Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2022
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 237
- −7 vs. Q2 2022
- Shares held
- 31.2M
- +1.30M (+4.3%) vs. Q2 2022
- Total value
- $364.1M
- −$40.6M (−10.0%) vs. Q2 2022
- New holders
- 29
- 96 more added
- Sold out
- 36
- 65 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $0 | 0.00% | +2+200.0% | Added |
| Huntington National Bank | 80 | $0 | 0.00% | +80 | New |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $0 | 0.00% | +34 | New |
| Spire Wealth Management | 115 | $1.00K | 0.00% | −601−83.9% | Reduced |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.16K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 159 | $2.00K | 0.00% | −1,841−92.1% | Reduced |
| Private Trust Co NA | 181 | $2.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $2.00K | 0.00% | +200 | New |
| TCI Wealth Advisors, Inc. | 146 | $2.00K | 0.00% | +146 | New |
| GPS Wealth Strategies Group, LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 370 | $4.00K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $4.78K | 0.01% | +413 | New |
| Raleigh Capital Management Inc. | 471 | $5.00K | 0.00% | +101+27.3% | Added |
| AlphaMark Advisors, LLC | 550 | $6.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 600 | $7.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $7.00K | 0.00% | +650 | New |
| Allworth Financial LP | 686 | $8.00K | 0.00% | +15+2.2% | Added |
| City Holding Co | 651 | $8.00K | 0.00% | +651 | New |
| Tucker Asset Management LLC | 564 | $8.20K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 743 | $9.00K | 0.00% | −3,552−82.7% | Reduced |
| First Manhattan Co | 825 | $9.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 900 | $10.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $11.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 965 | $11.2K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 1,338 | $15.0K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 1,081 | $15.0K | 0.01% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,400 | $16.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,500 | $17.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 1,500 | $17.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,600 | $18.5K | 0.01% | +49+3.2% | Added |
| Kozak & Associates, Inc. | 1,631 | $19.0K | 0.01% | +281+20.8% | Added |
| Hexagon Capital Partners LLC | 1,848 | $21.0K | 0.01% | +82+4.6% | Added |
| Wipfli Financial Advisors LLC, | 1,919 | $22.0K | 0.00% | +1,919 | New |
| Cullen/Frost Bankers, Inc. | 2,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,972 | $23.0K | 0.00% | +44+2.3% | Added |
| BDO Wealth Advisors, LLC | 2,280 | $26.0K | 0.00% | +63+2.8% | Added |
| Carolinas Wealth Consulting LLC | 2,347 | $27.0K | 0.01% | −1,703−42.0% | Reduced |
| Salem Investment Counselors Inc | 2,300 | $27.0K | 0.00% | +2,200+2,200.0% | Added |
| Nomura Asset Management Co Ltd | 2,488 | $28.8K | 0.00% | +1,676+206.4% | Added |
| Tradewinds Capital Management, LLC | 2,880 | $33.0K | 0.01% | +64+2.3% | Added |
| Harbour Investments, Inc. | 2,655 | $36.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 3,163 | $37.0K | 0.00% | +15+0.5% | Added |
| Highlander Capital Management, LLC | 3,532 | $41.0K | 0.02% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3,688 | $42.7K | 0.00% | +3,382+1,105.2% | Added |
| High Net Worth Advisory Group LLC | 4,000 | $46.0K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,864 | $56.0K | 0.00% | +82+2.2% | Added |
| Orion Capital Management LLC | 5,000 | $58.0K | 0.05% | +1,000+25.0% | Added |
| Brown, Lisle/Cummings, Inc. | 5,300 | $61.4K | 0.04% | 00.0% | Unchanged |
| Almanack Investment Partners, LLC. | 5,811 | $67.0K | 0.01% | +5,811 | New |
| Parallel Advisors, LLC | 7,047 | $82.0K | 0.00% | +5,666+410.3% | Added |
| Lindbrook Capital, LLC | 7,340 | $85.0K | 0.01% | −23,932−76.5% | Reduced |
| Private Ocean, LLC | 7,505 | $86.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,574 | $99.0K | 0.00% | +2,056+31.5% | Added |
| Cedar Wealth Management, LLC | 9,759 | $113.0K | 0.06% | −8,375−46.2% | Reduced |
| Telemus Capital, LLC | 10,000 | $116.0K | 0.01% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 10,500 | $122.0K | 0.47% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 10,790 | $125.0K | 0.00% | −9,130−45.8% | Reduced |
| Strategic Blueprint, LLC | 11,090 | $128.0K | 0.02% | 00.0% | Unchanged |
| FIL Ltd | 10,926 | $128.0K | 0.00% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 11,078 | $128.0K | 0.01% | +11,078 | New |
| MAS Advisors LLC | 11,247 | $130.0K | 0.13% | +11,247 | New |
| Mariner, LLC | 11,397 | $132.0K | 0.00% | −5,974−34.4% | Reduced |
| Boston Trust Walden Corp | 11,400 | $132.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 11,500 | $133.0K | 0.01% | +2,300+25.0% | Added |
| Redhawk Wealth Advisors, Inc. | 11,602 | $134.0K | 0.06% | −1,634−12.3% | Reduced |
| Cetera Advisor Networks LLC | 11,740 | $136.0K | 0.00% | +1,007+9.4% | Added |
| IFP Advisors, Inc | 9,515 | $136.0K | 0.00% | +920+10.7% | Added |
| GWM Advisors LLC | 11,908 | $138.0K | 0.00% | +238+2.0% | Added |
| Beacon Pointe Advisors, LLC | 12,200 | $141.0K | 0.00% | −498−3.9% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 12,275 | $142.0K | 0.08% | −200−1.6% | Reduced |
| Jane Street Group, LLC | 12,529 | $145.0K | 0.00% | −14,332−53.4% | Reduced |
| Brookstone Capital Management | 12,080 | $146.0K | 0.00% | +50+0.4% | Added |
| FORA Capital, LLC | 12,904 | $149.0K | 0.03% | +12,904 | New |
| Proequities, Inc. | 13,201 | $153.0K | 0.01% | +407+3.2% | Added |
| RMR Wealth Builders | 13,455 | $156.0K | 0.04% | +378+2.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 13,658 | $158.0K | 0.00% | +13,658 | New |
| WealthBridge Capital Management, LLC | 12,000 | $162.0K | 0.07% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 14,137 | $164.0K | 0.00% | +318+2.3% | Added |
| Victory Capital Management Inc | 14,302 | $166.0K | 0.00% | −3,101−17.8% | Reduced |
| Old Port Advisors | 13,706 | $170.0K | 0.07% | −20−0.1% | Reduced |
| National Asset Management, Inc. | 14,734 | $171.0K | 0.01% | +2,611+21.5% | Added |
| Allie Family Office LLC | 15,000 | $174.0K | 0.15% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 15,050 | $174.0K | 0.01% | +4,227+39.1% | Added |
| Quest Investment Management LLC | 15,315 | $177.0K | 0.02% | 00.0% | Unchanged |
| WMS Partners, LLC | 15,632 | $181.0K | 0.02% | +632+4.2% | Added |
| Wintrust Investments LLC | 16,361 | $189.0K | 0.02% | +16,361 | New |
| Vestmark Advisory Solutions, Inc. | 16,504 | $191.0K | 0.01% | −10−0.1% | Reduced |
| CAPROCK Group, Inc. | 17,000 | $197.0K | 0.02% | +1,000+6.3% | Added |
| Pathstone Family Office, LLC | 17,090 | $197.9K | 0.00% | +90+0.5% | Added |
| CWM Advisors, LLC | 17,896 | $207.0K | 0.03% | +17,896 | New |
| Good Life Advisors, LLC | 18,557 | $215.0K | 0.03% | −280−1.5% | Reduced |
| IHT Wealth Management, LLC | 18,799 | $218.0K | 0.02% | +1,539+8.9% | Added |
| Principle Wealth Partners LLC | 19,190 | $222.0K | 0.03% | 00.0% | Unchanged |
| American Portfolios Advisors | 19,219 | $222.6K | 0.01% | +6,501+51.1% | Added |
| Virtus Investment Advisers, Inc. | 19,319 | $224.0K | 0.10% | +19,319 | New |
| First National Trust Co | 19,634 | $227.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 19,715 | $228.0K | 0.02% | −7,420−27.3% | Reduced |