Skip to main content
Livermore
Livermore
ZHEN

Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q3 2023

Institutional positions in Hercules Capital, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
266
+18 vs. Q2 2023
Shares held
29.4M
+1.10M (+3.9%) vs. Q2 2023
Total value
$482.0M
+$63.9M (+15.3%) vs. Q2 2023
New holders
36
95 more added
Sold out
18
68 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 266 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ3 2023: $482.0M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2023.

Institutions holding HTGC in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Telemus Capital, LLC10,000$164.2K0.02%00.0%Unchanged
Kovitz Investment Group Partners, LLC10,000$164.2K0.00%00.0%Unchanged
Cedar Wealth Management, LLC9,759$160.2K0.06%00.0%Unchanged
Comerica Bank8,465$139.0K0.00%+8,465New
Private Ocean, LLC7,505$123.2K0.02%00.0%Unchanged
Lindbrook Capital, LLC7,272$119.4K0.01%00.0%Unchanged
Annis Gardner Whiting Capital Advisors, LLC6,705$110.1K0.06%+6,705New
ORG Partners LLC6,410$105.2K0.03%00.0%Unchanged
Point72 Asset Management, L.P.5,800$95.2K0.00%+5,800New
Chilton Capital Management LLC4,305$70.7K0.00%00.0%Unchanged
Orion Capital Management LLC4,000$65.7K0.04%+4,000New
Nomura Asset Management Co Ltd3,786$62.2K0.00%+2,164+133.4%Added
CWM, LLC3,673$60.0K0.00%−966−20.8%Reduced
Highlander Capital Management, LLC3,532$58.0K0.02%00.0%Unchanged
Tower Research Capital LLC (TRC)3,306$54.3K0.00%+3,120+1,677.4%Added
Tradewinds Capital Management, LLC3,201$52.6K0.02%+75+2.4%Added
Jefferies Financial Group Inc.3,114$51.1K0.00%00.0%Unchanged
Chesapeake Asset Management LLC2,803$46.0K0.04%00.0%Unchanged
Carolinas Wealth Consulting LLC2,950$45.4K0.01%+1,842+166.2%Added
C M Bidwell & Associates Ltd2,730$44.8K0.03%−5−0.2%Reduced
Deutsche Bank AG2,719$44.6K0.00%+76+2.9%Added
Signaturefd, LLC2,593$42.6K0.00%+546+26.7%Added
Coppell Advisory Solutions LLC3,159$41.8K0.02%+3,147+26,225.0%Added
Hollencrest Capital Management2,522$41.4K0.00%00.0%Unchanged
FIL Ltd2,468$41.1K0.00%00.0%Unchanged
Aquatic Capital Management LLC2,400$39.0K0.00%−33,200−93.3%Reduced
Delta Asset Management LLC2,338$38.4K0.00%00.0%Unchanged
Hexagon Capital Partners LLC2,244$36.8K0.01%+243+12.1%Added
Harbour Investments, Inc.2,217$36.4K0.00%+53+2.4%Added
Plante Moran Financial Advisors, LLC2,081$34.2K0.00%00.0%Unchanged
Kozak & Associates, Inc.2,084$33.1K0.01%+49+2.4%Added
Cullen/Frost Bankers, Inc.2,000$32.8K0.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.1,939$31.8K0.02%00.0%Unchanged
ZRC Wealth Management, LLC1,832$30.1K0.03%+43+2.4%Added
Federation des caisses Desjardins du Quebec1,832$30.1K0.00%00.0%Unchanged
Kelly Financial Services LLC1,817$29.8K0.01%+51+2.9%Added
Armstrong Advisory Group, Inc1,800$29.6K0.00%−1,300−41.9%Reduced
Northwestern Mutual Wealth Management Co1,732$28.4K0.00%00.0%Unchanged
AlphaMark Advisors, LLC1,687$28.0K0.01%−771−31.4%Reduced
Macroview Investment Management LLC1,693$27.8K0.04%+564+50.0%Added
Ancora Advisors, LLC1,250$20.5K0.00%00.0%Unchanged
Global Retirement Partners, LLC1,214$19.1K0.00%00.0%Unchanged
Citigroup Inc1,137$18.7K0.00%+1,026+924.3%Added
Pathway Financial Advisers, LLC1,125$18.5K0.01%+1,125New
Cary Street Partner Investment Advisory LLC1,000$16.4K0.00%00.0%Unchanged
AllSquare Wealth Management LLC1,000$16.4K0.01%00.0%Unchanged
NBC Securities, Inc.1,030$16.0K0.00%+1,030New
First Manhattan Co825$13.5K0.00%00.0%Unchanged
EverSource Wealth Advisors, LLC787$12.9K0.00%00.0%Unchanged
Beacon Capital Management, LLC795$11.8K0.00%00.0%Unchanged
Private Trust Co NA681$11.2K0.00%00.0%Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC650$10.7K0.00%00.0%Unchanged
Raleigh Capital Management Inc.640$10.5K0.01%00.0%Unchanged
Tucker Asset Management LLC564$9.26K0.00%00.0%Unchanged
West Oak Capital, LLC500$8.00K0.00%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.442$7.26K0.00%+50+12.8%Added
PFS Partners, LLC413$6.78K0.01%00.0%Unchanged
Spire Wealth Management335$5.50K0.00%+4+1.2%Added
Legacy Financial Group LLC200$3.28K0.00%+200New
Asset Dedication, LLC200$3.00K0.00%00.0%Unchanged
Evermay Wealth Management LLC180$2.96K0.00%+180New
Valley National Advisers Inc100$2.00K0.00%00.0%Unchanged
Salem Investment Counselors Inc100$1.64K0.00%00.0%Unchanged
Glen Eagle Advisors, LLC100$1.64K0.00%00.0%Unchanged
Householder Group Estate & Retirement Specialist, LLC34$5580.00%+34New
FMR LLC2$330.00%+2New
Connor, Clark & Lunn Investment Management Ltd.0$00.00%−374,324−100.0%Sold out
Global Endowment Management, LP0$00.00%−50,000−100.0%Sold out
Emerald Mutual Fund Advisers Trust0$00.00%−28,020−100.0%Sold out
Prevail Innovative Wealth Advisors, LLC0$00.00%−26,877−100.0%Sold out
Bank of New York Mellon Corp0$00.00%−21,937−100.0%Sold out
Ergoteles LLC0$00.00%−16,299−100.0%Sold out
Vestmark Advisory Solutions, Inc.0$00.00%−15,916−100.0%Sold out
Prossimo Advisors, LLC0$00.00%−13,194−100.0%Sold out
Strategic Blueprint, LLC0$00.00%−12,177−100.0%Sold out
AXS Investments LLC0$00.00%−6,000−100.0%Sold out
Toth Financial Advisory Corp0$00.00%−2,100−100.0%Sold out
ICA Group Wealth Management, LLC0$00.00%−2,000−100.0%Sold out
Farther Finance Advisors, LLC0$00.00%−1,500−100.0%Sold out
Webster Bank, N. A.0$00.00%−1,400−100.0%Sold out
Bessemer Group Inc0$00.00%−606−100.0%Sold out
Nisa Investment Advisors, LLC0$00.00%−500−100.0%Sold out
NewSquare Capital LLC0$00.00%−500−100.0%Sold out
Impact Partnership Wealth, LLC0$00.00%−353−100.0%Sold out
BDO Wealth Advisors, LLC––––Not filed