Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2021
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 214
- +1 vs. Q1 2021
- Shares held
- 31.5M
- −322.6K (−1.0%) vs. Q1 2021
- Total value
- $537.2M
- +$27.4M (+5.4%) vs. Q1 2021
- New holders
- 32
- 71 more added
- Sold out
- 31
- 66 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 11 | $0 | 0.00% | +11 | New |
| Signaturefd, LLC | 61 | $1.00K | 0.00% | +61 | New |
| Eaton Vance Management | 100 | $2.00K | 0.00% | −346−77.6% | Reduced |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | +200 | New |
| Allworth Financial LP | 169 | $3.00K | 0.00% | +169 | New |
| Whittier Trust Co | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 209 | $4.00K | 0.00% | +4+2.0% | Added |
| Gemmer Asset Management LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 392 | $7.00K | 0.00% | −170−30.2% | Reduced |
| Tucker Asset Management LLC | 464 | $7.92K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 550 | $9.00K | 0.00% | 00.0% | Unchanged |
| Stonebridge Financial Planning Group, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $9.00K | 0.00% | +500 | New |
| Wealth Quarterback LLC | 523 | $9.00K | 0.01% | +523 | New |
| Tower Research Capital LLC (TRC) | 656 | $11.0K | 0.00% | −13,600−95.4% | Reduced |
| NEXT Financial Group, Inc | 618 | $11.0K | 0.00% | +618 | New |
| ClariVest Asset Management LLC | 730 | $12.0K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 728 | $12.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 704 | $12.0K | 0.00% | +99+16.4% | Added |
| First Manhattan Co | 825 | $14.0K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 800 | $14.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 905 | $15.0K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,060 | $18.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 1,100 | $19.0K | 0.01% | 00.0% | Unchanged |
| MV Capital Management, Inc. | 1,100 | $19.0K | 0.00% | +1,100 | New |
| Private Capital Group, LLC | 1,198 | $20.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,168 | $20.0K | 0.00% | +26+2.3% | Added |
| Ancora Advisors, LLC | 1,250 | $21.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,214 | $21.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,381 | $24.0K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 1,450 | $25.0K | 0.02% | +33+2.3% | Added |
| Northwestern Mutual Wealth Management Co | 1,500 | $26.0K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,500 | $26.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,715 | $29.0K | 0.01% | +32+1.9% | Added |
| Carolinas Wealth Consulting LLC | 1,775 | $30.0K | 0.01% | +39+2.2% | Added |
| Lake Point Wealth Management | 1,750 | $30.0K | 0.01% | +1,750 | New |
| Sonora Investment Management, LLC | 2,000 | $34.0K | 0.00% | −1,000−33.3% | Reduced |
| Cutler Group LP | 2,100 | $35.0K | 0.00% | +400+23.5% | Added |
| Atticus Wealth Management, LLC | 2,426 | $41.0K | 0.02% | +21+0.9% | Added |
| CWM, LLC | 2,511 | $43.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 2,492 | $43.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 2,598 | $44.0K | 0.01% | +48+1.9% | Added |
| CoreFirst Bank & Trust | 2,624 | $45.0K | 0.03% | −361−12.1% | Reduced |
| Orion Capital Management LLC | 3,000 | $51.0K | 0.03% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 3,178 | $54.0K | 0.03% | +7+0.2% | Added |
| Highlander Capital Management, LLC | 3,532 | $60.0K | 0.03% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,951 | $67.0K | 0.00% | +45+1.2% | Added |
| FNY Investment Advisers, LLC | 4,000 | $68.0K | 0.03% | −4,839−54.7% | Reduced |
| Berman Capital Advisors, LLC | 4,000 | $68.0K | 0.01% | 00.0% | Unchanged |
| Exane Derivatives | 4,800 | $82.8K | 0.02% | −281−5.5% | Reduced |
| Advisory Services Network, LLC | 6,691 | $114.0K | 0.00% | +6,691 | New |
| Brewin Dolphin Ltd | 7,000 | $119.4K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 7,505 | $128.0K | 0.02% | 00.0% | Unchanged |
| Telemus Capital, LLC | 10,000 | $171.0K | 0.01% | −80,000−88.9% | Reduced |
| Zuckerman Investment Group, LLC | 10,000 | $171.0K | 0.03% | +10,000 | New |
| Citigroup Inc | 10,196 | $174.0K | 0.00% | −824−7.5% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 10,199 | $174.0K | 0.02% | −500−4.7% | Reduced |
| Baker Avenue Asset Management, LP | 10,250 | $174.0K | 0.01% | 00.0% | Unchanged |
| Diligent Investors, LLC | 10,419 | $178.0K | 0.06% | +9+0.1% | Added |
| Cetera Advisor Networks LLC | 10,493 | $179.0K | 0.00% | +10,493 | New |
| United Capital Financial Advisers, LLC | 10,750 | $183.0K | 0.00% | +10,750 | New |
| Cubist Systematic Strategies, LLC | 10,783 | $184.0K | 0.00% | −20,150−65.1% | Reduced |
| Pathstone Family Office, LLC | 11,000 | $188.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 11,648 | $199.0K | 0.01% | −1,186−9.2% | Reduced |
| Marshall Wace, LLP | 11,766 | $201.0K | 0.00% | +11,766 | New |
| Trexquant Investment LP | 11,757 | $201.0K | 0.02% | +11,757 | New |
| Beacon Pointe Advisors, LLC | 12,200 | $208.0K | 0.01% | 00.0% | Unchanged |
| Proequities, Inc. | 12,488 | $213.0K | 0.01% | +257+2.1% | Added |
| American Portfolios Advisors | 12,630 | $215.5K | 0.01% | +83+0.7% | Added |
| Stelac Advisory Services LLC | 12,873 | $220.0K | 0.05% | +17+0.1% | Added |
| Quantedge Capital Pte Ltd | 12,891 | $220.0K | 0.11% | +12,891 | New |
| Williams Jones Wealth Management, LLC. | 13,303 | $227.0K | 0.00% | +246+1.9% | Added |
| Bridgefront Capital, LLC | 13,588 | $232.0K | 0.09% | +13,588 | New |
| Vestmark Advisory Solutions, Inc. | 14,148 | $241.0K | 0.02% | −512−3.5% | Reduced |
| Caxton Associates LP | 14,609 | $249.0K | 0.03% | +14,609 | New |
| Essex Financial Services, Inc. | 15,565 | $250.0K | 0.04% | 00.0% | Unchanged |
| Sciencast Management LP | 15,170 | $260.0K | 0.05% | +15,170 | New |
| Quest Investment Management LLC | 15,315 | $261.0K | 0.02% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 16,009 | $273.0K | 0.00% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 16,000 | $273.0K | 0.02% | +16,000 | New |
| Victory Capital Management Inc | 18,239 | $311.0K | 0.00% | −516−2.8% | Reduced |
| Old Port Advisors | 18,466 | $316.0K | 0.11% | −6,956−27.4% | Reduced |
| ExodusPoint Capital Management, LP | 18,758 | $320.0K | 0.00% | +18,758 | New |
| SG Americas Securities, LLC | 18,800 | $321.0K | 0.00% | −4,297−18.6% | Reduced |
| Bel Air Investment Advisors LLC | 18,900 | $322.0K | 0.01% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 18,975 | $324.0K | 0.04% | +7,450+64.6% | Added |
| Inscription Capital, LLC | 18,975 | $324.0K | 0.04% | +18,975 | New |
| Founders Financial Alliance, LLC | 19,117 | $326.0K | 0.15% | +440+2.4% | Added |
| Barclays PLC | 19,300 | $329.0K | 0.00% | −1,757−8.3% | Reduced |
| SEI Investments Co | 19,408 | $329.0K | 0.00% | +2,048+11.8% | Added |
| First National Trust Co | 19,634 | $335.0K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 21,493 | $367.0K | 0.00% | −8,740−28.9% | Reduced |
| Shelton Capital Management | 22,250 | $380.0K | 0.01% | −200−0.9% | Reduced |
| Creative Planning | 22,556 | $385.0K | 0.00% | −5,929−20.8% | Reduced |
| XTX Topco Ltd | 23,435 | $400.0K | 0.13% | +23,435 | New |
| Glenview Trust Co | 23,500 | $401.0K | 0.02% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 23,551 | $402.0K | 0.12% | +250+1.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 24,142 | $412.0K | 0.00% | +17+0.1% | Added |