Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2023
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 266
- +18 vs. Q2 2023
- Shares held
- 29.4M
- +1.10M (+3.9%) vs. Q2 2023
- Total value
- $482.0M
- +$63.9M (+15.3%) vs. Q2 2023
- New holders
- 36
- 95 more added
- Sold out
- 18
- 68 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 38,735 | $636.0K | 0.00% | −1,076−2.7% | Reduced |
| Alps Advisors Inc | 38,700 | $635.5K | 0.01% | −3,800−8.9% | Reduced |
| AE Wealth Management LLC | 38,581 | $633.5K | 0.00% | +2,233+6.1% | Added |
| Balyasny Asset Management LLC | 38,288 | $628.7K | 0.00% | −95,697−71.4% | Reduced |
| Barclays PLC | 38,220 | $627.6K | 0.00% | +38,220 | New |
| C2C Wealth Management, LLC | 37,975 | $610.6K | 0.09% | 00.0% | Unchanged |
| Cetera Advisors LLC | 36,781 | $603.9K | 0.01% | +1,128+3.2% | Added |
| Captrust Financial Advisors | 36,634 | $601.5K | 0.00% | −132−0.4% | Reduced |
| Neuberger Berman Group LLC | 36,550 | $600.2K | 0.00% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 36,000 | $591.1K | 0.33% | +36,000 | New |
| 1620 Investment Advisors, Inc. | 35,584 | $584.3K | 0.68% | −200−0.6% | Reduced |
| Virtus ETF Advisers LLC | 34,754 | $570.7K | 0.35% | +11,151+47.2% | Added |
| Diligent Investors, LLC | 34,305 | $563.3K | 0.17% | +21+0.1% | Added |
| Schonfeld Strategic Advisors LLC | 33,100 | $543.5K | 0.01% | −108,900−76.7% | Reduced |
| Claybrook Capital, LLC | 32,620 | $535.6K | 0.31% | 00.0% | Unchanged |
| Archer Investment Corp | 32,510 | $533.8K | 0.19% | +30.0% | Added |
| Future Financial Wealth Managment LLC | 31,300 | $513.9K | 0.57% | 00.0% | Unchanged |
| Greenwich Investment Management, Inc. | 30,201 | $496.0K | 0.39% | −2,825−8.6% | Reduced |
| Occudo Quantitative Strategies LP | 29,715 | $487.9K | 0.06% | −8,589−22.4% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $480.2K | 0.14% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 29,230 | $480.0K | 0.03% | +5,400+22.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 28,722 | $471.6K | 0.00% | +816+2.9% | Added |
| Guggenheim Capital LLC | 27,727 | $455.3K | 0.00% | −833−2.9% | Reduced |
| Sowell Financial Services LLC | 27,080 | $445.0K | 0.03% | +46+0.2% | Added |
| Kovack Advisors, Inc. | 26,544 | $435.8K | 0.06% | +276+1.1% | Added |
| Fulton Bank, N.A. | 26,417 | $433.8K | 0.02% | +26,417 | New |
| MML Investors Services, LLC | 26,180 | $430.0K | 0.00% | +1,717+7.0% | Added |
| Ares Management LLC | 25,000 | $410.5K | 0.01% | +25,000 | New |
| Millennium Management LLC | 24,420 | $401.0K | 0.00% | +5,157+26.8% | Added |
| Founders Financial Alliance, LLC | 24,063 | $395.1K | 0.17% | +294+1.2% | Added |
| Accredited Investors Inc. | 24,000 | $394.1K | 0.03% | 00.0% | Unchanged |
| Group One Trading, L.P. | 23,989 | $393.9K | 0.02% | +23,989 | New |
| Pathstone Family Office, LLC | 23,504 | $385.9K | 0.00% | +5,860+33.2% | Added |
| Duality Advisers, LP | 23,225 | $381.4K | 0.05% | +23,225 | New |
| Winton Group Ltd | 22,909 | $376.2K | 0.03% | +22,909 | New |
| Geneos Wealth Management Inc. | 22,610 | $371.3K | 0.02% | +22+0.1% | Added |
| CWM Advisors, LLC | 21,645 | $355.4K | 0.05% | −3,010−12.2% | Reduced |
| Equitable Holdings, Inc. | 21,253 | $349.0K | 0.01% | +8,065+61.2% | Added |
| Cetera Advisor Networks LLC | 21,096 | $346.4K | 0.00% | +1,444+7.3% | Added |
| Fox Run Management, L.L.C. | 21,054 | $345.7K | 0.10% | +21,054 | New |
| Core Wealth Partners LLC | 21,003 | $344.9K | 0.31% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 20,648 | $339.0K | 0.05% | −2,574−11.1% | Reduced |
| Change Path, LLC | 19,999 | $328.0K | 0.02% | −7,390−27.0% | Reduced |
| First National Trust Co | 19,634 | $322.4K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 19,371 | $318.1K | 0.00% | −79,818−80.5% | Reduced |
| Penbrook Management LLC | 19,198 | $315.2K | 0.23% | +650+3.5% | Added |
| ProShare Advisors LLC | 19,004 | $312.0K | 0.00% | −4,280−18.4% | Reduced |
| Squarepoint Ops LLC | 18,875 | $309.9K | 0.00% | +18,875 | New |
| Beacon Pointe Advisors, LLC | 18,847 | $309.5K | 0.00% | +5,411+40.3% | Added |
| Virtu Financial LLC | 18,804 | $309.0K | 0.03% | +18,804 | New |
| Quadrature Capital Ltd | 18,362 | $301.5K | 0.01% | +18,362 | New |
| Continuum Advisory, LLC | 18,208 | $299.0K | 0.05% | −13−0.1% | Reduced |
| Parallel Advisors, LLC | 18,182 | $298.6K | 0.01% | −2,704−12.9% | Reduced |
| Inspire Advisors, LLC | 18,146 | $298.0K | 0.05% | −660−3.5% | Reduced |
| Sit Investment Associates Inc | 18,050 | $296.0K | 0.01% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 17,927 | $294.4K | 0.03% | 00.0% | Unchanged |
| IFP Advisors, Inc | 17,696 | $290.6K | 0.01% | −1,370−7.2% | Reduced |
| CAPROCK Group, Inc. | 17,000 | $279.1K | 0.02% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 16,742 | $274.9K | 0.04% | −2,005−10.7% | Reduced |
| Mercer Global Advisors Inc | 16,643 | $273.0K | 0.00% | +16,643 | New |
| Principle Wealth Partners LLC | 16,390 | $269.1K | 0.03% | −2,800−14.6% | Reduced |
| Mackenzie Financial Corp | 17,000 | $267.9K | 0.00% | −35,942−67.9% | Reduced |
| Strategic Financial Concepts, LLC | 16,300 | $267.6K | 0.09% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 15,896 | $261.0K | 0.00% | −390−2.4% | Reduced |
| PFG Investments, LLC | 15,760 | $258.8K | 0.05% | +1,091+7.4% | Added |
| RMR Wealth Builders | 15,481 | $254.2K | 0.04% | +770+5.2% | Added |
| Wedbush Securities Inc | 15,455 | $254.0K | 0.01% | +1,071+7.4% | Added |
| Proequities, Inc. | 15,306 | $251.3K | 0.02% | +255+1.7% | Added |
| Register Financial Advisors LLC | 15,159 | $248.9K | 0.18% | +49+0.3% | Added |
| National Asset Management, Inc. | 15,154 | $248.8K | 0.01% | −1,966−11.5% | Reduced |
| Prelude Capital Management, LLC | 15,065 | $247.4K | 0.02% | +15,065 | New |
| Keebeck Alpha, LP | 15,065 | $247.4K | 0.24% | +15,065 | New |
| CI Private Wealth, LLC | 15,014 | $246.5K | 0.00% | +15,014 | New |
| Allie Family Office LLC | 15,000 | $246.3K | 0.20% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 14,368 | $235.9K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 14,275 | $234.4K | 0.00% | −12,943−47.6% | Reduced |
| Quest Investment Management LLC | 14,115 | $231.8K | 0.03% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 13,719 | $225.3K | 0.00% | −6,909−33.5% | Reduced |
| Beaumont Financial Advisors, LLC | 13,697 | $224.9K | 0.02% | +369+2.8% | Added |
| Verition Fund Management LLC | 13,600 | $223.3K | 0.00% | −11,143−45.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $215.1K | 0.00% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 12,740 | $209.2K | 0.06% | +170+1.4% | Added |
| Mariner, LLC | 12,637 | $207.5K | 0.00% | +525+4.3% | Added |
| Stratos Wealth Partners, LTD. | 12,380 | $203.3K | 0.00% | +12,380 | New |
| Anfield Capital Management, LLC | 12,316 | $202.2K | 0.10% | +12,316 | New |
| Channel Wealth LLC | 12,206 | $200.4K | 0.11% | −809−6.2% | Reduced |
| Virtus Investment Advisers, Inc. | 12,197 | $200.3K | 0.14% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $197.0K | 0.08% | 00.0% | Unchanged |
| Old Port Advisors | 11,942 | $196.1K | 0.07% | +11,942 | New |
| Heritage Trust Co | 11,855 | $194.7K | 0.03% | 00.0% | Unchanged |
| GWM Advisors LLC | 11,620 | $190.8K | 0.00% | −2,000−14.7% | Reduced |
| HRT Financial LP | 11,556 | $189.0K | 0.00% | +11,556 | New |
| Origin Asset Management LLP | 11,400 | $187.2K | 0.06% | +11,400 | New |
| Childress Capital Advisors, LLC | 11,370 | $186.7K | 0.06% | +11,370 | New |
| Wiley Bros.-Aintree Capital, LLC | 11,200 | $183.9K | 0.09% | −1,075−8.8% | Reduced |
| Brown Advisory Inc | 10,945 | $179.7K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 10,500 | $172.4K | 0.39% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 10,338 | $169.8K | 0.11% | +10,338 | New |
| MAS Advisors LLC | 10,252 | $168.3K | 0.24% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 10,228 | $167.9K | 0.01% | +10,228 | New |