Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2023
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 290
- +29 vs. Q3 2023
- Shares held
- 33.7M
- +4.59M (+15.8%) vs. Q3 2023
- Total value
- $562.3M
- +$83.9M (+17.5%) vs. Q3 2023
- New holders
- 52
- 116 more added
- Sold out
- 23
- 62 more reduced
5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,580,372 | $43.0M | 3.58% | +59,263+2.4% | Added |
| Van Eck Associates Corp | 2,414,747 | $40.3M | 0.07% | +381,318+18.8% | Added |
| Morgan Stanley | 2,047,756 | $34.1M | 0.00% | +962,058+88.6% | Added |
| Marshall Wace, LLP | 1,813,922 | $30.2M | 0.06% | +598,102+49.2% | Added |
| JPMorgan Chase & Co | 1,202,070 | $20.0M | 0.00% | +612,043+103.7% | Added |
| Legal & General Group Plc | 1,170,501 | $19.5M | 0.01% | +138,160+13.4% | Added |
| Advisors Capital Management, LLC | 929,499 | $15.5M | 0.32% | −76,810−7.6% | Reduced |
| Raymond James & Associates | 857,677 | $14.3M | 0.01% | −32,488−3.6% | Reduced |
| Royal Bank of Canada | 728,710 | $12.1M | 0.00% | +197,611+37.2% | Added |
| Two Sigma Advisers, LP | 718,600 | $12.0M | 0.03% | −32,900−4.4% | Reduced |
| Melia Wealth LLC | 655,215 | $10.9M | 5.74% | +655,215 | New |
| BlackRock Inc. | 642,008 | $10.7M | 0.00% | +3,504+0.5% | Added |
| Gilman Hill Asset Management, LLC | 609,323 | $10.2M | 1.89% | −17,055−2.7% | Reduced |
| LPL Financial LLC | 581,387 | $9.69M | 0.01% | +54,297+10.3% | Added |
| S&T Bank | 575,396 | $9.59M | 1.77% | −28,796−4.8% | Reduced |
| Wells Fargo & Company | 513,338 | $8.56M | 0.00% | −23,288−4.3% | Reduced |
| Two Sigma Investments, LP | 395,353 | $6.59M | 0.02% | −98,838−20.0% | Reduced |
| Confluence Investment Management LLC | 387,424 | $6.46M | 0.09% | +234+0.1% | Added |
| Muzinich & Co., Inc. | 378,292 | $6.31M | 5.47% | +6,914+1.9% | Added |
| Border to Coast Pensions Partnership Ltd | 374,837 | $6.25M | 0.15% | 00.0% | Unchanged |
| Stifel Financial Corp | 373,641 | $6.23M | 0.01% | −9,087−2.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 371,063 | $6.19M | 0.00% | +12,222+3.4% | Added |
| Advisors Asset Management, Inc. | 367,364 | $6.12M | 0.13% | −53,607−12.7% | Reduced |
| McKinley Capital Management LLC /Delaware | 352,453 | $5.88M | 0.75% | +3,461+1.0% | Added |
| Tectonic Advisors LLC | 324,792 | $5.41M | 0.45% | +26,808+9.0% | Added |
| The PNC Financial Services Group, Inc. | 296,636 | $4.94M | 0.00% | +5,367+1.8% | Added |
| Atria Wealth Solutions, Inc. | 284,173 | $4.74M | 0.06% | −13,456−4.5% | Reduced |
| Janney Montgomery Scott LLC | 282,596 | $4.71M | 0.02% | −27,983−9.0% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 279,103 | $4.65M | 2.49% | +178+0.1% | Added |
| Miller Howard Investments Inc | 270,000 | $4.50M | 0.16% | −130,000−32.5% | Reduced |
| Commonwealth Equity Services, LLC | 262,538 | $4.38M | 0.01% | +1,278+0.5% | Added |
| Goldman Sachs Group Inc | 245,444 | $4.09M | 0.00% | +203,914+491.0% | Added |
| Centaurus Financial, Inc. | 244,588 | $4.08M | 0.31% | −88,163−26.5% | Reduced |
| D. E. Shaw & Co., Inc. | 240,996 | $4.02M | 0.01% | +95,888+66.1% | Added |
| Citadel Advisors LLC | 231,459 | $3.86M | 0.00% | +161,891+232.7% | Added |
| D.A. Davidson & Co. | 221,994 | $3.70M | 0.04% | +18,473+9.1% | Added |
| Financial Advisory Service, Inc. | 218,696 | $3.65M | 0.35% | −3,450−1.6% | Reduced |
| Putnam Investments LLC | 215,071 | $3.59M | 0.00% | +44,043+25.8% | Added |
| Alliancebernstein L.P. | 211,404 | $3.52M | 0.00% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 203,776 | $3.40M | 0.18% | +4,086+2.0% | Added |
| Ameriprise Financial Inc | 197,332 | $3.29M | 0.00% | −11,332−5.4% | Reduced |
| UBS Group AG | 171,399 | $2.86M | 0.00% | −105,474−38.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 171,119 | $2.85M | 0.16% | +41,119+31.6% | Added |
| Baker Avenue Asset Management, LP | 167,854 | $2.80M | 0.12% | +12,168+7.8% | Added |
| Jump Financial, LLC | 165,400 | $2.76M | 0.09% | +50,388+43.8% | Added |
| Left Brain Wealth Management, LLC | 164,821 | $2.75M | 1.59% | −8,980−5.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 149,800 | $2.50M | 0.02% | +116,700+352.6% | Added |
| Advisor Group Holdings, Inc. | 149,027 | $2.48M | 0.00% | +21,758+17.1% | Added |
| Bank of America Corp | 148,458 | $2.47M | 0.00% | +59,343+66.6% | Added |
| Blair William & Co | 140,379 | $2.34M | 0.01% | +3,000+2.2% | Added |
| FJ Capital Management LLC | 140,352 | $2.34M | 0.23% | +79,546+130.8% | Added |
| Mount Yale Investment Advisors, LLC | 138,983 | $2.32M | 0.22% | −21,960−13.6% | Reduced |
| Rockefeller Capital Management L.P. | 134,689 | $2.25M | 0.01% | −3,070−2.2% | Reduced |
| Tudor Investment Corp Et Al | 132,604 | $2.21M | 0.03% | +132,604 | New |
| Qube Research & Technologies Ltd | 131,390 | $2.19M | 0.00% | +131,390 | New |
| Graypoint LLC | 129,958 | $2.17M | 0.17% | +3,851+3.1% | Added |
| Polaris Capital Management, LLC | 125,545 | $2.09M | 0.10% | +3,685+3.0% | Added |
| Great West Life Assurance Co | 122,651 | $2.03M | 0.00% | −12,377−9.2% | Reduced |
| Ares Management LLC | 118,038 | $1.97M | 0.05% | +93,038+372.2% | Added |
| CIBC Private Wealth Group, LLC | 114,495 | $1.91M | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 110,795 | $1.85M | 0.01% | +3,701+3.5% | Added |
| Taylor Frigon Capital Management LLC | 110,788 | $1.85M | 0.93% | −2,142−1.9% | Reduced |
| HRT Financial LP | 108,998 | $1.82M | 0.01% | +97,442+843.2% | Added |
| Wintrust Investments LLC | 108,586 | $1.81M | 0.18% | +10,943+11.2% | Added |
| Waterloo Capital, L.P. | 108,181 | $1.80M | 0.29% | +108,181 | New |
| Northern Trust Corp | 108,090 | $1.80M | 0.00% | −23,843−18.1% | Reduced |
| Triad Investment Management | 106,232 | $1.77M | 2.32% | +1,274+1.2% | Added |
| DnB Asset Management AS | 105,285 | $1.76M | 0.01% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 99,722 | $1.66M | 0.47% | +7,203+7.8% | Added |
| Private Advisor Group, LLC | 93,264 | $1.55M | 0.01% | +21,995+30.9% | Added |
| Delphi Management Inc | 91,971 | $1.53M | 1.41% | +5,140+5.9% | Added |
| BNP Paribas Arbitrage, SA | 91,093 | $1.52M | 0.00% | +46,614+104.8% | Added |
| Quantbot Technologies LP | 90,988 | $1.52M | 0.09% | +38,984+75.0% | Added |
| Invesco Ltd. | 90,584 | $1.51M | 0.00% | −6,235−6.4% | Reduced |
| ExodusPoint Capital Management, LP | 89,021 | $1.48M | 0.02% | +20,483+29.9% | Added |
| Sigma Planning Corp | 88,278 | $1.47M | 0.12% | −80,535−47.7% | Reduced |
| Napa Wealth Management | 87,876 | $1.46M | 0.79% | +87,876 | New |
| Barclays PLC | 87,453 | $1.46M | 0.00% | +49,233+128.8% | Added |
| Nations Financial Group Inc, | 85,610 | $1.43M | 0.13% | +1,530+1.8% | Added |
| Creegan & Nassoura Financial Group, LLC | 82,620 | $1.38M | 1.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 80,728 | $1.35M | 0.17% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 72,648 | $1.21M | 0.00% | −42,306−36.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 71,029 | $1.18M | 0.00% | +24,221+51.7% | Added |
| Steward Partners Investment Advisory, LLC | 70,422 | $1.17M | 0.02% | +1,724+2.5% | Added |
| Boston Private Wealth LLC | 66,572 | $1.11M | 0.03% | −7,569−10.2% | Reduced |
| Natixis | 63,473 | $1.06M | 0.01% | +5,716+9.9% | Added |
| Naples Global Advisors, LLC | 63,129 | $1.05M | 0.12% | +300+0.5% | Added |
| Chesapeake Capital Corp | 59,854 | $997.8K | 0.73% | +59,854 | New |
| Toroso Investments, LLC | 59,269 | $988.0K | 0.02% | +2,575+4.5% | Added |
| HighTower Advisors, LLC | 57,113 | $953.0K | 0.00% | +2,312+4.2% | Added |
| Jane Street Group, LLC | 56,997 | $950.1K | 0.00% | +37,626+194.2% | Added |
| Envestnet Asset Management Inc | 56,520 | $942.2K | 0.00% | −24,335−30.1% | Reduced |
| Arkadios Wealth Advisors | 54,741 | $912.5K | 0.08% | +3,000+5.8% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $906.0K | 0.04% | 00.0% | Unchanged |
| McDonald Partners LLC | 48,000 | $800.2K | 0.24% | +4,500+10.3% | Added |
| AE Wealth Management LLC | 44,872 | $788.0K | 0.00% | +6,291+16.3% | Added |
| Abundance Wealth Counselors | 47,228 | $787.0K | 0.20% | +4,893+11.6% | Added |
| Cetera Investment Advisers | 46,842 | $780.8K | 0.01% | −12,647−21.3% | Reduced |
| IHT Wealth Management, LLC | 45,884 | $764.9K | 0.03% | +1,112+2.5% | Added |
| Kovack Advisors, Inc. | 44,936 | $749.1K | 0.09% | +18,392+69.3% | Added |