Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2024
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 299
- +15 vs. Q2 2024
- Shares held
- 31.9M
- +553.8K (+1.8%) vs. Q2 2024
- Total value
- $640.1M
- −$9.93M (−1.5%) vs. Q2 2024
- New holders
- 39
- 123 more added
- Sold out
- 24
- 79 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Householder Group Estate & Retirement Specialist, LLC | 34 | $0 | 0.00% | +34 | New |
| FMR LLC | 2 | $39 | 0.00% | +2 | New |
| Danske Bank A/S | 2 | $39 | 0.00% | +2 | New |
| Coppell Advisory Solutions LLC | 12 | $237 | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 20 | $393 | 0.00% | −464−95.9% | Reduced |
| CoreCap Advisors, LLC | 30 | $580 | 0.00% | +30 | New |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 80 | $1.57K | 0.00% | +2+2.6% | Added |
| Glen Eagle Advisors, LLC | 100 | $1.96K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 200 | $3.91K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 228 | $4.34K | 0.00% | +5+2.2% | Added |
| William B. Walkup & Associates, Inc. | 229 | $4.50K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 243 | $4.78K | 0.00% | +5+2.1% | Added |
| Signature Resources Capital Management, LLC | 275 | $5.40K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 300 | $5.89K | 0.00% | +300 | New |
| FinTrust Capital Advisors, LLC | 315 | $6.19K | 0.00% | +315 | New |
| EverSource Wealth Advisors, LLC | 321 | $6.30K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 329 | $6.46K | 0.00% | +329 | New |
| Planning Capital Management Corp | 347 | $6.82K | 0.00% | +347 | New |
| PFS Partners, LLC | 413 | $8.11K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $9.80K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 500 | $9.82K | 0.00% | +500 | New |
| Archer Investment Corp | 522 | $10.3K | 0.00% | +3+0.6% | Added |
| Estabrook Capital Management | 554 | $10.9K | 0.00% | +554 | New |
| Community Bank, N.A. | 625 | $12.3K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $12.6K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $12.8K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $13.4K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $13.7K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $14.8K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $15.6K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 837 | $16.4K | 0.01% | 00.0% | Unchanged |
| Rothschild Investment LLC | 850 | $16.7K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 940 | $18.5K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 963 | $18.9K | 0.00% | +58+6.4% | Added |
| AllSquare Wealth Management LLC | 1,000 | $19.6K | 0.01% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,250 | $24.6K | 0.00% | −144−10.3% | Reduced |
| Spire Wealth Management | 1,350 | $26.5K | 0.00% | −1,533−53.2% | Reduced |
| Jones Financial Companies LLLP | 1,349 | $26.6K | 0.00% | +61+4.7% | Added |
| Jefferies Financial Group Inc. | 1,392 | $27.3K | 0.00% | −62,141−97.8% | Reduced |
| Ridgewood Investments LLC | 1,400 | $27.5K | 0.01% | +1,400 | New |
| HHM Wealth Advisors, LLC | 1,500 | $29.5K | 0.00% | 00.0% | Unchanged |
| Painted Porch Advisors LLC | 1,532 | $30.1K | 0.02% | +3+0.2% | Added |
| Kathleen S. Wright Associates Inc. | 1,580 | $31.0K | 0.01% | +1,580 | New |
| Caitlin John, LLC | 1,683 | $32.3K | 0.02% | +30+1.8% | Added |
| ZRC Wealth Management, LLC | 1,767 | $34.7K | 0.01% | +38+2.2% | Added |
| Salem Investment Counselors Inc | 1,846 | $36.3K | 0.00% | −1,500−44.8% | Reduced |
| Optiver Holding B.V. | 2,020 | $39.7K | 0.00% | +2,020 | New |
| AlphaMark Advisors, LLC | 2,048 | $40.0K | 0.01% | −247−10.8% | Reduced |
| NBC Securities, Inc. | 2,304 | $45.0K | 0.00% | −320−12.2% | Reduced |
| Creekmur Asset Management LLC | 2,337 | $45.9K | 0.01% | −334−12.5% | Reduced |
| Delta Asset Management LLC | 2,338 | $45.9K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 2,350 | $46.2K | 0.04% | +25+1.1% | Added |
| Farther Finance Advisors, LLC | 2,390 | $46.9K | 0.00% | +2,386+59,650.0% | Added |
| Harbour Investments, Inc. | 2,422 | $47.6K | 0.00% | +52+2.2% | Added |
| CWM, LLC | 2,490 | $49.0K | 0.00% | −195−7.3% | Reduced |
| Hollencrest Capital Management | 2,522 | $49.5K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 2,554 | $50.1K | 0.00% | +54+2.2% | Added |
| Kozak & Associates, Inc. | 2,698 | $54.4K | 0.01% | +57+2.2% | Added |
| Carolinas Wealth Consulting LLC | 2,950 | $57.9K | 0.01% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 3,000 | $58.9K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,022 | $59.4K | 0.00% | +78+2.6% | Added |
| Tradewinds Capital Management, LLC | 3,497 | $68.7K | 0.02% | +75+2.2% | Added |
| Signaturefd, LLC | 3,555 | $69.8K | 0.00% | +3+0.1% | Added |
| C M Bidwell & Associates Ltd | 3,640 | $71.5K | 0.04% | −540−12.9% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $74.8K | 0.02% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,905 | $76.7K | 0.01% | −1,089−21.8% | Reduced |
| Security National Bank | 4,003 | $78.6K | 0.01% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 4,016 | $78.9K | 0.04% | −200−4.7% | Reduced |
| Nomura Asset Management Co Ltd | 4,086 | $80.2K | 0.00% | +1,279+45.6% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $81.8K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,505 | $88.5K | 0.00% | +500+12.5% | Added |
| Armstrong Advisory Group, Inc | 5,380 | $105.7K | 0.01% | +3,580+198.9% | Added |
| Northwestern Mutual Wealth Management Co | 5,432 | $106.7K | 0.00% | +3,700+213.6% | Added |
| Tower Research Capital LLC (TRC) | 5,582 | $109.6K | 0.00% | +4,336+348.0% | Added |
| Nisa Investment Advisors, LLC | 5,800 | $113.9K | 0.00% | +5,800 | New |
| Citigroup Inc | 6,590 | $129.4K | 0.00% | +6,590 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $131.7K | 0.04% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 7,714 | $151.5K | 0.01% | +7,714 | New |
| Comerica Bank | 7,800 | $153.2K | 0.00% | −76−1.0% | Reduced |
| ORG Partners LLC | 8,575 | $168.4K | 0.03% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 9,759 | $191.7K | 0.06% | 00.0% | Unchanged |
| IFP Advisors, Inc | 9,969 | $195.8K | 0.01% | −8,434−45.8% | Reduced |
| Baird Financial Group, Inc. | 10,024 | $196.9K | 0.00% | +10,024 | New |
| Old Port Advisors | 10,302 | $202.3K | 0.06% | −432−4.0% | Reduced |
| Latitude Advisors, LLC | 10,386 | $204.0K | 0.12% | −227−2.1% | Reduced |
| HB Wealth Management, LLC | 10,474 | $205.7K | 0.00% | +202+2.0% | Added |
| Brookstone Capital Management | 10,625 | $208.7K | 0.00% | −399−3.6% | Reduced |
| Occudo Quantitative Strategies LP | 10,642 | $209.0K | 0.04% | +10,642 | New |
| Principal Securities, Inc. | 10,774 | $211.6K | 0.01% | 00.0% | Unchanged |
| LM Advisors LLC | 10,900 | $214.0K | 0.04% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 10,914 | $214.4K | 0.01% | +10,914 | New |
| Wall Street Access Asset Management, LLC | 10,945 | $215.0K | 0.08% | −1,285−10.5% | Reduced |
| Childress Capital Advisors, LLC | 11,370 | $223.3K | 0.06% | 00.0% | Unchanged |
| Wintrust Investments LLC | 11,442 | $224.0K | 0.17% | −99,779−89.7% | Reduced |
| First Foundation Advisors | 11,410 | $224.1K | 0.01% | +11,410 | New |
| Beaumont Financial Advisors, LLC | 11,419 | $224.3K | 0.02% | +11,419 | New |
| IMC-Chicago, LLC | 11,909 | $233.9K | 0.01% | +11,909 | New |
| Prime Capital Investment Advisors, LLC | 11,925 | $234.2K | 0.00% | −67−0.6% | Reduced |
| WealthBridge Capital Management, LLC | 12,000 | $235.7K | 0.07% | 00.0% | Unchanged |