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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2021

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
213
No complete 13F data for Q4 2020
Shares held
31.8M
No complete 13F data for Q4 2020
Total value
$510.3M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 213 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2021: $510.3M
Q1 2021: $510.3MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.6MQ1 2022: $537.8MQ2 2022: $410.2MQ3 2022: $364.3MQ4 2022: $437.8MQ1 2023: $405.6MQ2 2023: $420.3MQ3 2023: $482.0MQ4 2023: $562.3MQ1 2024: $670.7MQ2 2024: $679.8MQ3 2024: $646.1MQ4 2024: $762.0MQ1 2025: $775.1MQ2 2025: $955.2MQ3 2025: $992.5MQ4 2025: $1.02BQ1 2026: $744.0MQ2 2026: $834.9M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$834.9M
Q1 2026349$744.0M
Q4 2025354$1.02B
Q3 2025343$992.5M
Q2 2025326$955.2M
Q1 2025326$775.1M
Q4 2024334$762.0M
Q3 2024299$646.1M
Q2 2024288$679.8M
Q1 2024294$670.7M
Q4 2023290$562.3M
Q3 2023266$482.0M
Q2 2023249$420.3M
Q1 2023257$405.6M
Q4 2022263$437.8M
Q3 2022237$364.3M
Q2 2022249$410.2M
Q1 2022241$537.8M
Q4 2021246$515.6M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$510.3M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding HTGC in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Price T Rowe Associates Inc2,404,500$38.5M0.00%––
Sound Income Strategies, LLC2,081,538$33.4M5.65%––
Royal Bank of Canada2,003,168$32.1M0.01%––
Granite Investment Partners, LLC1,183,727$19.0M0.63%––
Van Eck Associates Corp1,173,803$18.8M0.05%––
Advisors Capital Management, LLC1,066,397$17.1M0.60%––
Shanda Asset Management Holdings Ltd1,000,000$16.0M2.82%––
JPMorgan Chase & Co992,035$15.9M0.00%––
Morgan Stanley849,566$13.6M0.00%––
Legal & General Group Plc805,335$12.9M0.00%––
Invesco Ltd.785,175$12.6M0.00%––
Centaurus Financial, Inc.764,156$12.2M1.21%––
Muzinich & Co., Inc.754,370$12.1M6.88%––
Sumitomo Mitsui Trust Holdings, Inc.745,707$12.0M0.01%––
Wells Fargo & Company700,604$11.2M0.00%––
BlackRock Inc.692,511$11.1M0.00%––
S&T Bank656,046$10.5M1.71%––
Stifel Financial Corp525,327$8.42M0.01%––
Gilman Hill Asset Management, LLC485,529$7.78M2.16%––
Standard Life Aberdeen plc469,597$7.54M0.02%––
Northern Trust Corp442,944$7.10M0.00%––
Confluence Investment Management LLC407,888$6.54M0.09%––
UBS Group AG401,320$6.43M0.00%––
McGowan Group Asset Management, Inc.388,357$6.22M1.02%––
McKinley Capital Management LLC /Delaware349,741$5.61M0.42%––
LSV Asset Management313,770$5.03M0.01%––
Alliancebernstein L.P.312,735$5.01M0.00%––
Natixis305,448$4.90M0.02%––
Advisors Asset Management, Inc.294,694$4.72M0.07%––
Susquehanna International Group, LLP275,898$4.42M0.01%––
Capital Advisory Group Advisory Services, LLC270,180$4.33M1.68%––
The PNC Financial Services Group, Inc.264,791$4.25M0.00%––
Guggenheim Capital LLC233,270$3.74M0.02%––
California Public Employees Retirement System231,600$3.71M0.00%––
Parametric Portfolio Associates LLC213,967$3.43M0.00%––
Neuberger Berman Group LLC210,849$3.38M0.00%––
A. D. Beadell Investment Counsel, Inc.194,603$3.12M2.10%––
LPL Financial LLC187,396$3.00M0.00%––
Hennion & Walsh Asset Management, Inc.183,189$2.94M0.18%––
Voloridge Investment Management, LLC178,562$2.86M0.02%––
HighTower Advisors, LLC170,486$2.73M0.01%––
Bank of New York Mellon Corp167,796$2.69M0.00%––
Raymond James & Associates163,125$2.62M0.00%––
International Assets Investment Management, LLC170,877$2.60M0.24%––
Commonwealth Equity Services, LLC159,562$2.56M0.01%––
Sigma Planning Corp158,757$2.54M0.08%––
Advisor Group Holdings, Inc.157,870$2.53M0.01%––
Security National Bank153,102$2.45M0.72%––
Arrowstreet Capital, Limited Partnership152,186$2.44M0.00%––
Bramshill Investments, LLC146,676$2.35M0.15%––
Tudor Investment Corp Et Al142,049$2.28M0.05%––
Polaris Capital Management, LLC127,798$2.24M0.07%––
Advisory Research Inc122,823$1.97M0.14%––
Rockefeller Capital Management L.P.122,298$1.96M0.01%––
Janney Montgomery Scott LLC122,188$1.96M0.01%––
Boston Private Wealth LLC112,258$1.80M0.03%––
FourThought Financial, LLC102,125$1.64M0.24%––
Taylor Frigon Capital Management LLC100,251$1.61M0.50%––
CIBC Private Wealth Group, LLC95,800$1.54M0.00%––
Telemus Capital, LLC90,000$1.49M0.10%––
Creegan & Nassoura Financial Group, LLC86,495$1.39M1.24%––
Delphi Management Inc82,833$1.33M1.41%––
New York State Common Retirement Fund82,693$1.33M0.00%––
Cambridge Investment Research Advisors, Inc.77,540$1.24M0.01%––
FIL Ltd74,539$1.21M0.00%––
Deutsche Bank AG75,193$1.21M0.00%––
Legacy Capital Wealth Partners, LLC74,657$1.20M0.49%––
Steward Partners Investment Advisory, LLC73,088$1.17M0.01%––
Baird Financial Group, Inc.72,467$1.16M0.00%––
Assenagon Asset Management S.A.72,261$1.16M0.01%––
Financial Advisory Service, Inc.65,761$1.05M0.11%––
DnB Asset Management AS64,415$1.03M0.01%––
Truist Financial Corp63,613$1.02M0.00%––
Avantax Advisory Services, Inc.62,657$1.01M0.02%––
Goldman Sachs Group Inc60,636$972.0K0.00%––
Jag Capital Management, LLC58,224$933.0K0.08%––
Duality Advisers, LP57,611$924.0K0.08%––
Greylin Investment Mangement Inc55,250$886.0K0.18%––
Bank of America Corp52,199$837.0K0.00%––
US Bancorp51,060$818.0K0.00%––
Ameriprise Financial Inc50,651$812.0K0.00%––
Mackenzie Financial Corp48,956$785.0K0.00%––
Sterling Investment Advisors, Ltd.47,900$768.0K0.25%––
Private Advisor Group, LLC47,493$761.0K0.01%––
Mirae Asset Global Investments Co., Ltd.47,142$756.0K0.00%––
Naples Global Advisors, LLC47,103$755.0K0.11%––
Eagle Global Advisors LLC39,390$631.0K0.05%––
Two Sigma Advisers, LP37,500$601.0K0.00%––
Lindbrook Capital, LLC37,272$597.0K0.14%––
Arkadios Wealth Advisors36,995$593.0K0.10%––
Future Financial Wealth Managment LLC37,000$593.0K0.68%––
Stratos Wealth Partners, LTD.35,693$572.0K0.02%––
Great West Life Assurance Co35,137$559.0K0.00%––
Cetera Advisors LLC34,488$553.0K0.02%––
Carnegie Capital Asset Management, LLC33,250$533.0K0.02%––
True Link Financial Advisors, LLC33,252$533.0K0.08%––
Claybrook Capital, LLC32,620$523.0K0.30%––
Prelude Capital Management, LLC32,500$521.0K0.04%––
Archer Investment Corp32,500$521.0K0.21%––
Cubist Systematic Strategies, LLC30,933$496.0K0.01%––