Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2023
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 266
- +18 vs. Q2 2023
- Shares held
- 29.4M
- +965.0K (+3.4%) vs. Q2 2023
- Total value
- $482.0M
- +$61.8M (+14.7%) vs. Q2 2023
- New holders
- 36
- 94 more added
- Sold out
- 18
- 69 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 2,521,109 | $41.4M | 3.50% | +41,240+1.7% | Added |
| Van Eck Associates Corp | 2,033,429 | $33.4M | 0.07% | +116,684+6.1% | Added |
| Marshall Wace, LLP | 1,215,820 | $20.0M | 0.04% | +1,019,676+519.9% | Added |
| Morgan Stanley | 1,085,698 | $17.8M | 0.00% | +4,635+0.4% | Added |
| Legal & General Group Plc | 1,032,341 | $17.0M | 0.01% | +17,433+1.7% | Added |
| Advisors Capital Management, LLC | 1,006,309 | $16.5M | 0.42% | +23,157+2.4% | Added |
| Raymond James & Associates | 890,165 | $14.6M | 0.01% | −3,676−0.4% | Reduced |
| Two Sigma Advisers, LP | 751,500 | $12.3M | 0.03% | +48,400+6.9% | Added |
| BlackRock Inc. | 638,504 | $10.5M | 0.00% | −151,530−19.2% | Reduced |
| Gilman Hill Asset Management, LLC | 626,378 | $10.3M | 2.02% | −11,312−1.8% | Reduced |
| S&T Bank | 604,192 | $9.92M | 1.91% | −13,112−2.1% | Reduced |
| JPMorgan Chase & Co | 590,027 | $9.69M | 0.00% | −9,135−1.5% | Reduced |
| Wells Fargo & Company | 536,626 | $8.81M | 0.00% | +43,416+8.8% | Added |
| Royal Bank of Canada | 531,099 | $8.72M | 0.00% | +122,845+30.1% | Added |
| LPL Financial LLC | 527,090 | $8.65M | 0.01% | +42,417+8.8% | Added |
| Two Sigma Investments, LP | 494,191 | $8.11M | 0.02% | −86,292−14.9% | Reduced |
| Advisors Asset Management, Inc. | 420,971 | $6.91M | 0.15% | +14,388+3.5% | Added |
| Miller Howard Investments Inc | 400,000 | $6.57M | 0.24% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 387,190 | $6.36M | 0.10% | +1490.0% | Added |
| Stifel Financial Corp | 382,728 | $6.28M | 0.01% | −9,851−2.5% | Reduced |
| Border to Coast Pensions Partnership Ltd | 374,837 | $6.20M | 0.17% | −150,000−28.6% | Reduced |
| Muzinich & Co., Inc. | 371,378 | $6.10M | 5.35% | −4,371−1.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 358,841 | $5.89M | 0.00% | −5,719−1.6% | Reduced |
| McKinley Capital Management LLC /Delaware | 348,992 | $5.73M | 0.80% | +131,924+60.8% | Added |
| Centaurus Financial, Inc. | 332,751 | $5.46M | 0.47% | −10,111−2.9% | Reduced |
| Janney Montgomery Scott LLC | 310,579 | $5.10M | 0.02% | −7,309−2.3% | Reduced |
| Tectonic Advisors LLC | 297,984 | $4.89M | 0.46% | +6,256+2.1% | Added |
| Atria Wealth Solutions, Inc. | 297,629 | $4.89M | 0.07% | −7,897−2.6% | Reduced |
| The PNC Financial Services Group, Inc. | 291,269 | $4.78M | 0.00% | +550+0.2% | Added |
| Capital Advisory Group Advisory Services, LLC | 278,925 | $4.58M | 2.60% | −24,107−8.0% | Reduced |
| UBS Group AG | 276,873 | $4.55M | 0.00% | −13,379−4.6% | Reduced |
| Commonwealth Equity Services, LLC | 261,260 | $4.29M | 0.01% | +448+0.2% | Added |
| Financial Advisory Service, Inc. | 222,146 | $3.65M | 0.39% | +922+0.4% | Added |
| Alliancebernstein L.P. | 211,404 | $3.47M | 0.00% | −2,913−1.4% | Reduced |
| Ameriprise Financial Inc | 208,664 | $3.42M | 0.00% | +9,657+4.9% | Added |
| D.A. Davidson & Co. | 203,521 | $3.34M | 0.04% | +18,727+10.1% | Added |
| Independent Financial Group, LLC | 199,690 | $3.28M | 0.21% | +1,850+0.9% | Added |
| Left Brain Wealth Management, LLC | 173,801 | $2.85M | 1.78% | +425+0.2% | Added |
| Putnam Investments LLC | 171,028 | $2.81M | 0.00% | +47,734+38.7% | Added |
| Sigma Planning Corp | 168,813 | $2.77M | 0.10% | −2,791−1.6% | Reduced |
| Mount Yale Investment Advisors, LLC | 160,943 | $2.64M | 0.29% | −3,263−2.0% | Reduced |
| Baker Avenue Asset Management, LP | 155,686 | $2.56M | 0.13% | +13,599+9.6% | Added |
| D. E. Shaw & Co., Inc. | 145,108 | $2.38M | 0.00% | −26,449−15.4% | Reduced |
| Golden Green, Inc. | 138,408 | $2.27M | 2.38% | +1,188+0.9% | Added |
| Rockefeller Capital Management L.P. | 137,759 | $2.26M | 0.01% | −686−0.5% | Reduced |
| Blair William & Co | 137,379 | $2.26M | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 135,028 | $2.22M | 0.01% | +10,746+8.6% | Added |
| Northern Trust Corp | 131,933 | $2.17M | 0.00% | +5,355+4.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 130,000 | $2.13M | 0.14% | +15,059+13.1% | Added |
| Advisor Group Holdings, Inc. | 127,269 | $2.09M | 0.00% | +24,430+23.8% | Added |
| Graypoint LLC | 126,107 | $2.07M | 0.19% | +126,107 | New |
| Polaris Capital Management, LLC | 121,860 | $2.00M | 0.11% | +3,462+2.9% | Added |
| LSV Asset Management | 120,895 | $1.99M | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 115,012 | $1.89M | 0.07% | −22,349−16.3% | Reduced |
| Voloridge Investment Management, LLC | 114,954 | $1.89M | 0.01% | +104,249+973.8% | Added |
| CIBC Private Wealth Group, LLC | 114,495 | $1.88M | 0.00% | −81,525−41.6% | Reduced |
| Taylor Frigon Capital Management LLC | 112,930 | $1.85M | 1.03% | +1,452+1.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 107,094 | $1.76M | 0.01% | +4,805+4.7% | Added |
| DnB Asset Management AS | 105,285 | $1.73M | 0.01% | 00.0% | Unchanged |
| Triad Investment Management | 104,958 | $1.72M | 2.52% | 00.0% | Unchanged |
| Wintrust Investments LLC | 97,643 | $1.60M | 0.17% | +7,216+8.0% | Added |
| Invesco Ltd. | 96,819 | $1.59M | 0.00% | −2,895−2.9% | Reduced |
| Legacy Capital Wealth Partners, LLC | 92,519 | $1.52M | 0.42% | +92,519 | New |
| Bank of America Corp | 89,115 | $1.46M | 0.00% | +14,953+20.2% | Added |
| Delphi Management Inc | 86,831 | $1.43M | 1.46% | −1,987−2.2% | Reduced |
| Nations Financial Group Inc, | 84,080 | $1.38M | 0.14% | +1,076+1.3% | Added |
| Creegan & Nassoura Financial Group, LLC | 82,620 | $1.36M | 1.06% | −1,200−1.4% | Reduced |
| Envestnet Asset Management Inc | 80,855 | $1.33M | 0.00% | +28,608+54.8% | Added |
| International Assets Investment Management, LLC | 80,728 | $1.32M | 0.18% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 76,685 | $1.26M | 0.11% | +30,029+64.4% | Added |
| Advisory Research Inc | 74,164 | $1.22M | 0.17% | −211−0.3% | Reduced |
| Boston Private Wealth LLC | 74,141 | $1.22M | 0.03% | −96−0.1% | Reduced |
| Private Advisor Group, LLC | 71,269 | $1.17M | 0.01% | −23,010−24.4% | Reduced |
| Citadel Advisors LLC | 69,568 | $1.14M | 0.00% | −196,084−73.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 68,698 | $1.13M | 0.02% | +30,420+79.5% | Added |
| ExodusPoint Capital Management, LP | 68,538 | $1.13M | 0.01% | +56,486+468.7% | Added |
| Trexquant Investment LP | 66,784 | $1.10M | 0.03% | −15,162−18.5% | Reduced |
| Naples Global Advisors, LLC | 62,829 | $1.03M | 0.13% | +4,100+7.0% | Added |
| FJ Capital Management LLC | 60,806 | $998.4K | 0.11% | +28,337+87.3% | Added |
| Cetera Investment Advisers | 59,489 | $976.8K | 0.01% | +3,843+6.9% | Added |
| Cubist Systematic Strategies, LLC | 58,764 | $964.9K | 0.01% | −53,760−47.8% | Reduced |
| ING Groep NV | 58,408 | $959.1K | 0.01% | 00.0% | Unchanged |
| Natixis | 57,757 | $948.4K | 0.01% | +4,900+9.3% | Added |
| Toroso Investments, LLC | 56,694 | $930.9K | 0.03% | +3,432+6.4% | Added |
| HighTower Advisors, LLC | 54,801 | $900.0K | 0.00% | +1,274+2.4% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $892.4K | 0.05% | 00.0% | Unchanged |
| Quantbot Technologies LP | 52,004 | $853.9K | 0.06% | +1,493+3.0% | Added |
| Arkadios Wealth Advisors | 51,741 | $849.6K | 0.08% | +1,725+3.4% | Added |
| Mirador Capital Partners LP | 48,290 | $792.9K | 0.18% | +1,634+3.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 46,808 | $768.6K | 0.00% | +6,901+17.3% | Added |
| Advisory Services Network, LLC | 45,622 | $749.1K | 0.02% | −756−1.6% | Reduced |
| IHT Wealth Management, LLC | 44,772 | $735.2K | 0.04% | +19,690+78.5% | Added |
| BNP Paribas Arbitrage, SA | 44,479 | $730.3K | 0.00% | +37,606+547.2% | Added |
| McDonald Partners LLC | 43,500 | $714.3K | 0.23% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 42,335 | $695.0K | 0.20% | +42,335 | New |
| Bristlecone Advisors, LLC | 42,118 | $691.6K | 0.08% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 41,530 | $681.9K | 0.00% | −2,948−6.6% | Reduced |
| Essex Financial Services, Inc. | 41,430 | $680.3K | 0.08% | +6,800+19.6% | Added |
| North Star Investment Management Corp. | 41,294 | $678.0K | 0.06% | −4,012−8.9% | Reduced |
| Truist Financial Corp | 40,473 | $664.6K | 0.00% | −2,026−4.8% | Reduced |