Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.0M
- +1.06M (+2.3%) vs. Q2 2025
- Total value
- $882.3M
- +$43.6M (+5.2%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clark Wealth Partners | 1,046 | $19.7K | 0.01% | +23+2.2% | Added |
| Brown Brothers Harriman & Co | 960 | $18.2K | 0.00% | +960 | New |
| Point72 Asia (Singapore) Pte. Ltd. | 915 | $17.3K | 0.00% | +915 | New |
| Crowley Wealth Management, Inc. | 900 | $17.0K | 0.01% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 900 | $17.0K | 0.00% | +900 | New |
| Northwestern Mutual Wealth Management Co | 884 | $16.7K | 0.00% | −3,896−81.5% | Reduced |
| WealthCollab, LLC | 836 | $15.8K | 0.01% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $14.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 720 | $14.0K | 0.00% | −661−47.9% | Reduced |
| NBC Securities, Inc. | 710 | $13.4K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 700 | $13.2K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $12.0K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $11.8K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 600 | $11.3K | 0.00% | 00.0% | Unchanged |
| Clear Street Markets LLC | 600 | $11.3K | 0.00% | +600 | New |
| Pathway Financial Advisers, LLC | 577 | $10.9K | 0.00% | +577 | New |
| Russell Investments Group, Ltd. | 520 | $9.83K | 0.00% | 00.0% | Unchanged |
| Alerus Financial NA | 517 | $9.78K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $7.81K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 329 | $6.22K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 322 | $6.08K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 300 | $5.67K | 0.00% | 00.0% | Unchanged |
| Signature Resources Capital Management, LLC | 275 | $5.20K | 0.00% | 00.0% | Unchanged |
| William B. Walkup & Associates, Inc. | 229 | $4.33K | 0.00% | 00.0% | Unchanged |
| JPL Wealth Management, LLC | 200 | $3.78K | 0.00% | +200 | New |
| TD Waterhouse Canada Inc. | 200 | $3.72K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 189 | $3.57K | 0.00% | −64−25.3% | Reduced |
| Nisa Investment Advisors, LLC | 174 | $3.29K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 100 | $1.89K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.89K | 0.00% | 00.0% | Unchanged |
| Flagship Wealth Advisors, LLC | 89 | $1.68K | 0.00% | +89 | New |
| Quest 10 Wealth Builders, Inc. | 57 | $1.08K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 53 | $1.01K | 0.00% | +1+1.9% | Added |
| Roble, Belko & Company, Inc | 56 | $1.00K | 0.00% | +1+1.8% | Added |
| Point72 Europe (London) LLP | 51 | $964 | 0.00% | +51 | New |
| Hager Investment Management Services, LLC | 51 | $962 | 0.00% | +1+2.0% | Added |
| Tower Research Capital LLC (TRC) | 46 | $870 | 0.00% | −151−76.6% | Reduced |
| CoreCap Advisors, LLC | 32 | $607 | 0.00% | +1+3.2% | Added |
| Luminist Capital LLC | 25 | $465 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 2 | $38 | 0.00% | +2 | New |
| Citigroup Inc | 1 | $19 | 0.00% | +1 | New |
| Creekmur Asset Management LLC | 1 | $16 | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 35,781 | – | – | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −128,987−100.0% | Sold out |
| Bryce Point Capital, LLC | 0 | $0 | 0.00% | −36,842−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −36,798−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −31,240−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −30,338−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −27,059−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −23,367−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −19,297−100.0% | Sold out |
| Brown Advisory Inc | 0 | $0 | 0.00% | −16,919−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −15,442−100.0% | Sold out |
| Prossimo Advisors, LLC | 0 | $0 | 0.00% | −13,089−100.0% | Sold out |
| Wall Street Access Asset Management, LLC | 0 | $0 | 0.00% | −12,864−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −12,110−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Bayforest Capital Ltd | 0 | $0 | 0.00% | −5,289−100.0% | Sold out |
| Whittier Trust Co of Nevada Inc | 0 | $0 | 0.00% | −2,723−100.0% | Sold out |
| CNB Bank | 0 | $0 | 0.00% | −1,848−100.0% | Sold out |
| GHP Investment Advisors, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −1,520−100.0% | Sold out |
| Skopos Labs, Inc. | 0 | $0 | 0.00% | −1,199−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −835−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −825−100.0% | Sold out |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Twin Peaks Wealth Advisors, LLC | 0 | $0 | 0.00% | −451−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| PEAK6 LLC | 0 | $0 | 0.00% | −81−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −66−100.0% | Sold out |
| Graypoint LLC | – | – | – | – | Not filed |
| TFG Advisers LLC | – | – | – | – | Not filed |
| Atria Wealth Solutions, Inc. | – | – | – | – | Not filed |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |
| Iron Horse Wealth Management, LLC | – | – | – | – | Not filed |