Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2022
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 263
- +30 vs. Q3 2022
- Shares held
- 33.0M
- +1.85M (+5.9%) vs. Q3 2022
- Total value
- $434.2M
- +$70.7M (+19.5%) vs. Q3 2022
- New holders
- 49
- 98 more added
- Sold out
- 19
- 64 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $27 | 0.00% | −1−33.3% | Reduced |
| CoreCap Advisors, LLC | 24 | $330 | 0.00% | +24 | New |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 77,410 | $1.02K | 0.00% | −4,393−5.4% | Reduced |
| CIBC Private Wealth Group, LLC | 98,010 | $1.30K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 100 | $1.32K | 0.00% | −2,200−95.7% | Reduced |
| Glen Eagle Advisors, LLC | 100 | $1.32K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 123 | $1.63K | 0.00% | +123 | New |
| Private Trust Co NA | 181 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 119 | $2.00K | 0.00% | +4+3.5% | Added |
| Romano Brothers and Company | 200 | $2.64K | 0.00% | +200 | New |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $3.31K | 0.00% | 00.0% | Unchanged |
| Freedom Wealth Alliance, LLC | 300 | $3.97K | 0.01% | +300 | New |
| Tower Research Capital LLC (TRC) | 310 | $4.00K | 0.00% | −8,264−96.4% | Reduced |
| Clear Street Markets LLC | 300 | $4.00K | 0.00% | +300 | New |
| BNP Paribas Arbitrage, SA | 306 | $4.04K | 0.00% | −3,382−91.7% | Reduced |
| PFS Partners, LLC | 413 | $5.46K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 433 | $5.72K | 0.00% | +287+196.6% | Added |
| Sandy Spring Bank | 450 | $5.95K | 0.00% | +450 | New |
| Raleigh Capital Management Inc. | 500 | $6.61K | 0.00% | +29+6.2% | Added |
| Tucker Asset Management LLC | 564 | $7.50K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $8.59K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 651 | $8.61K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 704 | $9.30K | 0.00% | +18+2.6% | Added |
| Signaturefd, LLC | 729 | $9.63K | 0.00% | −14−1.9% | Reduced |
| Beacon Capital Management, LLC | 795 | $10.5K | 0.00% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 800 | $10.6K | 0.00% | +800 | New |
| First Manhattan Co | 825 | $10.9K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 965 | $12.8K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,035 | $13.7K | 0.00% | −1,453−58.4% | Reduced |
| Carolinas Wealth Consulting LLC | 1,040 | $13.7K | 0.00% | −1,307−55.7% | Reduced |
| Atticus Wealth Management, LLC | 1,081 | $14.3K | 0.01% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,125 | $14.9K | 0.01% | +1,125 | New |
| AlphaMark Advisors, LLC | 1,108 | $15.0K | 0.01% | +558+101.5% | Added |
| Macroview Investment Management LLC | 1,178 | $15.6K | 0.03% | +1,178 | New |
| Accurate Wealth Management, LLC | 1,200 | $16.0K | 0.01% | +1,200 | New |
| Ancora Advisors, LLC | 1,250 | $17.0K | 0.00% | −23,000−94.8% | Reduced |
| Comerica Securities,inc. | 1,436 | $19.0K | 0.00% | +1,436 | New |
| Webster Bank, N. A. | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,620 | $21.4K | 0.01% | +1,620 | New |
| Kelly Financial Services LLC | 1,657 | $21.9K | 0.01% | +57+3.6% | Added |
| Kozak & Associates, Inc. | 1,672 | $22.0K | 0.01% | +41+2.5% | Added |
| Northwestern Mutual Wealth Management Co | 1,835 | $24.3K | 0.00% | +335+22.3% | Added |
| Hexagon Capital Partners LLC | 1,841 | $24.3K | 0.01% | −7−0.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 2,000 | $26.4K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 2,022 | $26.7K | 0.00% | +50+2.5% | Added |
| WFA of San Diego, LLC | 2,200 | $29.1K | 0.02% | +2,200 | New |
| EverSource Wealth Advisors, LLC | 2,252 | $29.8K | 0.00% | +2,252 | New |
| BDO Wealth Advisors, LLC | 2,351 | $31.1K | 0.00% | +71+3.1% | Added |
| Delta Asset Management LLC | 2,388 | $31.6K | 0.00% | +2,388 | New |
| Quarry LP | 2,452 | $32.4K | 0.04% | +2,452 | New |
| Hollencrest Capital Management | 2,522 | $33.3K | 0.00% | +2,522 | New |
| Harbour Investments, Inc. | 2,751 | $36.4K | 0.00% | +96+3.6% | Added |
| Money Concepts Capital Corp | 2,883 | $38.1K | 0.00% | +1,983+220.3% | Added |
| Tradewinds Capital Management, LLC | 2,953 | $39.0K | 0.02% | +73+2.5% | Added |
| ICA Group Wealth Management, LLC | 3,000 | $39.7K | 0.01% | +3,000 | New |
| Coppell Advisory Solutions LLC | 3,159 | $41.8K | 0.01% | +3,159 | New |
| Coppell Advisory Solutions Corp. | 3,159 | $41.8K | 0.01% | +3,159 | New |
| CWM, LLC | 3,251 | $43.0K | 0.00% | +88+2.8% | Added |
| Highlander Capital Management, LLC | 3,532 | $47.0K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,960 | $52.4K | 0.00% | +96+2.5% | Added |
| High Net Worth Advisory Group LLC | 4,000 | $52.9K | 0.02% | 00.0% | Unchanged |
| Orion Capital Management LLC | 5,000 | $66.1K | 0.05% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 5,300 | $70.1K | 0.04% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 7,272 | $96.1K | 0.01% | −68−0.9% | Reduced |
| Private Ocean, LLC | 7,505 | $99.2K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 8,300 | $110.0K | 0.00% | +8,300 | New |
| Cedar Wealth Management, LLC | 9,759 | $129.0K | 0.06% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,107 | $133.6K | 0.00% | −2,422−19.3% | Reduced |
| Register Financial Advisors LLC | 10,155 | $134.3K | 0.09% | +10,155 | New |
| Sheaff Brock Investment Advisors, LLC | 10,216 | $135.1K | 0.01% | +10,216 | New |
| Telemus Capital, LLC | 10,000 | $135.5K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 10,384 | $137.3K | 0.00% | +10,384 | New |
| Johnson Midwest Financial, LLC | 10,500 | $139.0K | 0.51% | 00.0% | Unchanged |
| Change Path, LLC | 10,556 | $140.0K | 0.01% | +10,556 | New |
| Stratos Wealth Partners, LTD. | 10,790 | $142.6K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 10,926 | $145.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 11,332 | $149.8K | 0.00% | +11,332 | New |
| Boston Trust Walden Corp | 11,400 | $150.7K | 0.00% | 00.0% | Unchanged |
| Heritage Trust Co | 11,855 | $156.7K | 0.03% | −16,145−57.7% | Reduced |
| WealthBridge Capital Management, LLC | 12,000 | $158.6K | 0.07% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 12,090 | $159.8K | 0.02% | +1,000+9.0% | Added |
| Beacon Pointe Advisors, LLC | 12,200 | $161.3K | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 12,275 | $162.3K | 0.08% | 00.0% | Unchanged |
| Brookstone Capital Management | 12,199 | $165.3K | 0.00% | +119+1.0% | Added |
| Virtus Investment Advisers, Inc. | 12,617 | $166.8K | 0.11% | −6,702−34.7% | Reduced |
| Boothbay Fund Management, LLC | 12,776 | $168.9K | 0.01% | +12,776 | New |
| Aquatic Capital Management LLC | 13,000 | $172.0K | 0.01% | +1,500+13.0% | Added |
| Old Port Advisors | 13,323 | $176.1K | 0.07% | −383−2.8% | Reduced |
| National Asset Management, Inc. | 13,873 | $183.4K | 0.01% | −861−5.8% | Reduced |
| RMR Wealth Builders | 13,893 | $183.7K | 0.04% | +438+3.3% | Added |
| Wetherby Asset Management Inc | 14,050 | $185.7K | 0.01% | −13,200−48.4% | Reduced |
| Proequities, Inc. | 14,148 | $187.0K | 0.02% | +947+7.2% | Added |
| IFP Advisors, Inc | 13,756 | $188.0K | 0.01% | +4,241+44.6% | Added |
| Victory Capital Management Inc | 14,296 | $189.0K | 0.00% | −60.0% | Reduced |
| Virtu Financial LLC | 14,442 | $191.0K | 0.03% | +14,442 | New |
| Allie Family Office LLC | 15,000 | $198.3K | 0.16% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 15,032 | $198.7K | 0.00% | +3,292+28.0% | Added |
| Core Wealth Partners LLC | 15,197 | $200.9K | 0.25% | +15,197 | New |