.9% | Added |
| Kathleen S. Wright Associates Inc. | 1,580 | $29.9K | 0.01% | 00.0% | Unchanged |
| Painted Porch Advisors LLC | 1,544 | $29.2K | 0.01% | +3+0.2% | Added |
| Caitlin John, LLC | 1,525 | $28.8K | 0.02% | +1,525 | New |
| AllSquare Wealth Management LLC | 1,500 | $28.4K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,500 | $28.4K | 0.00% | 00.0% | Unchanged |
| Rossby Financial, LCC | 1,487 | $27.7K | 0.01% | +518+53.5% | Added |
| Jefferies Financial Group Inc. | 1,392 | $26.3K | 0.00% | +1,392 | New |
| Spire Wealth Management | 1,365 | $25.8K | 0.00% | +4+0.3% | Added |
| Ancora Advisors, LLC | 1,250 | $23.6K | 0.00% | 00.0% | Unchanged |