Hercules Capital, Inc.

HTGC

Exchange: NYSE
SEC CIK: 0001280784

SEC filings (opens in a new tab)

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q3 2023 vs. Q2 2023

How the institutions holding Hercules Capital, Inc. changed between Q2 2023 and Q3 2023.

All holders in Q3 2023 All holders in Q2 2023

13F holders of HTGC: Q2 2023 compared with Q3 2023
Measure	Q2 2023	Of which not filed for Q3 2023	Q3 2023	Change
Holders	249	1	266	+18
Shares	28.3M	3.11K	29.4M	+1.10M (+3.9%)
Value	$418.2M	$46.0K	$482.0M	+$63.9M (+15.3%)

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (36)

Institutions that held Hercules Capital, Inc. at the end of Q3 2023 but not at the end of Q2 2023.

Institutions new to HTGC in Q3 2023
Institution	Shares	Value	% of portfolio
Graypoint LLC	126,107	$2.07M	0.19%
Legacy Capital Wealth Partners, LLC	92,519	$1.52M	0.42%
Abundance Wealth Counselors	42,335	$695.0K	0.20%
Barclays PLC	38,220	$627.6K	0.00%
Palumbo Wealth Management LLC	36,000	$591.1K	0.33%
Fulton Bank, N.A.	26,417	$433.8K	0.02%
Ares Management LLC	25,000	$410.5K	0.01%
Group One Trading, L.P.	23,989	$393.9K	0.02%
Duality Advisers, LP	23,225	$381.4K	0.05%
Winton Group Ltd	22,909	$376.2K	0.03%
Fox Run Management, L.L.C.	21,054	$345.7K	0.10%
Squarepoint Ops LLC	18,875	$309.9K	0.00%
Virtu Financial LLC	18,804	$309.0K	0.03%
Quadrature Capital Ltd	18,362	$301.5K	0.01%
Mercer Global Advisors Inc	16,643	$273.0K	0.00%
Prelude Capital Management, LLC	15,065	$247.4K	0.02%
Keebeck Alpha, LP	15,065	$247.4K	0.24%
CI Private Wealth, LLC	15,014	$246.5K	0.00%
Stratos Wealth Partners, LTD.	12,380	$203.3K	0.00%
Anfield Capital Management, LLC	12,316	$202.2K	0.10%
Old Port Advisors	11,942	$196.1K	0.07%
HRT Financial LP	11,556	$189.0K	0.00%
Origin Asset Management LLP	11,400	$187.2K	0.06%
Childress Capital Advisors, LLC	11,370	$186.7K	0.06%
Colonial River Wealth Management, LLC	10,338	$169.8K	0.11%
Nicholas Hoffman & Company, LLC.	10,228	$167.9K	0.01%
Comerica Bank	8,465	$139.0K	0.00%
Annis Gardner Whiting Capital Advisors, LLC	6,705	$110.1K	0.06%
Point72 Asset Management, L.P.	5,800	$95.2K	0.00%
Orion Capital Management LLC	4,000	$65.7K	0.04%
Pathway Financial Advisers, LLC	1,125	$18.5K	0.01%
NBC Securities, Inc.	1,030	$16.0K	0.00%
Legacy Financial Group LLC	200	$3.28K	0.00%
Evermay Wealth Management LLC	180	$2.96K	0.00%
Householder Group Estate & Retirement Specialist, LLC	34	$558	0.00%
FMR LLC	2	$33	0.00%

Sold out (18)

Institutions that held Hercules Capital, Inc. at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of HTGC in Q3 2023
Institution	Shares, Q2 2023	Value, Q2 2023
Connor, Clark & Lunn Investment Management Ltd.	374,324	$5.54M
Global Endowment Management, LP	50,000	$740.0K
Emerald Mutual Fund Advisers Trust	28,020	$414.7K
Prevail Innovative Wealth Advisors, LLC	26,877	$397.8K
Bank of New York Mellon Corp	21,937	$324.7K
Ergoteles LLC	16,299	$241.2K
Vestmark Advisory Solutions, Inc.	15,916	$235.6K
Prossimo Advisors, LLC	13,194	$195.0K
Strategic Blueprint, LLC	12,177	$180.2K
AXS Investments LLC	6,000	$88.8K
Toth Financial Advisory Corp	2,100	$31.1K
ICA Group Wealth Management, LLC	2,000	$29.6K
Farther Finance Advisors, LLC	1,500	$22.2K
Webster Bank, N. A.	1,400	$20.7K
Bessemer Group Inc	606	$9.00K
Nisa Investment Advisors, LLC	500	$7.40K
NewSquare Capital LLC	500	$7.40K
Impact Partnership Wealth, LLC	353	$5.22K

Not filed for Q3 2023 yet (1)

Institutions that held Hercules Capital, Inc. at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q2 2023 that haven't filed for Q3 2023
Institution	Shares, Q2 2023	Value, Q2 2023
BDO Wealth Advisors, LLC	3,110	$46.0K