Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2023
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 290
- +29 vs. Q3 2023
- Shares held
- 32.1M
- +2.97M (+10.2%) vs. Q3 2023
- Total value
- $535.2M
- +$56.8M (+11.9%) vs. Q3 2023
- New holders
- 52
- 115 more added
- Sold out
- 23
- 63 more reduced
5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cetera Advisors LLC | 44,803 | $746.9K | 0.01% | +8,022+21.8% | Added |
| Essex Financial Services, Inc. | 44,472 | $741.3K | 0.08% | +3,042+7.3% | Added |
| Bristlecone Advisors, LLC | 42,118 | $702.1K | 0.07% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 41,536 | $692.4K | 0.02% | −4,086−9.0% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 40,592 | $676.7K | 0.32% | +40,592 | New |
| North Star Investment Management Corp. | 40,388 | $673.3K | 0.05% | −906−2.2% | Reduced |
| US Bancorp | 40,331 | $672.3K | 0.00% | +1,596+4.1% | Added |
| Alps Advisors Inc | 39,100 | $651.8K | 0.01% | +400+1.0% | Added |
| Access Investment Management LLC | 38,200 | $636.8K | 0.24% | +38,200 | New |
| Verition Fund Management LLC | 37,100 | $618.5K | 0.01% | +23,500+172.8% | Added |
| Truist Financial Corp | 36,884 | $614.9K | 0.00% | −3,589−8.9% | Reduced |
| Sawtooth Solutions, LLC | 36,792 | $613.3K | 0.02% | +36,792 | New |
| Bleakley Financial Group, LLC | 36,792 | $613.3K | 0.02% | +36,792 | New |
| Palumbo Wealth Management LLC | 36,000 | $600.1K | 0.31% | 00.0% | Unchanged |
| Diligent Investors, LLC | 34,327 | $572.2K | 0.16% | +22+0.1% | Added |
| Lido Advisors, LLC | 33,414 | $557.0K | 0.01% | +33,414 | New |
| Mirador Capital Partners LP | 33,270 | $554.6K | 0.12% | −15,020−31.1% | Reduced |
| Winton Group Ltd | 32,577 | $543.1K | 0.04% | +9,668+42.2% | Added |
| Archer Investment Corp | 32,513 | $542.0K | 0.17% | +30.0% | Added |
| Future Financial Wealth Managment LLC | 31,300 | $521.8K | 0.52% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 30,107 | $501.9K | 0.55% | −5,477−15.4% | Reduced |
| Captrust Financial Advisors | 29,757 | $496.0K | 0.00% | −6,877−18.8% | Reduced |
| Significant Wealth Partners LLC | 29,658 | $494.4K | 0.36% | +29,658 | New |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $487.5K | 0.13% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 29,230 | $487.3K | 0.03% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 28,811 | $480.3K | 0.00% | +1,084+3.9% | Added |
| Virtus ETF Advisers LLC | 28,517 | $475.4K | 0.30% | −6,237−17.9% | Reduced |
| Trexquant Investment LP | 28,361 | $472.8K | 0.01% | −38,423−57.5% | Reduced |
| Aquatic Capital Management LLC | 27,500 | $458.0K | 0.01% | +25,100+1,045.8% | Added |
| MML Investors Services, LLC | 27,261 | $454.0K | 0.00% | +1,081+4.1% | Added |
| CWM Advisors, LLC | 25,744 | $429.2K | 0.05% | +4,099+18.9% | Added |
| Founders Financial Alliance, LLC | 25,250 | $420.9K | 0.16% | +1,187+4.9% | Added |
| Neuberger Berman Group LLC | 24,750 | $412.6K | 0.00% | −11,800−32.3% | Reduced |
| Pathstone Holdings, LLC | 24,438 | $407.4K | 0.00% | +24,438 | New |
| Concurrent Investment Advisors, LLC | 24,381 | $406.4K | 0.02% | +24,381 | New |
| Core Wealth Partners LLC | 24,153 | $402.6K | 0.33% | +3,150+15.0% | Added |
| Accredited Investors Inc. | 24,000 | $400.1K | 0.03% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 24,016 | $400.0K | 0.02% | −3,064−11.3% | Reduced |
| Penbrook Management LLC | 23,904 | $398.5K | 0.27% | +4,706+24.5% | Added |
| Greenwich Investment Management, Inc. | 23,136 | $386.0K | 0.29% | −7,065−23.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 22,715 | $378.7K | 0.00% | −6,007−20.9% | Reduced |
| Fulton Bank, N.A. | 22,417 | $373.7K | 0.02% | −4,000−15.1% | Reduced |
| Equitable Holdings, Inc. | 22,257 | $371.0K | 0.00% | +1,004+4.7% | Added |
| Inspire Advisors, LLC | 21,732 | $362.3K | 0.05% | +3,586+19.8% | Added |
| Cetera Advisor Networks LLC | 21,713 | $362.0K | 0.00% | +617+2.9% | Added |
| Millennium Management LLC | 21,026 | $350.5K | 0.00% | −3,394−13.9% | Reduced |
| Occudo Quantitative Strategies LP | 20,285 | $338.2K | 0.05% | −9,430−31.7% | Reduced |
| Madison Park Capital Advisors, LLC | 20,000 | $333.4K | 0.32% | +20,000 | New |
| Truvestments Capital LLC | 19,814 | $330.3K | 0.15% | +19,814 | New |
| First National Trust Co | 19,634 | $327.3K | 0.01% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 19,522 | $325.4K | 0.00% | −39,242−66.8% | Reduced |
| Beacon Pointe Advisors, LLC | 18,851 | $314.2K | 0.00% | +40.0% | Added |
| Sunbelt Securities, Inc. | 18,653 | $310.9K | 0.04% | −1,995−9.7% | Reduced |
| Virtu Financial LLC | 18,348 | $306.0K | 0.02% | −456−2.4% | Reduced |
| ProShare Advisors LLC | 18,099 | $301.7K | 0.00% | −905−4.8% | Reduced |
| Sit Investment Associates Inc | 18,050 | $301.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 17,728 | $295.5K | 0.01% | +32+0.2% | Added |
| Susquehanna International Group, LLP | 17,527 | $292.2K | 0.00% | +17,527 | New |
| Mackenzie Financial Corp | 17,402 | $290.1K | 0.00% | +402+2.4% | Added |
| Quadrature Capital Ltd | 16,787 | $280.0K | 0.01% | −1,575−8.6% | Reduced |
| FourThought Financial Partners, LLC | 16,763 | $279.4K | 0.04% | +21+0.1% | Added |
| Parallel Advisors, LLC | 16,747 | $279.2K | 0.01% | −1,435−7.9% | Reduced |
| Proequities, Inc. | 16,565 | $276.1K | 0.02% | +1,259+8.2% | Added |
| Good Life Advisors, LLC | 16,427 | $273.8K | 0.03% | −1,500−8.4% | Reduced |
| Principle Wealth Partners LLC | 16,390 | $273.2K | 0.02% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 16,257 | $271.0K | 0.00% | +16,257 | New |
| Kestra Advisory Services, LLC | 15,963 | $266.1K | 0.00% | +67+0.4% | Added |
| RMR Wealth Builders | 15,902 | $265.1K | 0.04% | +421+2.7% | Added |
| Creative Planning | 15,671 | $261.2K | 0.00% | +1,396+9.8% | Added |
| Prelude Capital Management, LLC | 15,599 | $260.0K | 0.02% | +534+3.5% | Added |
| Keebeck Alpha, LP | 15,599 | $260.0K | 0.20% | +534+3.5% | Added |
| Catalina Capital Group, LLC | 15,546 | $259.1K | 0.20% | +15,546 | New |
| Register Financial Advisors LLC | 15,214 | $253.6K | 0.17% | +55+0.4% | Added |
| Advisory Research Inc | 15,168 | $252.9K | 0.04% | −58,996−79.5% | Reduced |
| National Asset Management, Inc. | 15,027 | $250.5K | 0.01% | −127−0.8% | Reduced |
| Prime Capital Investment Advisors, LLC | 15,021 | $250.4K | 0.00% | +15,021 | New |
| Allie Family Office LLC | 15,000 | $250.1K | 0.17% | 00.0% | Unchanged |
| PFG Investments, LLC | 14,775 | $246.3K | 0.05% | −985−6.3% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $245.8K | 0.13% | +2,432+19.7% | Added |
| Wedbush Securities Inc | 14,720 | $245.0K | 0.01% | −735−4.8% | Reduced |
| Wall Street Access Asset Management, LLC | 14,660 | $244.4K | 0.11% | +14,660 | New |
| Mutual Advisors, LLC | 14,642 | $244.1K | 0.01% | +14,642 | New |
| Mariner, LLC | 14,369 | $239.5K | 0.00% | +1,732+13.7% | Added |
| Wetherby Asset Management Inc | 14,368 | $239.5K | 0.01% | 00.0% | Unchanged |
| Quest Investment Management LLC | 14,115 | $235.3K | 0.03% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 14,093 | $234.9K | 0.02% | +396+2.9% | Added |
| Colonial River Wealth Management, LLC | 13,977 | $233.0K | 0.14% | +3,639+35.2% | Added |
| CI Private Wealth, LLC | 13,216 | $220.3K | 0.00% | −1,798−12.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $218.4K | 0.00% | 00.0% | Unchanged |
| Atom Investors LP | 12,768 | $212.8K | 0.04% | +12,768 | New |
| Capstone Investment Advisors, LLC | 12,681 | $211.4K | 0.00% | +12,681 | New |
| GWM Advisors LLC | 12,146 | $210.2K | 0.00% | +526+4.5% | Added |
| MAS Advisors LLC | 12,547 | $209.2K | 0.27% | +2,295+22.4% | Added |
| Y-Intercept (Hong Kong) Ltd | 12,523 | $208.8K | 0.02% | +12,523 | New |
| Stratos Wealth Partners, LTD. | 12,287 | $204.8K | 0.00% | −93−0.8% | Reduced |
| Channel Wealth LLC | 12,206 | $203.5K | 0.10% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 12,197 | $203.3K | 0.15% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $200.0K | 0.07% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 12,000 | $200.0K | 0.10% | +12,000 | New |
| LM Advisors LLC | 11,900 | $198.4K | 0.04% | +11,900 | New |