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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q3 2025 vs. Q2 2025

How the institutions holding Hercules Capital, Inc. changed between Q2 2025 and Q3 2025.

All holders in Q3 2025All holders in Q2 2025

13F holders of HTGC: Q2 2025 compared with Q3 2025
MeasureQ2 2025Of which not filed for Q3 2025Q3 2025Change
Holders3266343+23
Shares46.2M273.8K47.0M+1.06M (+2.3%)
Value$843.8M$5.00M$882.3M+$43.6M (+5.2%)

6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (51)

Institutions that held Hercules Capital, Inc. at the end of Q3 2025 but not at the end of Q2 2025.

Institutions new to HTGC in Q3 2025
InstitutionSharesValue% of portfolio
Marshall Wace, LLP592,242$11.2M0.01%
Trexquant Investment LP380,520$7.20M0.07%
Janney Montgomery Scott LLC287,545$5.44M0.01%
Credit Agricole S A278,720$5.27M0.02%
Sage Advisors, LLC58,030$1.10M0.79%
Tred Avon Family Wealth, LLC55,117$1.04M0.36%
SMH Capital Advisors Inc40,565$726.9K1.48%
Price T Rowe Associates Inc38,125$721.0K0.00%
DRW Securities, LLC35,947$667.4K0.03%
Virtu Financial LLC24,898$471.0K0.03%
Fox Run Management, L.L.C.23,697$448.1K0.07%
CX Institutional21,857$413.0K0.01%
Investment Research Partners LLC22,181$393.7K0.18%
Founders Financial Alliance, LLC18,591$351.6K0.07%
Wetherby Asset Management Inc17,018$321.8K0.01%
Belpointe Asset Management LLC16,522$312.4K0.01%
CWA Asset Management Group, LLC15,570$294.4K0.01%
Whipplewood Advisors, LLC15,318$289.7K0.19%
CAPROCK Group, Inc.14,215$277.5K0.01%
Massar Capital Management, LP14,575$275.6K0.10%
Walleye Trading LLC14,471$273.6K0.00%
AXA Investment Managers S.A.12,462$235.7K0.00%
Invested Advisors11,295$225.7K0.33%
HB Wealth Management, LLC11,928$225.6K0.00%
World Equity Group, Inc.11,333$214.3K0.05%
ARGA Investment Management, LP11,223$212.2K0.01%
LM Advisors LLC10,900$206.0K0.03%
Occudo Quantitative Strategies LP10,486$198.3K0.02%
Sanctuary Advisors, LLC10,146$191.9K0.00%
SG Americas Securities, LLC8,700$165.0K0.00%
Wealthspire Advisors, LLC7,505$141.9K0.00%
State of Alaska, Department of Revenue7,500$141.0K0.00%
Heartwood Wealth Advisors LLC5,000$94.5K0.01%
Guerra Advisors Inc4,835$91.4K0.03%
Bank Julius Baer & Co. Ltd, Zurich2,740$51.8K0.00%
Atlantic Union Bankshares Corp2,017$38.1K0.00%
Orion Capital Management LLC2,000$37.8K0.01%
Point72 (DIFC) Ltd1,900$35.9K0.00%
Financial Consulate, Inc1,845$34.9K0.00%
Caitlin John, LLC1,525$28.8K0.02%
Jefferies Financial Group Inc.1,392$26.3K0.00%
Brown Brothers Harriman & Co960$18.2K0.00%
Point72 Asia (Singapore) Pte. Ltd.915$17.3K0.00%
Sofos Investments, Inc.900$17.0K0.00%
Clear Street Markets LLC600$11.3K0.00%
Pathway Financial Advisers, LLC577$10.9K0.00%
JPL Wealth Management, LLC200$3.78K0.00%
Flagship Wealth Advisors, LLC89$1.68K0.00%
Point72 Europe (London) LLP51$9640.00%
Danske Bank A/S2$380.00%
Citigroup Inc1$190.00%

Sold out (28)

Institutions that held Hercules Capital, Inc. at the end of Q2 2025 and filed for Q3 2025 without it.

Not filed for Q3 2025 yet (6)

Institutions that held Hercules Capital, Inc. at the end of Q2 2025 and haven't filed a 13F for Q3 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q2 2025 that haven't filed for Q3 2025
InstitutionShares, Q2 2025Value, Q2 2025
Graypoint LLC169,462$3.10M
TFG Advisers LLC65,371$1.19M
Atria Wealth Solutions, Inc.22,726$415.4K
Avantax Advisory Services, Inc.13,484$246.5K
First Horizon Advisors, Inc.2,566$46.9K
Iron Horse Wealth Management, LLC153$2.80K