Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2022
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 237
- −7 vs. Q2 2022
- Shares held
- 31.2M
- +1.32M (+4.4%) vs. Q2 2022
- Total value
- $364.3M
- −$40.4M (−10.0%) vs. Q2 2022
- New holders
- 29
- 96 more added
- Sold out
- 36
- 65 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,206,047 | $25.5M | 3.72% | +88,281+4.2% | Added |
| Van Eck Associates Corp | 1,681,943 | $19.5M | 0.06% | −98,967−5.6% | Reduced |
| T. Rowe Price Investment Management, Inc. | 1,592,458 | $18.4M | 0.01% | +1,592,458 | New |
| Millennium Management LLC | 1,494,565 | $17.3M | 0.02% | +1,372,385+1,123.2% | Added |
| Advisors Capital Management, LLC | 965,786 | $13.6M | 0.36% | +48,385+5.3% | Added |
| Border to Coast Pensions Partnership Ltd | 1,124,837 | $13.0M | 0.42% | −109,336−8.9% | Reduced |
| Morgan Stanley | 1,104,083 | $12.8M | 0.00% | −234,928−17.5% | Reduced |
| BlackRock Inc. | 1,014,724 | $11.8M | 0.00% | +158,616+18.5% | Added |
| Two Sigma Advisers, LP | 948,200 | $11.0M | 0.03% | −289,300−23.4% | Reduced |
| Granite Investment Partners, LLC | 828,786 | $9.60M | 0.42% | +828,786 | New |
| Legal & General Group Plc | 781,820 | $9.05M | 0.00% | +63,977+8.9% | Added |
| JPMorgan Chase & Co | 737,560 | $8.54M | 0.00% | +214,991+41.1% | Added |
| Wells Fargo & Company | 654,856 | $7.58M | 0.00% | −28,490−4.2% | Reduced |
| S&T Bank | 641,010 | $7.42M | 1.43% | −9,633−1.5% | Reduced |
| Gilman Hill Asset Management, LLC | 633,596 | $7.34M | 1.71% | −7,495−1.2% | Reduced |
| UBS Group AG | 543,827 | $6.30M | 0.00% | −28,602−5.0% | Reduced |
| LPL Financial LLC | 542,709 | $6.29M | 0.01% | +67,213+14.1% | Added |
| Advisors Asset Management, Inc. | 449,088 | $5.20M | 0.10% | +26,161+6.2% | Added |
| Northern Trust Corp | 440,877 | $5.11M | 0.00% | +342,864+349.8% | Added |
| Stifel Financial Corp | 432,790 | $5.01M | 0.01% | +14,485+3.5% | Added |
| McGowan Group Asset Management, Inc. | 423,951 | $4.91M | 0.85% | +2,755+0.7% | Added |
| McKinley Capital Management LLC /Delaware | 415,954 | $4.82M | 0.65% | −10,038−2.4% | Reduced |
| Confluence Investment Management LLC | 401,900 | $4.65M | 0.08% | −2,270−0.6% | Reduced |
| Muzinich & Co., Inc. | 397,072 | $4.60M | 4.47% | −55,482−12.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 383,833 | $4.45M | 0.00% | −55,482−12.6% | Reduced |
| Royal Bank of Canada | 372,657 | $4.32M | 0.00% | +23,969+6.9% | Added |
| Centaurus Financial, Inc. | 366,148 | $4.24M | 0.41% | +158,981+76.7% | Added |
| Cubist Systematic Strategies, LLC | 329,366 | $3.81M | 0.03% | +280,658+576.2% | Added |
| Citadel Advisors LLC | 317,344 | $3.67M | 0.00% | +317,344 | New |
| Capital Advisory Group Advisory Services, LLC | 281,472 | $3.26M | 2.26% | −11,233−3.8% | Reduced |
| The PNC Financial Services Group, Inc. | 274,119 | $3.17M | 0.00% | −14,598−5.1% | Reduced |
| Alliancebernstein L.P. | 273,404 | $3.17M | 0.00% | −21,511−7.3% | Reduced |
| Atria Wealth Solutions, Inc. | 272,598 | $3.16M | 0.05% | +272,598 | New |
| Schonfeld Strategic Advisors LLC | 246,400 | $2.85M | 0.02% | −18,700−7.1% | Reduced |
| Janney Montgomery Scott LLC | 237,973 | $2.76M | 0.01% | +33,768+16.5% | Added |
| Commonwealth Equity Services, LLC | 214,670 | $2.48M | 0.01% | +3,184+1.5% | Added |
| Raymond James & Associates | 212,659 | $2.46M | 0.00% | +32,043+17.7% | Added |
| Security National Bank | 178,127 | $2.06M | 0.58% | +15,580+9.6% | Added |
| Mount Yale Investment Advisors, LLC | 167,288 | $1.94M | 0.26% | +4,246+2.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 166,136 | $1.92M | 0.13% | −4,984−2.9% | Reduced |
| Sigma Planning Corp | 160,720 | $1.86M | 0.07% | +9,739+6.5% | Added |
| Financial Advisory Service, Inc. | 159,621 | $1.85M | 0.21% | +3,222+2.1% | Added |
| D.A. Davidson & Co. | 155,278 | $1.80M | 0.02% | +10,956+7.6% | Added |
| Tectonic Advisors LLC | 150,159 | $1.74M | 0.32% | +33,397+28.6% | Added |
| Great West Life Assurance Co | 148,655 | $1.72M | 0.00% | +18,374+14.1% | Added |
| Blair William & Co | 140,292 | $1.63M | 0.01% | +950+0.7% | Added |
| Goldman Sachs Group Inc | 136,026 | $1.57M | 0.00% | −147,657−52.0% | Reduced |
| LSV Asset Management | 123,395 | $1.43M | 0.00% | −1,500−1.2% | Reduced |
| Rockefeller Capital Management L.P. | 113,914 | $1.32M | 0.01% | +10.0% | Added |
| Ameriprise Financial Inc | 111,991 | $1.30M | 0.00% | −9,955−8.2% | Reduced |
| Polaris Capital Management, LLC | 105,798 | $1.23M | 0.05% | +8,687+8.9% | Added |
| DnB Asset Management AS | 105,285 | $1.22M | 0.01% | +523+0.5% | Added |
| Occudo Quantitative Strategies LP | 100,198 | $1.16M | 0.09% | −57,201−36.3% | Reduced |
| CIBC Private Wealth Group, LLC | 98,010 | $1.14M | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 96,692 | $1.12M | 0.00% | −15,268−13.6% | Reduced |
| International Assets Investment Management, LLC | 96,678 | $1.12M | 0.24% | −4,035−4.0% | Reduced |
| Triad Investment Management | 92,233 | $1.07M | 1.85% | +27,852+43.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 89,697 | $1.04M | 0.01% | +3,840+4.5% | Added |
| Advisory Research Inc | 89,258 | $1.03M | 0.10% | +10,458+13.3% | Added |
| Jump Financial, LLC | 85,161 | $986.0K | 0.04% | +85,161 | New |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $971.0K | 0.84% | 00.0% | Unchanged |
| Taylor Frigon Capital Management LLC | 81,865 | $948.0K | 0.49% | +2,011+2.5% | Added |
| Private Advisor Group, LLC | 81,803 | $947.0K | 0.01% | +9,013+12.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 81,493 | $944.0K | 0.00% | +51,734+173.8% | Added |
| Bank of America Corp | 81,086 | $939.0K | 0.00% | +707+0.9% | Added |
| Deutsche Bank AG | 80,294 | $930.0K | 0.00% | +2,568+3.3% | Added |
| Qube Research & Technologies Ltd | 71,855 | $832.0K | 0.01% | +31,558+78.3% | Added |
| Baird Financial Group, Inc. | 68,561 | $794.0K | 0.00% | −1,763−2.5% | Reduced |
| Caption Management, LLC | 68,208 | $789.0K | 0.14% | +68,208 | New |
| Banque Pictet & Cie SA | 67,151 | $777.6K | 0.01% | −62,865−48.4% | Reduced |
| Pictet North America Advisors SA | 67,151 | $777.6K | 0.12% | −62,865−48.4% | Reduced |
| Boston Private Wealth LLC | 66,605 | $771.0K | 0.01% | +320.0% | Added |
| Naples Global Advisors, LLC | 64,819 | $751.0K | 0.10% | +1,986+3.2% | Added |
| Legacy Capital Wealth Partners, LLC | 64,710 | $749.0K | 0.40% | +2,318+3.7% | Added |
| Voloridge Investment Management, LLC | 64,076 | $742.0K | 0.00% | −165,877−72.1% | Reduced |
| Natixis | 61,917 | $724.0K | 0.00% | +3,221+5.5% | Added |
| Sterling Investment Advisors, Ltd. | 61,000 | $706.0K | 0.26% | 00.0% | Unchanged |
| AE Wealth Management LLC | 60,885 | $705.0K | 0.01% | −10,063−14.2% | Reduced |
| Envestnet Asset Management Inc | 59,873 | $693.0K | 0.00% | −22,137−27.0% | Reduced |
| New York State Common Retirement Fund | 59,092 | $684.0K | 0.00% | +59,092 | New |
| Y-Intercept (Hong Kong) Ltd | 58,577 | $678.3K | 0.07% | +45,291+340.9% | Added |
| Truist Financial Corp | 54,331 | $629.0K | 0.00% | +539+1.0% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $629.0K | 0.04% | +54,348 | New |
| Bank of New York Mellon Corp | 53,807 | $623.0K | 0.00% | +41,757+346.5% | Added |
| Independent Financial Group, LLC | 51,028 | $590.9K | 0.05% | −40,368−44.2% | Reduced |
| North Star Investment Management Corp. | 50,986 | $590.0K | 0.06% | +9,044+21.6% | Added |
| Mackenzie Financial Corp | 50,714 | $587.0K | 0.00% | −11,805−18.9% | Reduced |
| Balyasny Asset Management LLC | 47,574 | $551.0K | 0.00% | +16,053+50.9% | Added |
| Invesco Ltd. | 47,311 | $548.0K | 0.00% | −38,716−45.0% | Reduced |
| GraniteShares Advisors LLC | 47,317 | $547.0K | 0.44% | −565−1.2% | Reduced |
| Trexquant Investment LP | 46,507 | $539.0K | 0.02% | +46,507 | New |
| HighTower Advisors, LLC | 45,390 | $525.0K | 0.00% | +268+0.6% | Added |
| Toroso Investments, LLC | 44,524 | $516.0K | 0.02% | +873+2.0% | Added |
| Advisory Services Network, LLC | 44,451 | $515.0K | 0.02% | +11,108+33.3% | Added |
| Baker Avenue Asset Management, LP | 43,724 | $506.0K | 0.03% | −42,651−49.4% | Reduced |
| Cetera Investment Advisers | 42,436 | $491.0K | 0.01% | +8,089+23.6% | Added |
| Steward Partners Investment Advisory, LLC | 41,674 | $483.0K | 0.01% | +1,325+3.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 41,197 | $477.0K | 0.00% | −2,099−4.8% | Reduced |
| Twinbeech Capital LP | 40,902 | $474.0K | 0.01% | +40,902 | New |
| US Bancorp | 39,974 | $463.0K | 0.00% | −70−0.2% | Reduced |