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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q1 2023 vs. Q4 2022

How the institutions holding Hercules Capital, Inc. changed between Q4 2022 and Q1 2023.

All holders in Q1 2023All holders in Q4 2022

13F holders of HTGC: Q4 2022 compared with Q1 2023
MeasureQ4 2022Of which not filed for Q1 2023Q1 2023Change
Holders2633257−3
Shares33.0M165.5K31.3M−1.53M (−4.7%)
Value$434.2M$2.19M$403.7M−$28.3M (−6.6%)

3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (39)

Institutions that held Hercules Capital, Inc. at the end of Q1 2023 but not at the end of Q4 2022.

Institutions new to HTGC in Q1 2023
InstitutionSharesValue% of portfolio
Cooper Creek Partners Management LLC543,900$7.01M0.50%
Marshall Wace, LLP368,676$4.75M0.01%
Miller Howard Investments Inc300,000$3.87M0.14%
Golden Green, Inc.139,680$1.80M2.11%
Atom Investors LP108,401$1.40M0.76%
HRT Financial LP67,411$868.0K0.01%
Global Endowment Management, LP50,000$644.5K0.07%
HST Ventures, LLC41,322$532.6K0.27%
C2C Wealth Management, LLC40,120$499.7K0.08%
Emerald Mutual Fund Advisers Trust28,020$361.2K0.02%
Fox Run Management, L.L.C.24,391$314.4K0.10%
PFG Investments, LLC23,469$302.5K0.06%
ProShare Advisors LLC21,963$283.1K0.00%
Mirador Capital Partners LP20,610$265.7K0.06%
Mariner, LLC19,923$257.0K0.00%
Eagle Global Advisors LLC18,500$238.5K0.02%
Penbrook Management LLC18,037$232.5K0.18%
Inspire Advisors, LLC17,050$219.8K0.05%
Strategic Financial Concepts, LLC16,000$206.2K0.08%
Beaumont Financial Advisors, LLC12,915$166.5K0.02%
Lineweaver Wealth Advisors, LLC12,375$159.5K0.05%
Bayesian Capital Management, LP12,359$159.3K0.02%
Squarepoint Ops LLC11,961$154.2K0.00%
Wolverine Trading, LLC11,569$150.0K0.00%
Channel Wealth LLC10,159$130.9K0.08%
Centiva Capital, LP10,033$129.3K0.01%
Endurance Wealth Management, Inc.7,488$97.0K0.01%
Cutler Group LP7,095$91.0K0.01%
Ameritas Advisory Services, LLC4,702$61.1K0.00%
Chilton Capital Management LLC4,305$55.5K0.00%
ZRC Wealth Management, LLC1,740$22.4K0.02%
Citigroup Inc1,655$21.3K0.00%
AllSquare Wealth Management LLC1,000$12.9K0.01%
Chesapeake Asset Management LLC905$11.7K0.01%
West Oak Capital, LLC500$6.45K0.00%
NewSquare Capital LLC500$6.45K0.00%
Cape Investment Advisory, Inc.200$2.58K0.00%
Caldwell Sutter Capital, Inc.150$1.93K0.00%
Householder Group Estate & Retirement Specialist, LLC34$00.00%

Sold out (42)

Institutions that held Hercules Capital, Inc. at the end of Q4 2022 and filed for Q1 2023 without it.

Institutions that sold out of HTGC in Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Granite Investment Partners, LLC811,064$10.7M
McGowan Group Asset Management, Inc.431,007$5.70M
Conversant Capital LLC325,000$4.30M
D. E. Shaw & Co., Inc.155,697$2.06M
Voloridge Investment Management, LLC88,975$1.18M
Meridian Wealth Management, LLC81,010$1.07M
Banque Pictet & Cie SA67,151$887.7K
Pictet North America Advisors SA67,151$887.7K
Sterling Investment Advisors, Ltd.64,500$852.7K
National Bank of Canada61,600$814.4K
New York State Common Retirement Fund59,092$781.2K
GraniteShares Advisors LLC46,591$615.9K
Mach-1 Financial Group, Inc.38,829$513.3K
Johnson & White Wealth Management, LLC16,869$488.0K
Balyasny Asset Management LLC31,957$422.5K
Stephens Inc26,150$345.7K
Cipher Capital LP23,749$314.0K
ExodusPoint Capital Management, LP22,208$294.0K
Twinbeech Capital LP17,164$226.9K
Evergreen Capital Management LLC15,838$209.4K
Victory Capital Management Inc14,296$189.0K
Boothbay Fund Management, LLC12,776$168.9K
Stratos Wealth Partners, LTD.10,790$142.6K
United Capital Financial Advisers, LLC10,384$137.3K
Sheaff Brock Investment Advisors, LLC10,216$135.1K
Jane Street Group, LLC10,107$133.6K
Brown, Lisle/Cummings, Inc.5,300$70.1K
High Net Worth Advisory Group LLC4,000$52.9K
Coppell Advisory Solutions LLC3,159$41.8K
Coppell Advisory Solutions Corp.3,159$41.8K
Money Concepts Capital Corp2,883$38.1K
WFA of San Diego, LLC2,200$29.1K
Comerica Securities,inc.1,436$19.0K
Accurate Wealth Management, LLC1,200$16.0K
Atticus Wealth Management, LLC1,081$14.3K
Point72 Asset Management, L.P.800$10.6K
Allworth Financial LP704$9.30K
City Holding Co651$8.61K
Sandy Spring Bank450$5.95K
Freedom Wealth Alliance, LLC300$3.97K
Romano Brothers and Company200$2.64K
FMR LLC2$27

Not filed for Q1 2023 yet (3)

Institutions that held Hercules Capital, Inc. at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q4 2022 that haven't filed for Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Delphi Management Inc86,245$1.14M
Jenkins Wealth79,227$1.05M
CoreCap Advisors, LLC24$330