Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2023
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 257
- −3 vs. Q4 2022
- Shares held
- 31.5M
- −1.44M (−4.4%) vs. Q4 2022
- Total value
- $405.6M
- −$30.0M (−6.9%) vs. Q4 2022
- New holders
- 39
- 108 more added
- Sold out
- 42
- 64 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,380,281 | $30.7M | 3.34% | −61,473−2.5% | Reduced |
| Van Eck Associates Corp | 1,787,434 | $23.0M | 0.05% | +18,198+1.0% | Added |
| T. Rowe Price Investment Management, Inc. | 1,404,876 | $18.1M | 0.01% | +23,126+1.7% | Added |
| Citadel Advisors LLC | 1,253,891 | $16.2M | 0.02% | +486,753+63.5% | Added |
| Morgan Stanley | 1,233,873 | $15.9M | 0.00% | +96,959+8.5% | Added |
| Advisors Capital Management, LLC | 1,039,241 | $13.4M | 0.35% | +66,155+6.8% | Added |
| Legal & General Group Plc | 892,265 | $11.5M | 0.00% | +34,878+4.1% | Added |
| Raymond James & Associates | 868,224 | $11.2M | 0.01% | +630,120+264.6% | Added |
| BlackRock Inc. | 828,201 | $10.7M | 0.00% | −221,600−21.1% | Reduced |
| Two Sigma Advisers, LP | 794,600 | $10.2M | 0.03% | +500+0.1% | Added |
| Gilman Hill Asset Management, LLC | 637,111 | $8.21M | 1.67% | +5,848+0.9% | Added |
| S&T Bank | 628,258 | $8.10M | 1.46% | −5,088−0.8% | Reduced |
| JPMorgan Chase & Co | 607,938 | $7.84M | 0.00% | −235,897−28.0% | Reduced |
| Cooper Creek Partners Management LLC | 543,900 | $7.01M | 0.50% | +543,900 | New |
| Border to Coast Pensions Partnership Ltd | 524,837 | $6.76M | 0.18% | −600,000−53.3% | Reduced |
| Wells Fargo & Company | 502,872 | $6.48M | 0.00% | −60,909−10.8% | Reduced |
| Advisors Asset Management, Inc. | 454,588 | $5.86M | 0.12% | +19,307+4.4% | Added |
| LPL Financial LLC | 451,201 | $5.82M | 0.00% | −40,451−8.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 401,704 | $5.18M | 0.03% | +180,025+81.2% | Added |
| Muzinich & Co., Inc. | 391,528 | $5.05M | 4.36% | 00.0% | Unchanged |
| Stifel Financial Corp | 389,990 | $5.03M | 0.01% | −34,959−8.2% | Reduced |
| Confluence Investment Management LLC | 383,272 | $4.94M | 0.07% | −18,920−4.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 380,339 | $4.90M | 0.00% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 376,484 | $4.85M | 0.39% | −6,529−1.7% | Reduced |
| Marshall Wace, LLP | 368,676 | $4.75M | 0.01% | +368,676 | New |
| Royal Bank of Canada | 366,127 | $4.72M | 0.00% | −363−0.1% | Reduced |
| Cubist Systematic Strategies, LLC | 332,524 | $4.29M | 0.04% | +45,459+15.8% | Added |
| Janney Montgomery Scott LLC | 316,629 | $4.08M | 0.02% | +35,233+12.5% | Added |
| Atria Wealth Solutions, Inc. | 308,308 | $3.97M | 0.06% | +19,606+6.8% | Added |
| Miller Howard Investments Inc | 300,000 | $3.87M | 0.14% | +300,000 | New |
| Capital Advisory Group Advisory Services, LLC | 291,175 | $3.75M | 2.26% | +9,386+3.3% | Added |
| UBS Group AG | 287,903 | $3.71M | 0.00% | −14,372−4.8% | Reduced |
| Alliancebernstein L.P. | 279,404 | $3.60M | 0.00% | +6,000+2.2% | Added |
| The PNC Financial Services Group, Inc. | 274,119 | $3.53M | 0.00% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 258,027 | $3.33M | 0.45% | +58,032+29.0% | Added |
| Security National Bank | 237,262 | $3.06M | 0.82% | −96,287−28.9% | Reduced |
| Commonwealth Equity Services, LLC | 228,882 | $2.95M | 0.01% | +9,193+4.2% | Added |
| Two Sigma Investments, LP | 223,971 | $2.89M | 0.01% | +92,323+70.1% | Added |
| McKinley Capital Management LLC /Delaware | 219,253 | $2.83M | 0.37% | −180,615−45.2% | Reduced |
| Financial Advisory Service, Inc. | 216,023 | $2.78M | 0.30% | +33,102+18.1% | Added |
| Independent Financial Group, LLC | 197,188 | $2.54M | 0.20% | +110,336+127.0% | Added |
| CIBC Private Wealth Group, LLC | 196,020 | $2.53M | 0.00% | +98,010+100.0% | Added |
| Sigma Planning Corp | 182,042 | $2.35M | 0.08% | +7,770+4.5% | Added |
| D.A. Davidson & Co. | 177,286 | $2.29M | 0.03% | +10,322+6.2% | Added |
| Mount Yale Investment Advisors, LLC | 176,211 | $2.27M | 0.26% | +3,496+2.0% | Added |
| Left Brain Wealth Management, LLC | 165,081 | $2.19M | 1.49% | −6,858−4.0% | Reduced |
| Bank of America Corp | 146,079 | $1.88M | 0.00% | −24,395−14.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 142,814 | $1.84M | 0.11% | −16,260−10.2% | Reduced |
| Millennium Management LLC | 142,337 | $1.83M | 0.00% | −985,560−87.4% | Reduced |
| Golden Green, Inc. | 139,680 | $1.80M | 2.11% | +139,680 | New |
| Blair William & Co | 137,379 | $1.77M | 0.01% | −963−0.7% | Reduced |
| Rockefeller Capital Management L.P. | 134,921 | $1.74M | 0.01% | −595−0.4% | Reduced |
| Baker Avenue Asset Management, LP | 129,327 | $1.67M | 0.09% | +70,123+118.4% | Added |
| LSV Asset Management | 120,895 | $1.56M | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 118,609 | $1.53M | 0.00% | +23,378+24.5% | Added |
| Polaris Capital Management, LLC | 118,398 | $1.53M | 0.06% | +12,600+11.9% | Added |
| Advisor Group Holdings, Inc. | 118,208 | $1.52M | 0.00% | +18,610+18.7% | Added |
| Great West Life Assurance Co | 117,034 | $1.51M | 0.00% | −34,794−22.9% | Reduced |
| Putnam Investments LLC | 112,180 | $1.45M | 0.00% | +86,011+328.7% | Added |
| Atom Investors LP | 108,401 | $1.40M | 0.76% | +108,401 | New |
| BNP Paribas Arbitrage, SA | 107,209 | $1.38M | 0.00% | +106,903+34,935.6% | Added |
| Toroso Investments, LLC | 106,524 | $1.37M | 0.02% | +59,381+126.0% | Added |
| DnB Asset Management AS | 105,285 | $1.36M | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 100,977 | $1.30M | 0.01% | +2,828+2.9% | Added |
| Triad Investment Management | 99,703 | $1.29M | 1.87% | +8,824+9.7% | Added |
| Northern Trust Corp | 97,422 | $1.26M | 0.00% | −326,795−77.0% | Reduced |
| Advisory Research Inc | 90,038 | $1.16M | 0.19% | +5,239+6.2% | Added |
| Legacy Capital Wealth Partners, LLC | 85,457 | $1.10M | 0.30% | +9,793+12.9% | Added |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $1.08M | 0.83% | 00.0% | Unchanged |
| Taylor Frigon Capital Management LLC | 82,896 | $1.07M | 0.58% | +675+0.8% | Added |
| Nations Financial Group Inc, | 82,776 | $1.07M | 0.11% | +10,316+14.2% | Added |
| Private Advisor Group, LLC | 81,202 | $1.05M | 0.01% | +3,792+4.9% | Added |
| International Assets Investment Management, LLC | 80,728 | $1.04M | 0.15% | −56,629−41.2% | Reduced |
| Invesco Ltd. | 80,463 | $1.04M | 0.00% | +22,144+38.0% | Added |
| Wintrust Investments LLC | 80,368 | $1.04M | 0.13% | +35,897+80.7% | Added |
| Trexquant Investment LP | 79,105 | $1.02M | 0.03% | +49,201+164.5% | Added |
| Alpha DNA Investment Management LLC | 77,411 | $997.8K | 0.51% | +160+0.2% | Added |
| FJ Capital Management LLC | 75,249 | $970.0K | 0.12% | +30,882+69.6% | Added |
| AE Wealth Management LLC | 75,180 | $969.1K | 0.01% | −65,428−46.5% | Reduced |
| Boston Private Wealth LLC | 74,141 | $955.7K | 0.01% | −1,744−2.3% | Reduced |
| Goldman Sachs Group Inc | 67,588 | $871.2K | 0.00% | −36,770−35.2% | Reduced |
| HRT Financial LP | 67,411 | $868.0K | 0.01% | +67,411 | New |
| Mackenzie Financial Corp | 63,542 | $819.1K | 0.00% | +13,390+26.7% | Added |
| Naples Global Advisors, LLC | 61,054 | $787.0K | 0.10% | −8,284−11.9% | Reduced |
| Advisory Services Network, LLC | 58,759 | $757.4K | 0.02% | +16,062+37.6% | Added |
| ING Groep NV | 58,408 | $752.9K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 57,170 | $736.9K | 0.05% | +30,927+117.8% | Added |
| Caption Management, LLC | 55,654 | $717.4K | 0.15% | +16,077+40.6% | Added |
| Cetera Investment Advisers | 55,430 | $714.5K | 0.01% | +8,498+18.1% | Added |
| HighTower Advisors, LLC | 55,072 | $710.0K | 0.00% | +8,029+17.1% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $700.5K | 0.04% | 00.0% | Unchanged |
| Natixis | 54,047 | $696.7K | 0.01% | −57,600−51.6% | Reduced |
| Envestnet Asset Management Inc | 52,061 | $671.1K | 0.00% | −7,048−11.9% | Reduced |
| Arkadios Wealth Advisors | 50,876 | $655.8K | 0.08% | −1,400−2.7% | Reduced |
| Global Endowment Management, LP | 50,000 | $644.5K | 0.07% | +50,000 | New |
| Jump Financial, LLC | 49,179 | $633.9K | 0.03% | −49,455−50.1% | Reduced |
| North Star Investment Management Corp. | 47,694 | $614.8K | 0.05% | +798+1.7% | Added |
| Abundance Wealth Counselors | 43,603 | $562.0K | 0.14% | −29,967−40.7% | Reduced |
| Alps Advisors Inc | 43,500 | $560.7K | 0.00% | 00.0% | Unchanged |
| HST Ventures, LLC | 41,322 | $532.6K | 0.27% | +41,322 | New |