Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2021
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 214
- +1 vs. Q1 2021
- Shares held
- 31.5M
- −359.1K (−1.1%) vs. Q1 2021
- Total value
- $537.2M
- +$26.9M (+5.3%) vs. Q1 2021
- New holders
- 32
- 71 more added
- Sold out
- 31
- 66 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 2,337,845 | $39.9M | 0.00% | −66,655−2.8% | Reduced |
| Sound Income Strategies, LLC | 2,056,211 | $35.1M | 5.06% | −25,327−1.2% | Reduced |
| Royal Bank of Canada | 1,935,905 | $33.0M | 0.01% | −67,263−3.4% | Reduced |
| Van Eck Associates Corp | 1,370,718 | $23.4M | 0.06% | +196,915+16.8% | Added |
| Shanda Asset Management Holdings Ltd | 1,000,000 | $17.1M | 2.29% | 00.0% | Unchanged |
| Morgan Stanley | 975,510 | $16.6M | 0.00% | +125,944+14.8% | Added |
| Advisors Capital Management, LLC | 916,189 | $15.6M | 0.50% | −150,208−14.1% | Reduced |
| Invesco Ltd. | 912,512 | $15.6M | 0.00% | +127,337+16.2% | Added |
| BlackRock Inc. | 761,513 | $13.0M | 0.00% | +69,002+10.0% | Added |
| Arrowstreet Capital, Limited Partnership | 751,573 | $12.8M | 0.02% | +599,387+393.9% | Added |
| Centaurus Financial, Inc. | 749,568 | $12.8M | 1.08% | −14,588−1.9% | Reduced |
| Legal & General Group Plc | 737,506 | $12.6M | 0.00% | −67,829−8.4% | Reduced |
| JPMorgan Chase & Co | 709,511 | $12.1M | 0.00% | −282,524−28.5% | Reduced |
| Wells Fargo & Company | 703,254 | $12.0M | 0.00% | +2,650+0.4% | Added |
| Two Sigma Advisers, LP | 659,700 | $11.3M | 0.03% | +622,200+1,659.2% | Added |
| S&T Bank | 649,241 | $11.1M | 1.72% | −6,805−1.0% | Reduced |
| Muzinich & Co., Inc. | 633,143 | $10.8M | 6.66% | −121,227−16.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 618,222 | $10.5M | 0.01% | −127,485−17.1% | Reduced |
| Stifel Financial Corp | 571,896 | $9.76M | 0.01% | +46,569+8.9% | Added |
| Gilman Hill Asset Management, LLC | 504,059 | $8.60M | 2.20% | +18,530+3.8% | Added |
| UBS Group AG | 469,605 | $8.01M | 0.00% | +68,285+17.0% | Added |
| 1832 Asset Management L.P. | 422,108 | $7.21M | 0.01% | +403,708+2,194.1% | Added |
| Confluence Investment Management LLC | 408,710 | $6.97M | 0.09% | +822+0.2% | Added |
| McGowan Group Asset Management, Inc. | 397,155 | $6.78M | 1.06% | +8,798+2.3% | Added |
| McKinley Capital Management LLC /Delaware | 342,976 | $5.85M | 0.41% | −6,765−1.9% | Reduced |
| Advisors Asset Management, Inc. | 324,406 | $5.53M | 0.08% | +29,712+10.1% | Added |
| LSV Asset Management | 313,770 | $5.35M | 0.01% | 00.0% | Unchanged |
| Natixis | 305,911 | $5.22M | 0.02% | +463+0.2% | Added |
| Alliancebernstein L.P. | 268,404 | $4.58M | 0.00% | −44,331−14.2% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 266,677 | $4.55M | 1.65% | −3,503−1.3% | Reduced |
| LPL Financial LLC | 266,260 | $4.54M | 0.00% | +78,864+42.1% | Added |
| The PNC Financial Services Group, Inc. | 265,537 | $4.53M | 0.00% | +746+0.3% | Added |
| Two Sigma Investments, LP | 264,812 | $4.52M | 0.01% | +264,812 | New |
| Parametric Portfolio Associates LLC | 233,466 | $3.98M | 0.00% | +19,499+9.1% | Added |
| Standard Life Aberdeen plc | 232,300 | $3.96M | 0.01% | −237,297−50.5% | Reduced |
| D. E. Shaw & Co., Inc. | 214,753 | $3.66M | 0.00% | +214,753 | New |
| Hennion & Walsh Asset Management, Inc. | 201,626 | $3.44M | 0.18% | +18,437+10.1% | Added |
| A. D. Beadell Investment Counsel, Inc. | 191,650 | $3.27M | 2.07% | −2,953−1.5% | Reduced |
| Voloridge Investment Management, LLC | 185,485 | $3.16M | 0.02% | +6,923+3.9% | Added |
| Neuberger Berman Group LLC | 171,312 | $2.92M | 0.00% | −39,537−18.8% | Reduced |
| Sigma Planning Corp | 166,388 | $2.84M | 0.09% | +7,631+4.8% | Added |
| Bramshill Investments, LLC | 163,380 | $2.79M | 0.21% | +16,704+11.4% | Added |
| Commonwealth Equity Services, LLC | 162,367 | $2.77M | 0.01% | +2,805+1.8% | Added |
| Raymond James & Associates | 158,688 | $2.71M | 0.00% | −4,437−2.7% | Reduced |
| Guggenheim Capital LLC | 152,344 | $2.60M | 0.02% | −80,926−34.7% | Reduced |
| Security National Bank | 151,510 | $2.58M | 0.68% | −1,592−1.0% | Reduced |
| Blair William & Co | 143,942 | $2.46M | 0.01% | +143,942 | New |
| Susquehanna International Group, LLP | 137,026 | $2.34M | 0.00% | −138,872−50.3% | Reduced |
| Janney Montgomery Scott LLC | 127,747 | $2.18M | 0.01% | +5,559+4.5% | Added |
| Financial Advisory Service, Inc. | 127,174 | $2.17M | 0.20% | +61,413+93.4% | Added |
| Bank of New York Mellon Corp | 125,291 | $2.14M | 0.00% | −42,505−25.3% | Reduced |
| Boston Private Wealth LLC | 121,748 | $2.08M | 0.03% | +9,490+8.5% | Added |
| Advisor Group Holdings, Inc. | 120,770 | $2.06M | 0.00% | −37,100−23.5% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 119,500 | $2.04M | 0.01% | +119,500 | New |
| Rockefeller Capital Management L.P. | 116,371 | $1.99M | 0.01% | −5,927−4.8% | Reduced |
| HighTower Advisors, LLC | 114,446 | $1.95M | 0.01% | −56,040−32.9% | Reduced |
| Advisory Research Inc | 112,598 | $1.92M | 0.13% | −10,225−8.3% | Reduced |
| DnB Asset Management AS | 112,205 | $1.91M | 0.01% | +47,790+74.2% | Added |
| Polaris Capital Management, LLC | 105,998 | $1.81M | 0.06% | −21,800−17.1% | Reduced |
| Mackenzie Financial Corp | 102,853 | $1.75M | 0.00% | +53,897+110.1% | Added |
| FourThought Financial, LLC | 97,216 | $1.66M | 0.22% | −4,909−4.8% | Reduced |
| CIBC Private Wealth Group, LLC | 95,800 | $1.63M | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 86,965 | $1.48M | 0.00% | −355,979−80.4% | Reduced |
| International Assets Investment Management, LLC | 86,692 | $1.48M | 0.27% | −84,185−49.3% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 84,495 | $1.44M | 1.23% | −2,000−2.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 84,370 | $1.44M | 0.01% | +6,830+8.8% | Added |
| Tudor Investment Corp Et Al | 83,677 | $1.43M | 0.03% | −58,372−41.1% | Reduced |
| Delphi Management Inc | 82,284 | $1.40M | 1.34% | −549−0.7% | Reduced |
| Bank of America Corp | 81,762 | $1.40M | 0.00% | +29,563+56.6% | Added |
| Deutsche Bank AG | 79,460 | $1.35M | 0.00% | +4,267+5.7% | Added |
| Taylor Frigon Capital Management LLC | 78,901 | $1.35M | 0.42% | −21,350−21.3% | Reduced |
| AE Wealth Management LLC | 76,946 | $1.31M | 0.01% | +60,118+357.2% | Added |
| FIL Ltd | 74,539 | $1.27M | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 69,878 | $1.19M | 0.00% | −2,589−3.6% | Reduced |
| Arkadios Wealth Advisors | 65,955 | $1.13M | 0.14% | +28,960+78.3% | Added |
| Duality Advisers, LP | 64,460 | $1.10M | 0.10% | +6,849+11.9% | Added |
| Jag Capital Management, LLC | 57,942 | $988.0K | 0.08% | −282−0.5% | Reduced |
| Avantax Advisory Services, Inc. | 54,554 | $935.0K | 0.02% | −8,103−12.9% | Reduced |
| Greylin Investment Mangement Inc | 51,950 | $886.0K | 0.17% | −3,300−6.0% | Reduced |
| Ameriprise Financial Inc | 51,397 | $877.0K | 0.00% | +746+1.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 51,284 | $874.0K | 0.00% | +4,142+8.8% | Added |
| Naples Global Advisors, LLC | 49,046 | $837.0K | 0.12% | +1,943+4.1% | Added |
| Sterling Investment Advisors, Ltd. | 47,900 | $817.0K | 0.24% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 47,800 | $815.0K | 0.01% | +47,800 | New |
| BNP Paribas Arbitrage, SA | 47,373 | $808.2K | 0.00% | +40,706+610.6% | Added |
| First Republic Investment Management, Inc. | 46,973 | $801.0K | 0.00% | +46,973 | New |
| Citadel Advisors LLC | 46,635 | $796.0K | 0.00% | +46,635 | New |
| Private Advisor Group, LLC | 46,518 | $794.0K | 0.01% | −975−2.1% | Reduced |
| Goldman Sachs Group Inc | 45,623 | $778.0K | 0.00% | −15,013−24.8% | Reduced |
| Truist Financial Corp | 44,138 | $753.0K | 0.00% | −19,475−30.6% | Reduced |
| US Bancorp | 39,655 | $677.0K | 0.00% | −11,405−22.3% | Reduced |
| Eagle Global Advisors LLC | 39,390 | $672.0K | 0.04% | 00.0% | Unchanged |
| Millennium Management LLC | 39,202 | $669.0K | 0.00% | +39,202 | New |
| Great West Life Assurance Co | 37,465 | $639.0K | 0.00% | +2,328+6.6% | Added |
| Future Financial Wealth Managment LLC | 37,000 | $631.0K | 0.65% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 36,507 | $623.0K | 0.13% | +6,127+20.2% | Added |
| Archer Investment Corp | 35,500 | $605.6K | 0.24% | +3,000+9.2% | Added |
| Lindbrook Capital, LLC | 35,272 | $602.0K | 0.13% | −2,000−5.4% | Reduced |
| Cetera Advisors LLC | 35,288 | $602.0K | 0.01% | +800+2.3% | Added |
| Steward Partners Investment Advisory, LLC | 35,109 | $599.0K | 0.01% | −37,979−52.0% | Reduced |