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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q3 2022 vs. Q2 2022

How the institutions holding Hercules Capital, Inc. changed between Q2 2022 and Q3 2022.

All holders in Q3 2022All holders in Q2 2022

13F holders of HTGC: Q2 2022 compared with Q3 2022
MeasureQ2 2022Of which not filed for Q3 2022Q3 2022Change
Holders2495237−7
Shares30.3M410.9K31.2M+1.30M (+4.3%)
Value$410.2M$5.54M$364.1M−$40.6M (−10.0%)

5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (29)

Institutions that held Hercules Capital, Inc. at the end of Q3 2022 but not at the end of Q2 2022.

Institutions new to HTGC in Q3 2022
InstitutionSharesValue% of portfolio
T. Rowe Price Investment Management, Inc.1,592,458$18.4M0.01%
Granite Investment Partners, LLC828,786$9.60M0.42%
Citadel Advisors LLC317,344$3.67M0.00%
Atria Wealth Solutions, Inc.272,598$3.16M0.05%
Jump Financial, LLC85,161$986.0K0.04%
Caption Management, LLC68,208$789.0K0.14%
New York State Common Retirement Fund59,092$684.0K0.00%
Sand Hill Global Advisors, LLC54,348$629.0K0.04%
Trexquant Investment LP46,507$539.0K0.02%
Twinbeech Capital LP40,902$474.0K0.01%
Alps Advisors Inc31,500$365.0K0.00%
Captrust Financial Advisors30,281$351.0K0.00%
Putnam Investments LLC23,427$272.0K0.00%
Virtus Investment Advisers, Inc.19,319$224.0K0.10%
CWM Advisors, LLC17,896$207.0K0.03%
Wintrust Investments LLC16,361$189.0K0.02%
Connor, Clark & Lunn Investment Management Ltd.13,658$158.0K0.00%
FORA Capital, LLC12,904$149.0K0.03%
MAS Advisors LLC11,247$130.0K0.13%
Nicholas Hoffman & Company, LLC.11,078$128.0K0.01%
Almanack Investment Partners, LLC.5,811$67.0K0.01%
Wipfli Financial Advisors LLC,1,919$22.0K0.00%
City Holding Co651$8.00K0.00%
Nelson, Van Denburg & Campbell Wealth Management Group, LLC650$7.00K0.00%
PFS Partners, LLC413$4.78K0.01%
Asset Dedication, LLC200$2.00K0.00%
TCI Wealth Advisors, Inc.146$2.00K0.00%
Huntington National Bank80$00.00%
Householder Group Estate & Retirement Specialist, LLC34$00.00%

Sold out (36)

Institutions that held Hercules Capital, Inc. at the end of Q2 2022 and filed for Q3 2022 without it.

Not filed for Q3 2022 yet (5)

Institutions that held Hercules Capital, Inc. at the end of Q2 2022 and haven't filed a 13F for Q3 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q2 2022 that haven't filed for Q3 2022
InstitutionShares, Q2 2022Value, Q2 2022
Farmer Steven Patrick404,170$5.45M
Exane Derivatives3,094$41.7K
Lake Point Wealth Management1,750$24.0K
Cordasco Financial Network1,614$22.0K
Private Capital Group, LLC246$3.00K