Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
Q4 2022 vs. Q3 2022
How the institutions holding Hercules Capital, Inc. changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 237 | 4 | 263 | +30 |
| Shares | 31.2M | 52.8K | 33.0M | +1.85M (+5.9%) |
| Value | $364.1M | $610.6K | $434.2M | +$70.7M (+19.5%) |
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (49)
Institutions that held Hercules Capital, Inc. at the end of Q4 2022 but not at the end of Q3 2022.
Sold out (19)
Institutions that held Hercules Capital, Inc. at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Occudo Quantitative Strategies LP | 100,198 | $1.16M |
| Qube Research & Technologies Ltd | 71,855 | $832.0K |
| Baird Financial Group, Inc. | 68,561 | $794.0K |
| Y-Intercept (Hong Kong) Ltd | 58,577 | $678.3K |
| Jag Capital Management, LLC | 39,501 | $457.0K |
| WMS Partners, LLC | 15,632 | $181.0K |
| Williams Jones Wealth Management, LLC. | 14,137 | $164.0K |
| FORA Capital, LLC | 12,904 | $149.0K |
| Redhawk Wealth Advisors, Inc. | 11,602 | $134.0K |
| Mariner, LLC | 11,397 | $132.0K |
| Nicholas Hoffman & Company, LLC. | 11,078 | $128.0K |
| Almanack Investment Partners, LLC. | 5,811 | $67.0K |
| Westside Investment Management, Inc. | 1,338 | $15.0K |
| West Oak Capital, LLC | 500 | $6.00K |
| Carmichael Hill & Associates, Inc. | 370 | $4.00K |
| GPS Wealth Strategies Group, LLC | 300 | $3.00K |
| Bessemer Group Inc | 159 | $2.00K |
| Huntington National Bank | 80 | $0 |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $0 |
Not filed for Q4 2022 yet (4)
Institutions that held Hercules Capital, Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| FourThought Financial, LLC | 30,112 | $349.0K |
| American Portfolios Advisors | 19,219 | $222.6K |
| Wipfli Financial Advisors LLC, | 1,919 | $22.0K |
| Covington Capital Management | 1,500 | $17.0K |