Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2024
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 299
- +15 vs. Q2 2024
- Shares held
- 32.2M
- +442.1K (+1.4%) vs. Q2 2024
- Total value
- $646.1M
- −$12.4M (−1.9%) vs. Q2 2024
- New holders
- 39
- 123 more added
- Sold out
- 24
- 80 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,115,419 | $61.9M | 0.08% | +290,579+10.3% | Added |
| Sound Income Strategies, LLC | 2,737,345 | $53.8M | 3.46% | +47,672+1.8% | Added |
| Morgan Stanley | 1,256,966 | $24.7M | 0.00% | +76,655+6.5% | Added |
| Legal & General Group Plc | 1,171,517 | $23.0M | 0.01% | −82,893−6.6% | Reduced |
| International Assets Investment Management, LLC | 407,119 | $20.7M | 0.06% | +386,367+1,861.8% | Added |
| LPL Financial LLC | 986,915 | $19.4M | 0.01% | +130,627+15.3% | Added |
| Advisors Capital Management, LLC | 955,600 | $18.8M | 0.31% | +9,287+1.0% | Added |
| Royal Bank of Canada | 764,570 | $15.0M | 0.00% | −33,660−4.2% | Reduced |
| Melia Wealth LLC | 743,573 | $14.6M | 7.56% | +11,515+1.6% | Added |
| BlackRock, Inc. | 703,352 | $13.8M | 0.00% | +703,352 | New |
| Wells Fargo & Company | 654,838 | $12.9M | 0.00% | −2,805−0.4% | Reduced |
| Gilman Hill Asset Management, LLC | 597,707 | $11.7M | 1.96% | −9,962−1.6% | Reduced |
| JPMorgan Chase & Co | 585,956 | $11.5M | 0.00% | −222,146−27.5% | Reduced |
| Two Sigma Advisers, LP | 460,200 | $9.04M | 0.02% | −376,400−45.0% | Reduced |
| Two Sigma Investments, LP | 457,677 | $8.99M | 0.02% | −128,432−21.9% | Reduced |
| Tectonic Advisors LLC | 433,032 | $8.50M | 0.56% | +62,826+17.0% | Added |
| Muzinich & Co., Inc. | 408,362 | $8.02M | 6.33% | +36,886+9.9% | Added |
| Advisors Asset Management, Inc. | 406,985 | $7.99M | 0.15% | +34,718+9.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 401,133 | $7.88M | 0.01% | +36,886+10.1% | Added |
| Citadel Advisors LLC | 392,948 | $7.72M | 0.01% | +256,813+188.6% | Added |
| Franklin Resources Inc | 387,225 | $7.67M | 0.00% | +84,780+28.0% | Added |
| Confluence Investment Management LLC | 380,452 | $7.47M | 0.10% | +904+0.2% | Added |
| Stifel Financial Corp | 372,692 | $7.32M | 0.01% | −17,040−4.4% | Reduced |
| Denali Advisors LLC | 358,580 | $7.04M | 0.76% | +358,580 | New |
| S&T Bank | 357,127 | $7.01M | 1.84% | −30,032−7.8% | Reduced |
| Border to Coast Pensions Partnership Ltd | 350,000 | $6.85M | 0.14% | 00.0% | Unchanged |
| Credit Agricole S A | 330,371 | $6.49M | 0.03% | +215,232+186.9% | Added |
| Raymond James & Associates | 322,781 | $6.34M | 0.00% | −282,852−46.7% | Reduced |
| Commonwealth Equity Services, LLC | 322,476 | $6.33M | 0.01% | −8,167−2.5% | Reduced |
| Janney Montgomery Scott LLC | 303,858 | $5.97M | 0.02% | +6,671+2.2% | Added |
| UBS Group AG | 302,202 | $5.94M | 0.00% | +51,208+20.4% | Added |
| Ameriprise Financial Inc | 297,100 | $5.84M | 0.00% | −89,822−23.2% | Reduced |
| The PNC Financial Services Group, Inc. | 294,507 | $5.78M | 0.00% | −859−0.3% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 286,734 | $5.63M | 2.24% | −54,046−15.9% | Reduced |
| D.A. Davidson & Co. | 283,850 | $5.57M | 0.05% | +18,823+7.1% | Added |
| Atria Wealth Solutions, Inc. | 253,158 | $4.97M | 0.05% | −4,654−1.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 228,138 | $4.48M | 0.01% | +142,611+166.7% | Added |
| HRT Financial LP | 222,766 | $4.38M | 0.02% | −14,768−6.2% | Reduced |
| Centaurus Financial, Inc. | 222,491 | $4.37M | 0.28% | −14,875−6.3% | Reduced |
| Envestnet Asset Management Inc | 221,035 | $4.34M | 0.00% | +34,200+18.3% | Added |
| Blair William & Co | 212,810 | $4.18M | 0.01% | +70,931+50.0% | Added |
| Left Brain Wealth Management, LLC | 208,661 | $4.10M | 1.91% | +8,580+4.3% | Added |
| Financial Advisory Service, Inc. | 206,967 | $4.06M | 0.32% | −1,058−0.5% | Reduced |
| TrueMark Investments, LLC | 199,153 | $3.91M | 1.26% | +51,735+35.1% | Added |
| Ares Management LLC | 198,306 | $3.89M | 0.11% | +55,268+38.6% | Added |
| Baker Avenue Asset Management, LP | 159,668 | $3.14M | 0.10% | +4,978+3.2% | Added |
| Prevail Innovative Wealth Advisors, LLC | 155,212 | $3.05M | 0.93% | +155,212 | New |
| Cambridge Investment Research Advisors, Inc. | 152,500 | $3.00M | 0.01% | +14,878+10.8% | Added |
| Advisor Group Holdings, Inc. | 152,257 | $2.99M | 0.01% | +14,696+10.7% | Added |
| Graypoint LLC | 140,230 | $2.75M | 0.18% | +3,533+2.6% | Added |
| DnB Asset Management AS | 140,106 | $2.75M | 0.01% | +4,850+3.6% | Added |
| Naviter Wealth, LLC | 137,931 | $2.71M | 0.38% | +10,382+8.1% | Added |
| Rockefeller Capital Management L.P. | 137,868 | $2.71M | 0.01% | +3,239+2.4% | Added |
| Truvestments Capital LLC | 136,275 | $2.68M | 0.72% | +1,933+1.4% | Added |
| Waterloo Capital, L.P. | 134,229 | $2.64M | 0.29% | −16,326−10.8% | Reduced |
| Cetera Investment Advisers | 132,156 | $2.60M | 0.01% | −384−0.3% | Reduced |
| Mount Yale Investment Advisors, LLC | 132,075 | $2.59M | 0.25% | −10,604−7.4% | Reduced |
| Great West Life Assurance Co | 127,392 | $2.51M | 0.00% | +12,157+10.5% | Added |
| Bank of America Corp | 124,467 | $2.44M | 0.00% | −148,411−54.4% | Reduced |
| Private Advisor Group, LLC | 123,914 | $2.43M | 0.02% | +27,221+28.2% | Added |
| Napa Wealth Management | 120,294 | $2.36M | 1.12% | +6,397+5.6% | Added |
| Goldman Sachs Group Inc | 115,797 | $2.27M | 0.00% | −114,296−49.7% | Reduced |
| Taylor Frigon Capital Management LLC | 115,796 | $2.27M | 1.13% | +1,120+1.0% | Added |
| CIBC Private Wealth Group, LLC | 114,491 | $2.25M | 0.00% | +1,290+1.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 112,391 | $2.21M | 0.10% | −20,045−15.1% | Reduced |
| PFG Investments, LLC | 110,854 | $2.18M | 0.14% | +2,679+2.5% | Added |
| Northern Trust Corp | 95,206 | $1.87M | 0.00% | +11,860+14.2% | Added |
| Legacy Capital Wealth Partners, LLC | 93,211 | $1.83M | 0.37% | −4,823−4.9% | Reduced |
| Natixis | 91,715 | $1.80M | 0.01% | +15,191+19.9% | Added |
| Nations Financial Group Inc, | 91,648 | $1.80M | 0.13% | +2,571+2.9% | Added |
| Invesco Ltd. | 83,849 | $1.65M | 0.00% | +5,715+7.3% | Added |
| Steward Partners Investment Advisory, LLC | 82,843 | $1.63M | 0.02% | +8,935+12.1% | Added |
| Creegan & Nassoura Financial Group, LLC | 80,370 | $1.58M | 0.99% | −1,250−1.5% | Reduced |
| Kestra Private Wealth Services, LLC | 76,854 | $1.51M | 0.03% | +60,449+368.5% | Added |
| Toroso Investments, LLC | 76,262 | $1.50M | 0.02% | +5,704+8.1% | Added |
| Delphi Management Inc | 75,066 | $1.47M | 1.34% | −21,725−22.4% | Reduced |
| Axiom Advisory, LLC | 71,032 | $1.40M | 0.01% | +2,565+3.7% | Added |
| Jump Financial, LLC | 67,254 | $1.32M | 0.03% | −8,365−11.1% | Reduced |
| Essex Financial Services, Inc. | 62,802 | $1.26M | 0.09% | +9,195+17.2% | Added |
| Lido Advisors, LLC | 63,166 | $1.24M | 0.01% | +19,602+45.0% | Added |
| Neuberger Berman Group LLC | 62,532 | $1.23M | 0.00% | +37,373+148.5% | Added |
| HighTower Advisors, LLC | 62,435 | $1.23M | 0.00% | −4,489−6.7% | Reduced |
| IHT Wealth Management, LLC | 61,875 | $1.22M | 0.03% | +2,787+4.7% | Added |
| Naples Global Advisors, LLC | 61,659 | $1.21M | 0.11% | +300.0% | Added |
| Global Retirement Partners, LLC | 59,871 | $1.18M | 0.04% | +11,465+23.7% | Added |
| Kovitz Investment Group Partners, LLC | 57,466 | $1.13M | 0.01% | +37,466+187.3% | Added |
| Abundance Wealth Counselors | 55,916 | $1.10M | 0.23% | +55,916 | New |
| Arkadios Wealth Advisors | 55,802 | $1.10M | 0.06% | +900+1.6% | Added |
| Alps Advisors Inc | 55,365 | $1.09M | 0.01% | +7,090+14.7% | Added |
| BNP Paribas Arbitrage, SA | 53,068 | $1.04M | 0.00% | +44,386+511.2% | Added |
| North Star Investment Management Corp. | 52,080 | $1.02M | 0.07% | +3,371+6.9% | Added |
| Bank of New York Mellon Corp | 49,189 | $966.1K | 0.00% | +4,200+9.3% | Added |
| McDonald Partners LLC | 48,000 | $942.7K | 0.24% | 00.0% | Unchanged |
| Sigma Planning Corp | 43,705 | $858.4K | 0.03% | +519+1.2% | Added |
| US Bancorp | 43,419 | $852.7K | 0.00% | −1,567−3.5% | Reduced |
| Independent Financial Group, LLC | 42,586 | $836.4K | 0.03% | +2,005+4.9% | Added |
| Bristlecone Advisors, LLC | 41,986 | $824.6K | 0.07% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 41,266 | $810.5K | 0.38% | +4,852+13.3% | Added |
| Bleakley Financial Group, LLC | 41,234 | $809.8K | 0.02% | +1,063+2.6% | Added |
| Federation des caisses Desjardins du Quebec | 40,512 | $795.7K | 0.00% | +1,100+2.8% | Added |