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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2021

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
213
No complete 13F data for Q4 2020
Shares held
31.8M
No complete 13F data for Q4 2020
Total value
$509.7M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 213 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2021: $509.7M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding HTGC in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Atlas Private Wealth Management70$1.00K0.00%––
Valley National Advisers Inc200$3.00K0.00%––
Manchester Financial Inc200$3.00K0.00%––
Laurel Wealth Advisors LLC205$3.00K0.00%––
Ameritas Investment Company, LLC207$3.32K0.00%––
Whittier Trust Co250$4.00K0.00%––
GPS Wealth Strategies Group, LLC300$4.00K0.00%––
Gemmer Asset Management LLC300$5.00K0.00%––
Sowell Financial Services LLC295$5.00K0.00%––
Huntington National Bank409$7.00K0.00%––
Eaton Vance Management446$7.00K0.00%––
Tucker Asset Management LLC464$7.44K0.00%––
Stonebridge Financial Planning Group, LLC500$8.00K0.00%––
AlphaMark Advisors, LLC550$9.00K0.00%––
Global Wealth Management Investment Advisory, Inc.562$9.00K0.00%––
Spire Wealth Management605$10.0K0.00%––
ClariVest Asset Management LLC730$12.0K0.00%––
Activest Wealth Management728$12.0K0.01%––
First Manhattan Co825$13.0K0.00%––
Delta Asset Management LLC800$13.0K0.00%––
Webster Bank, N. A.905$15.0K0.00%––
Nelson, Van Denburg & Campbell Wealth Management Group, LLC1,060$16.0K0.00%––
Optimum Investment Advisors1,100$18.0K0.01%––
BDO Wealth Advisors, LLC1,142$18.0K0.00%––
RMR Wealth Builders1,093$18.0K0.00%––
Private Capital Group, LLC1,198$19.0K0.00%––
Global Retirement Partners, LLC1,214$19.0K0.00%––
Ancora Advisors, LLC1,250$20.0K0.00%––
Quantbot Technologies LP1,393$22.0K0.00%––
Parallel Advisors, LLC1,381$22.0K0.00%––
Cordasco Financial Network1,417$23.0K0.02%––
Cary Street Partner Investment Advisory LLC23,142$23.0K0.01%––
Northwestern Mutual Wealth Management Co1,500$24.0K0.00%––
Bedel Financial Consulting, Inc.1,500$24.0K0.01%––
Meridian Wealth Partners, LLC1,609$26.0K0.01%––
Plante Moran Financial Advisors, LLC1,683$27.0K0.01%––
Cutler Group LP1,700$27.0K0.00%––
Carolinas Wealth Consulting LLC1,736$28.0K0.01%––
Atticus Wealth Management, LLC2,405$39.0K0.02%––
Covington Capital Management2,492$40.0K0.00%––
Tradewinds Capital Management, LLC2,550$41.0K0.01%––
Total Clarity Wealth Management, Inc.2,575$41.0K0.02%––
CWM, LLC2,511$43.0K0.00%––
Sonora Investment Management, LLC3,000$48.0K0.00%––
CoreFirst Bank & Trust2,985$48.0K0.03%––
Orion Capital Management LLC3,000$48.0K0.03%––
Joseph P. Lucia & Associates, LLC3,171$51.0K0.02%––
Highlander Capital Management, LLC3,532$57.0K0.03%––
Bank of Montreal3,625$62.0K0.00%––
Harbour Investments, Inc.3,906$63.0K0.00%––
Berman Capital Advisors, LLC4,000$64.0K0.01%––
RBA Wealth Management, LLC4,006$64.2K0.05%––
Exane Derivatives5,081$81.4K0.02%––
BNP Paribas Arbitrage, SA6,667$106.9K0.00%––
Wolverine Asset Management LLC6,877$110.0K0.00%––
Brewin Dolphin Ltd7,000$112.2K0.01%––
Private Ocean, LLC7,505$120.0K0.02%––
Abundance Wealth Counselors8,524$137.0K0.03%––
FNY Investment Advisers, LLC8,839$141.0K0.05%––
Man Group plc10,105$162.0K0.00%––
Baker Avenue Asset Management, LP10,250$164.0K0.01%––
Diligent Investors, LLC10,410$167.0K0.06%––
National Asset Management, Inc.10,504$169.0K0.01%––
Sheaff Brock Investment Advisors, LLC10,699$172.0K0.02%––
Pathstone Family Office, LLC11,000$176.0K0.01%––
Citigroup Inc11,020$177.0K0.00%––
Jane Street Group, LLC11,326$182.0K0.00%––
CWA Asset Management Group, LLC11,569$185.0K0.02%––
Principle Wealth Partners LLC11,525$185.0K0.02%––
Beacon Pointe Advisors, LLC12,200$195.0K0.01%––
Proequities, Inc.12,231$196.0K0.01%––
American Portfolios Advisors12,547$201.1K0.01%––
Stelac Advisory Services LLC12,856$206.0K0.08%––
Belpointe Asset Management LLC12,834$206.0K0.02%––
Gotham Asset Management, LLC12,936$207.0K0.01%––
Williams Jones Wealth Management, LLC.13,057$209.0K0.00%––
Lebenthal Global Advisors, LLC13,113$210.0K0.13%––
Mid Atlantic Financial Management Inc13,512$217.0K0.02%––
Tower Research Capital LLC (TRC)14,256$229.0K0.00%––
Vestmark Advisory Solutions, Inc.14,660$235.0K0.02%––
SEI Investments Co17,360$244.0K0.00%––
Quest Investment Management LLC15,315$245.0K0.02%––
Essex Financial Services, Inc.15,565$250.0K0.04%––
Alberta Investment Management Corp16,009$257.0K0.00%––
AE Wealth Management LLC16,828$270.0K0.00%––
1832 Asset Management L.P.18,400$299.0K0.00%––
Victory Capital Management Inc18,755$301.0K0.00%––
Bel Air Investment Advisors LLC18,900$303.0K0.01%––
Founders Financial Alliance, LLC18,677$305.0K0.15%––
First National Trust Co19,634$315.0K0.02%––
Group One Trading, L.P.19,714$316.0K0.01%––
Barclays PLC21,057$337.0K0.00%––
Shelton Capital Management22,450$360.0K0.01%––
SG Americas Securities, LLC23,097$370.0K0.00%––
Glenview Trust Co23,500$377.0K0.02%––
Kovack Advisors, Inc.24,036$385.0K0.05%––
Centric Wealth Management24,000$385.0K0.11%––
Kestra Advisory Services, LLC24,082$386.0K0.00%––
Raymond James Financial Services Advisors, Inc.24,125$387.0K0.00%––
Continuum Advisory, LLC23,301$394.0K0.16%––