Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2021
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 219
- +7 vs. Q2 2021
- Shares held
- 30.7M
- −757.3K (−2.4%) vs. Q2 2021
- Total value
- $511.5M
- −$25.3M (−4.7%) vs. Q2 2021
- New holders
- 28
- 83 more added
- Sold out
- 21
- 60 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 2,328,975 | $38.7M | 0.00% | −8,870−0.4% | Reduced |
| Sound Income Strategies, LLC | 2,053,137 | $34.1M | 4.41% | −3,074−0.1% | Reduced |
| Royal Bank of Canada | 1,868,228 | $31.0M | 0.01% | −67,677−3.5% | Reduced |
| Van Eck Associates Corp | 1,319,095 | $21.9M | 0.06% | −51,623−3.8% | Reduced |
| Invesco Ltd. | 1,086,354 | $18.0M | 0.00% | +173,842+19.1% | Added |
| Advisors Capital Management, LLC | 999,384 | $16.6M | 0.51% | +83,195+9.1% | Added |
| BlackRock Inc. | 931,669 | $15.5M | 0.00% | +170,156+22.3% | Added |
| Morgan Stanley | 878,271 | $14.6M | 0.00% | −97,239−10.0% | Reduced |
| Two Sigma Advisers, LP | 798,500 | $13.3M | 0.03% | +138,800+21.0% | Added |
| JPMorgan Chase & Co | 721,431 | $12.0M | 0.00% | +11,920+1.7% | Added |
| Wells Fargo & Company | 709,383 | $11.8M | 0.00% | +6,129+0.9% | Added |
| Legal & General Group Plc | 690,000 | $11.5M | 0.00% | −47,506−6.4% | Reduced |
| Centaurus Financial, Inc. | 687,259 | $11.4M | 0.96% | −62,309−8.3% | Reduced |
| S&T Bank | 639,795 | $10.6M | 1.65% | −9,446−1.5% | Reduced |
| 1832 Asset Management L.P. | 556,108 | $9.35M | 0.02% | +134,000+31.7% | Added |
| UBS Group AG | 520,103 | $8.64M | 0.00% | +50,498+10.8% | Added |
| Muzinich & Co., Inc. | 513,780 | $8.53M | 5.70% | −119,363−18.9% | Reduced |
| Gilman Hill Asset Management, LLC | 511,854 | $8.50M | 2.17% | +7,795+1.5% | Added |
| Two Sigma Investments, LP | 509,621 | $8.46M | 0.02% | +244,809+92.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 498,859 | $8.29M | 0.01% | −119,363−19.3% | Reduced |
| Stifel Financial Corp | 486,575 | $8.08M | 0.01% | −85,321−14.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 421,248 | $7.00M | 0.66% | +78,272+22.8% | Added |
| Confluence Investment Management LLC | 410,429 | $6.82M | 0.10% | +1,719+0.4% | Added |
| McGowan Group Asset Management, Inc. | 408,887 | $6.79M | 1.16% | +11,732+3.0% | Added |
| Advisors Asset Management, Inc. | 374,028 | $6.21M | 0.09% | +49,622+15.3% | Added |
| Shanda Asset Management Holdings Ltd | 333,350 | $5.54M | 1.04% | −666,650−66.7% | Reduced |
| Natixis | 318,719 | $5.29M | 0.02% | +12,808+4.2% | Added |
| LPL Financial LLC | 292,867 | $4.87M | 0.00% | +26,607+10.0% | Added |
| LSV Asset Management | 283,310 | $4.71M | 0.01% | −30,460−9.7% | Reduced |
| Standard Life Aberdeen plc | 278,628 | $4.66M | 0.01% | +46,328+19.9% | Added |
| Alliancebernstein L.P. | 268,404 | $4.46M | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 266,150 | $4.42M | 1.60% | −527−0.2% | Reduced |
| The PNC Financial Services Group, Inc. | 266,138 | $4.42M | 0.00% | +601+0.2% | Added |
| Parametric Portfolio Associates LLC | 230,283 | $3.83M | 0.00% | −3,183−1.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 209,804 | $3.48M | 0.18% | +8,178+4.1% | Added |
| Raymond James & Associates | 204,343 | $3.39M | 0.00% | +45,655+28.8% | Added |
| A. D. Beadell Investment Counsel, Inc. | 191,450 | $3.18M | 2.06% | −200−0.1% | Reduced |
| Voloridge Investment Management, LLC | 189,341 | $3.15M | 0.02% | +3,856+2.1% | Added |
| Commonwealth Equity Services, LLC | 178,164 | $2.96M | 0.01% | +15,797+9.7% | Added |
| Neuberger Berman Group LLC | 174,292 | $2.90M | 0.00% | +2,980+1.7% | Added |
| Tudor Investment Corp Et Al | 167,200 | $2.78M | 0.06% | +83,523+99.8% | Added |
| Sigma Planning Corp | 160,719 | $2.67M | 0.08% | −5,669−3.4% | Reduced |
| Uniplan Investment Counsel, Inc. | 156,649 | $2.60M | 0.16% | +156,649 | New |
| Security National Bank | 154,767 | $2.57M | 0.64% | +3,257+2.1% | Added |
| Financial Advisory Service, Inc. | 147,343 | $2.45M | 0.23% | +20,169+15.9% | Added |
| Blair William & Co | 146,402 | $2.43M | 0.01% | +2,460+1.7% | Added |
| Legacy Capital Wealth Partners, LLC | 68,283 | $2.38M | 0.93% | +68,283 | New |
| Susquehanna International Group, LLP | 136,926 | $2.27M | 0.00% | −100−0.1% | Reduced |
| SG Americas Securities, LLC | 136,600 | $2.27M | 0.01% | +117,800+626.6% | Added |
| Mount Yale Investment Advisors, LLC | 132,901 | $2.21M | 0.25% | +132,901 | New |
| Janney Montgomery Scott LLC | 132,667 | $2.20M | 0.01% | +4,920+3.9% | Added |
| DnB Asset Management AS | 126,316 | $2.10M | 0.01% | +14,111+12.6% | Added |
| Bramshill Investments, LLC | 123,564 | $2.05M | 0.17% | −39,816−24.4% | Reduced |
| Mackenzie Financial Corp | 119,302 | $1.98M | 0.00% | +16,449+16.0% | Added |
| Advisor Group Holdings, Inc. | 118,703 | $1.97M | 0.00% | −2,067−1.7% | Reduced |
| Rockefeller Capital Management L.P. | 115,604 | $1.92M | 0.01% | −767−0.7% | Reduced |
| Advisory Research Inc | 109,548 | $1.82M | 0.12% | −3,050−2.7% | Reduced |
| Polaris Capital Management, LLC | 105,998 | $1.76M | 0.06% | 00.0% | Unchanged |
| FIL Ltd | 98,191 | $1.64M | 0.00% | +23,652+31.7% | Added |
| FourThought Financial, LLC | 90,823 | $1.51M | 0.20% | −6,393−6.6% | Reduced |
| International Assets Investment Management, LLC | 84,820 | $1.41M | 0.25% | −1,872−2.2% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 84,495 | $1.40M | 1.20% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 82,616 | $1.37M | 0.02% | +82,616 | New |
| Guggenheim Capital LLC | 82,130 | $1.36M | 0.01% | −70,214−46.1% | Reduced |
| Delphi Management Inc | 81,182 | $1.35M | 1.39% | −1,102−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 80,740 | $1.34M | 0.01% | −3,630−4.3% | Reduced |
| Taylor Frigon Capital Management LLC | 79,577 | $1.32M | 0.43% | +676+0.9% | Added |
| AE Wealth Management LLC | 75,756 | $1.26M | 0.01% | −1,190−1.5% | Reduced |
| D. E. Shaw & Co., Inc. | 74,109 | $1.23M | 0.00% | −140,644−65.5% | Reduced |
| Deutsche Bank AG | 71,606 | $1.19M | 0.00% | −7,854−9.9% | Reduced |
| Baird Financial Group, Inc. | 69,451 | $1.15M | 0.00% | −427−0.6% | Reduced |
| Arkadios Wealth Advisors | 68,943 | $1.15M | 0.17% | +2,988+4.5% | Added |
| Ameriprise Financial Inc | 67,957 | $1.13M | 0.00% | +16,560+32.2% | Added |
| Duality Advisers, LP | 65,450 | $1.09M | 0.08% | +990+1.5% | Added |
| Bank of America Corp | 64,478 | $1.07M | 0.00% | −17,284−21.1% | Reduced |
| Northern Trust Corp | 60,655 | $1.01M | 0.00% | −26,310−30.3% | Reduced |
| BNP Paribas Arbitrage, SA | 59,778 | $992.9K | 0.00% | +12,405+26.2% | Added |
| Jag Capital Management, LLC | 57,949 | $963.0K | 0.08% | +70.0% | Added |
| Tectonic Advisors LLC | 52,838 | $878.0K | 0.17% | +16,331+44.7% | Added |
| Naples Global Advisors, LLC | 51,891 | $862.0K | 0.11% | +2,845+5.8% | Added |
| Private Advisor Group, LLC | 50,356 | $836.0K | 0.01% | +3,838+8.3% | Added |
| Goldman Sachs Group Inc | 50,179 | $833.0K | 0.00% | +4,556+10.0% | Added |
| Greylin Investment Mangement Inc | 50,000 | $831.0K | 0.17% | −1,950−3.8% | Reduced |
| Occudo Quantitative Strategies LP | 49,496 | $822.0K | 0.10% | +49,496 | New |
| First Republic Investment Management, Inc. | 48,986 | $814.0K | 0.00% | +2,013+4.3% | Added |
| Sterling Investment Advisors, Ltd. | 47,900 | $796.0K | 0.24% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 45,999 | $764.0K | 0.04% | +35,749+348.8% | Added |
| HighTower Advisors, LLC | 44,903 | $749.0K | 0.00% | −69,543−60.8% | Reduced |
| Great West Life Assurance Co | 44,332 | $741.0K | 0.00% | +6,867+18.3% | Added |
| Boston Private Wealth LLC | 43,606 | $725.0K | 0.01% | −78,142−64.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 42,900 | $713.0K | 0.01% | −4,900−10.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 41,828 | $694.0K | 0.00% | −9,456−18.4% | Reduced |
| Truist Financial Corp | 41,166 | $684.0K | 0.00% | −2,972−6.7% | Reduced |
| US Bancorp | 40,222 | $669.0K | 0.00% | +567+1.4% | Added |
| Cetera Advisors LLC | 40,095 | $666.0K | 0.01% | +4,807+13.6% | Added |
| Future Financial Wealth Managment LLC | 37,000 | $631.0K | 0.65% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 37,887 | $629.0K | 0.00% | +16,394+76.3% | Added |
| Virtus ETF Advisers LLC | 35,660 | $592.0K | 0.26% | +2,408+7.2% | Added |
| Steward Partners Investment Advisory, LLC | 35,537 | $590.0K | 0.01% | +428+1.2% | Added |
| Archer Investment Corp | 35,500 | $589.7K | 0.22% | 00.0% | Unchanged |