Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2023
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 266
- +18 vs. Q2 2023
- Shares held
- 29.4M
- +1.10M (+3.9%) vs. Q2 2023
- Total value
- $482.0M
- +$63.9M (+15.3%) vs. Q2 2023
- New holders
- 36
- 95 more added
- Sold out
- 18
- 68 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $33 | 0.00% | +2 | New |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $558 | 0.00% | +34 | New |
| Salem Investment Counselors Inc | 100 | $1.64K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.64K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 180 | $2.96K | 0.00% | +180 | New |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Legacy Financial Group LLC | 200 | $3.28K | 0.00% | +200 | New |
| Spire Wealth Management | 335 | $5.50K | 0.00% | +4+1.2% | Added |
| PFS Partners, LLC | 413 | $6.78K | 0.01% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 442 | $7.26K | 0.00% | +50+12.8% | Added |
| West Oak Capital, LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 564 | $9.26K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 640 | $10.5K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $10.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $11.2K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $11.8K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 787 | $12.9K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 825 | $13.5K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 1,030 | $16.0K | 0.00% | +1,030 | New |
| Cary Street Partner Investment Advisory LLC | 1,000 | $16.4K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,000 | $16.4K | 0.01% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,125 | $18.5K | 0.01% | +1,125 | New |
| Citigroup Inc | 1,137 | $18.7K | 0.00% | +1,026+924.3% | Added |
| Global Retirement Partners, LLC | 1,214 | $19.1K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,250 | $20.5K | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 1,693 | $27.8K | 0.04% | +564+50.0% | Added |
| AlphaMark Advisors, LLC | 1,687 | $28.0K | 0.01% | −771−31.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,732 | $28.4K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,800 | $29.6K | 0.00% | −1,300−41.9% | Reduced |
| Kelly Financial Services LLC | 1,817 | $29.8K | 0.01% | +51+2.9% | Added |
| Federation des caisses Desjardins du Quebec | 1,832 | $30.1K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 1,832 | $30.1K | 0.03% | +43+2.4% | Added |
| Caldwell Sutter Capital, Inc. | 1,939 | $31.8K | 0.02% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 2,000 | $32.8K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 2,084 | $33.1K | 0.01% | +49+2.4% | Added |
| Plante Moran Financial Advisors, LLC | 2,081 | $34.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,217 | $36.4K | 0.00% | +53+2.4% | Added |
| Hexagon Capital Partners LLC | 2,244 | $36.8K | 0.01% | +243+12.1% | Added |
| Delta Asset Management LLC | 2,338 | $38.4K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 2,400 | $39.0K | 0.00% | −33,200−93.3% | Reduced |
| FIL Ltd | 2,468 | $41.1K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,522 | $41.4K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 3,159 | $41.8K | 0.02% | +3,147+26,225.0% | Added |
| Signaturefd, LLC | 2,593 | $42.6K | 0.00% | +546+26.7% | Added |
| Deutsche Bank AG | 2,719 | $44.6K | 0.00% | +76+2.9% | Added |
| C M Bidwell & Associates Ltd | 2,730 | $44.8K | 0.03% | −5−0.2% | Reduced |
| Carolinas Wealth Consulting LLC | 2,950 | $45.4K | 0.01% | +1,842+166.2% | Added |
| Chesapeake Asset Management LLC | 2,803 | $46.0K | 0.04% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 3,114 | $51.1K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 3,201 | $52.6K | 0.02% | +75+2.4% | Added |
| Tower Research Capital LLC (TRC) | 3,306 | $54.3K | 0.00% | +3,120+1,677.4% | Added |
| Highlander Capital Management, LLC | 3,532 | $58.0K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 3,673 | $60.0K | 0.00% | −966−20.8% | Reduced |
| Nomura Asset Management Co Ltd | 3,786 | $62.2K | 0.00% | +2,164+133.4% | Added |
| Orion Capital Management LLC | 4,000 | $65.7K | 0.04% | +4,000 | New |
| Chilton Capital Management LLC | 4,305 | $70.7K | 0.00% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 5,800 | $95.2K | 0.00% | +5,800 | New |
| ORG Partners LLC | 6,410 | $105.2K | 0.03% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $110.1K | 0.06% | +6,705 | New |
| Lindbrook Capital, LLC | 7,272 | $119.4K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 7,505 | $123.2K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 8,465 | $139.0K | 0.00% | +8,465 | New |
| Cedar Wealth Management, LLC | 9,759 | $160.2K | 0.06% | 00.0% | Unchanged |
| Telemus Capital, LLC | 10,000 | $164.2K | 0.02% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 10,000 | $164.2K | 0.00% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 10,228 | $167.9K | 0.01% | +10,228 | New |
| MAS Advisors LLC | 10,252 | $168.3K | 0.24% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 10,338 | $169.8K | 0.11% | +10,338 | New |
| Johnson Midwest Financial, LLC | 10,500 | $172.4K | 0.39% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,945 | $179.7K | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 11,200 | $183.9K | 0.09% | −1,075−8.8% | Reduced |
| Childress Capital Advisors, LLC | 11,370 | $186.7K | 0.06% | +11,370 | New |
| Origin Asset Management LLP | 11,400 | $187.2K | 0.06% | +11,400 | New |
| HRT Financial LP | 11,556 | $189.0K | 0.00% | +11,556 | New |
| GWM Advisors LLC | 11,620 | $190.8K | 0.00% | −2,000−14.7% | Reduced |
| Heritage Trust Co | 11,855 | $194.7K | 0.03% | 00.0% | Unchanged |
| Old Port Advisors | 11,942 | $196.1K | 0.07% | +11,942 | New |
| WealthBridge Capital Management, LLC | 12,000 | $197.0K | 0.08% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 12,197 | $200.3K | 0.14% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,206 | $200.4K | 0.11% | −809−6.2% | Reduced |
| Anfield Capital Management, LLC | 12,316 | $202.2K | 0.10% | +12,316 | New |
| Stratos Wealth Partners, LTD. | 12,380 | $203.3K | 0.00% | +12,380 | New |
| Mariner, LLC | 12,637 | $207.5K | 0.00% | +525+4.3% | Added |
| Lineweaver Wealth Advisors, LLC | 12,740 | $209.2K | 0.06% | +170+1.4% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $215.1K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 13,600 | $223.3K | 0.00% | −11,143−45.0% | Reduced |
| Beaumont Financial Advisors, LLC | 13,697 | $224.9K | 0.02% | +369+2.8% | Added |
| First Republic Investment Management, Inc. | 13,719 | $225.3K | 0.00% | −6,909−33.5% | Reduced |
| Quest Investment Management LLC | 14,115 | $231.8K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 14,275 | $234.4K | 0.00% | −12,943−47.6% | Reduced |
| Wetherby Asset Management Inc | 14,368 | $235.9K | 0.01% | 00.0% | Unchanged |
| Allie Family Office LLC | 15,000 | $246.3K | 0.20% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 15,014 | $246.5K | 0.00% | +15,014 | New |
| Prelude Capital Management, LLC | 15,065 | $247.4K | 0.02% | +15,065 | New |
| Keebeck Alpha, LP | 15,065 | $247.4K | 0.24% | +15,065 | New |
| National Asset Management, Inc. | 15,154 | $248.8K | 0.01% | −1,966−11.5% | Reduced |
| Register Financial Advisors LLC | 15,159 | $248.9K | 0.18% | +49+0.3% | Added |
| Proequities, Inc. | 15,306 | $251.3K | 0.02% | +255+1.7% | Added |
| Wedbush Securities Inc | 15,455 | $254.0K | 0.01% | +1,071+7.4% | Added |