Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2022
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 263
- +30 vs. Q3 2022
- Shares held
- 33.1M
- +1.88M (+6.0%) vs. Q3 2022
- Total value
- $437.8M
- +$74.1M (+20.4%) vs. Q3 2022
- New holders
- 49
- 99 more added
- Sold out
- 19
- 63 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,441,754 | $32.3M | 4.11% | +235,707+10.7% | Added |
| Van Eck Associates Corp | 1,769,236 | $23.4M | 0.06% | +87,293+5.2% | Added |
| T. Rowe Price Investment Management, Inc. | 1,381,750 | $18.3M | 0.01% | −210,708−13.2% | Reduced |
| Morgan Stanley | 1,136,914 | $15.0M | 0.00% | +32,831+3.0% | Added |
| Millennium Management LLC | 1,127,897 | $14.9M | 0.02% | −366,668−24.5% | Reduced |
| Border to Coast Pensions Partnership Ltd | 1,124,837 | $14.9M | 0.48% | 00.0% | Unchanged |
| BlackRock Inc. | 1,049,801 | $13.9M | 0.00% | +35,077+3.5% | Added |
| Advisors Capital Management, LLC | 973,086 | $12.9M | 0.35% | +7,300+0.8% | Added |
| Legal & General Group Plc | 857,387 | $11.3M | 0.00% | +75,567+9.7% | Added |
| JPMorgan Chase & Co | 843,835 | $11.2M | 0.00% | +106,275+14.4% | Added |
| Granite Investment Partners, LLC | 811,064 | $10.7M | 0.45% | −17,722−2.1% | Reduced |
| Two Sigma Advisers, LP | 794,100 | $10.5M | 0.03% | −154,100−16.3% | Reduced |
| Citadel Advisors LLC | 767,138 | $10.1M | 0.01% | +449,794+141.7% | Added |
| S&T Bank | 633,346 | $8.37M | 1.55% | −7,664−1.2% | Reduced |
| Gilman Hill Asset Management, LLC | 631,263 | $8.35M | 1.71% | −2,333−0.4% | Reduced |
| Wells Fargo & Company | 563,781 | $7.45M | 0.00% | −91,075−13.9% | Reduced |
| LPL Financial LLC | 491,652 | $6.50M | 0.01% | −51,057−9.4% | Reduced |
| Advisors Asset Management, Inc. | 435,281 | $5.75M | 0.12% | −13,807−3.1% | Reduced |
| McGowan Group Asset Management, Inc. | 431,007 | $5.70M | 0.91% | +7,056+1.7% | Added |
| Stifel Financial Corp | 424,949 | $5.62M | 0.01% | −7,841−1.8% | Reduced |
| Northern Trust Corp | 424,217 | $5.61M | 0.00% | −16,660−3.8% | Reduced |
| Confluence Investment Management LLC | 402,192 | $5.32M | 0.08% | +292+0.1% | Added |
| McKinley Capital Management LLC /Delaware | 399,868 | $5.29M | 0.71% | −16,086−3.9% | Reduced |
| Muzinich & Co., Inc. | 391,528 | $5.18M | 4.57% | −5,544−1.4% | Reduced |
| Centaurus Financial, Inc. | 383,013 | $5.06M | 0.48% | +16,865+4.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 380,339 | $5.03M | 0.00% | −3,494−0.9% | Reduced |
| Royal Bank of Canada | 366,490 | $4.85M | 0.00% | −6,167−1.7% | Reduced |
| Security National Bank | 333,549 | $4.41M | 1.19% | +155,422+87.3% | Added |
| Conversant Capital LLC | 325,000 | $4.30M | 1.01% | +325,000 | New |
| UBS Group AG | 302,275 | $4.00M | 0.00% | −241,552−44.4% | Reduced |
| Atria Wealth Solutions, Inc. | 288,702 | $3.82M | 0.06% | +16,104+5.9% | Added |
| Cubist Systematic Strategies, LLC | 287,065 | $3.79M | 0.03% | −42,301−12.8% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 281,789 | $3.73M | 2.53% | +317+0.1% | Added |
| Janney Montgomery Scott LLC | 281,396 | $3.72M | 0.01% | +43,423+18.2% | Added |
| The PNC Financial Services Group, Inc. | 274,119 | $3.62M | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 273,404 | $3.61M | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 238,104 | $3.15M | 0.00% | +25,445+12.0% | Added |
| Pathstone Family Office, LLC | 34,182 | $3.10M | 0.03% | +20.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 221,679 | $2.93M | 0.02% | +208,021+1,523.1% | Added |
| Commonwealth Equity Services, LLC | 219,689 | $2.90M | 0.01% | +5,019+2.3% | Added |
| Tectonic Advisors LLC | 199,995 | $2.64M | 0.41% | +49,836+33.2% | Added |
| Schonfeld Strategic Advisors LLC | 189,100 | $2.50M | 0.02% | −57,300−23.3% | Reduced |
| Financial Advisory Service, Inc. | 182,921 | $2.42M | 0.27% | +23,300+14.6% | Added |
| Sigma Planning Corp | 174,272 | $2.30M | 0.08% | +13,552+8.4% | Added |
| Mount Yale Investment Advisors, LLC | 172,715 | $2.28M | 0.26% | +5,427+3.2% | Added |
| Left Brain Wealth Management, LLC | 171,939 | $2.27M | 1.70% | +171,939 | New |
| Bank of America Corp | 170,474 | $2.25M | 0.00% | +89,388+110.2% | Added |
| D.A. Davidson & Co. | 166,964 | $2.21M | 0.03% | +11,686+7.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 159,074 | $2.10M | 0.13% | −7,062−4.3% | Reduced |
| D. E. Shaw & Co., Inc. | 155,697 | $2.06M | 0.00% | +155,697 | New |
| Great West Life Assurance Co | 151,828 | $2.02M | 0.01% | +3,173+2.1% | Added |
| AE Wealth Management LLC | 140,608 | $1.86M | 0.01% | +79,723+130.9% | Added |
| Blair William & Co | 138,342 | $1.83M | 0.01% | −1,950−1.4% | Reduced |
| International Assets Investment Management, LLC | 137,357 | $1.82M | 0.19% | +40,679+42.1% | Added |
| Rockefeller Capital Management L.P. | 135,516 | $1.79M | 0.01% | +21,602+19.0% | Added |
| Two Sigma Investments, LP | 131,648 | $1.74M | 0.01% | +99,135+304.9% | Added |
| LSV Asset Management | 120,895 | $1.60M | 0.00% | −2,500−2.0% | Reduced |
| Natixis | 111,647 | $1.48M | 0.01% | +49,730+80.3% | Added |
| Polaris Capital Management, LLC | 105,798 | $1.40M | 0.05% | 00.0% | Unchanged |
| DnB Asset Management AS | 105,285 | $1.39M | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 104,358 | $1.38M | 0.00% | −31,668−23.3% | Reduced |
| Advisor Group Holdings, Inc. | 99,598 | $1.32M | 0.00% | +2,906+3.0% | Added |
| Jump Financial, LLC | 98,634 | $1.30M | 0.07% | +13,473+15.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 98,149 | $1.30M | 0.01% | +8,452+9.4% | Added |
| Ameriprise Financial Inc | 95,231 | $1.26M | 0.00% | −16,760−15.0% | Reduced |
| Triad Investment Management | 90,879 | $1.20M | 1.88% | −1,354−1.5% | Reduced |
| Voloridge Investment Management, LLC | 88,975 | $1.18M | 0.01% | +24,899+38.9% | Added |
| Independent Financial Group, LLC | 86,852 | $1.15M | 0.10% | +35,824+70.2% | Added |
| Delphi Management Inc | 86,245 | $1.14M | 1.38% | +86,245 | New |
| Advisory Research Inc | 84,799 | $1.12M | 0.11% | −4,459−5.0% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $1.11M | 0.86% | 00.0% | Unchanged |
| Deutsche Bank AG | 83,224 | $1.10M | 0.00% | +2,930+3.6% | Added |
| Taylor Frigon Capital Management LLC | 82,221 | $1.09M | 0.62% | +356+0.4% | Added |
| Meridian Wealth Management, LLC | 81,010 | $1.07M | 0.10% | +81,010 | New |
| Jenkins Wealth | 79,227 | $1.05M | 0.42% | +79,227 | New |
| Alpha DNA Investment Management LLC | 77,251 | $1.02M | 0.54% | +77,251 | New |
| Boston Private Wealth LLC | 75,885 | $1.00M | 0.01% | +9,280+13.9% | Added |
| Legacy Capital Wealth Partners, LLC | 75,664 | $1.00M | 0.48% | +10,954+16.9% | Added |
| Abundance Wealth Counselors | 73,570 | $972.0K | 0.14% | +34,879+90.1% | Added |
| Nations Financial Group Inc, | 72,460 | $957.9K | 0.11% | +72,460 | New |
| Naples Global Advisors, LLC | 69,338 | $916.6K | 0.12% | +4,519+7.0% | Added |
| Banque Pictet & Cie SA | 67,151 | $887.7K | 0.01% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 67,151 | $887.7K | 0.15% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 64,500 | $852.7K | 0.31% | +3,500+5.7% | Added |
| National Bank of Canada | 61,600 | $814.4K | 0.00% | +61,000+10,166.7% | Added |
| Baker Avenue Asset Management, LP | 59,204 | $782.7K | 0.05% | +15,480+35.4% | Added |
| Envestnet Asset Management Inc | 59,109 | $781.4K | 0.00% | −764−1.3% | Reduced |
| New York State Common Retirement Fund | 59,092 | $781.2K | 0.00% | 00.0% | Unchanged |
| ING Groep NV | 58,408 | $772.2K | 0.01% | +58,408 | New |
| Mirae Asset Global Investments Co., Ltd. | 58,380 | $771.8K | 0.00% | −23,113−28.4% | Reduced |
| Invesco Ltd. | 58,319 | $771.0K | 0.00% | +11,008+23.3% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $718.5K | 0.04% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 52,276 | $691.1K | 0.09% | +28,017+115.5% | Added |
| Truist Financial Corp | 51,129 | $675.9K | 0.00% | −3,202−5.9% | Reduced |
| Mackenzie Financial Corp | 50,152 | $663.0K | 0.00% | −562−1.1% | Reduced |
| Toroso Investments, LLC | 47,143 | $623.0K | 0.02% | +2,619+5.9% | Added |
| HighTower Advisors, LLC | 47,043 | $621.0K | 0.00% | +1,653+3.6% | Added |
| Cetera Investment Advisers | 46,932 | $620.4K | 0.01% | +4,496+10.6% | Added |
| North Star Investment Management Corp. | 46,896 | $620.0K | 0.06% | −4,090−8.0% | Reduced |
| GraniteShares Advisors LLC | 46,591 | $615.9K | 0.51% | −726−1.5% | Reduced |