Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2021
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +31 vs. Q3 2021
- Shares held
- 31.1M
- +381.0K (+1.2%) vs. Q3 2021
- Total value
- $515.6M
- +$4.36M (+0.9%) vs. Q3 2021
- New holders
- 49
- 90 more added
- Sold out
- 18
- 59 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 2,151,887 | $35.7M | 0.00% | −177,088−7.6% | Reduced |
| Sound Income Strategies, LLC | 2,084,141 | $34.6M | 4.07% | +31,004+1.5% | Added |
| Royal Bank of Canada | 1,806,430 | $30.0M | 0.01% | −61,798−3.3% | Reduced |
| Van Eck Associates Corp | 1,475,431 | $24.5M | 0.06% | +156,336+11.9% | Added |
| BlackRock Inc. | 1,000,152 | $16.6M | 0.00% | +68,483+7.4% | Added |
| Morgan Stanley | 912,688 | $15.1M | 0.00% | +34,417+3.9% | Added |
| Advisors Capital Management, LLC | 870,048 | $14.4M | 0.39% | −129,336−12.9% | Reduced |
| Two Sigma Advisers, LP | 759,700 | $12.6M | 0.03% | −38,800−4.9% | Reduced |
| JPMorgan Chase & Co | 722,070 | $12.0M | 0.00% | +639+0.1% | Added |
| 1832 Asset Management L.P. | 715,457 | $12.0M | 0.02% | +159,349+28.7% | Added |
| Wells Fargo & Company | 683,988 | $11.3M | 0.00% | −25,395−3.6% | Reduced |
| Legal & General Group Plc | 667,380 | $11.1M | 0.00% | −22,620−3.3% | Reduced |
| Centaurus Financial, Inc. | 653,730 | $10.8M | 0.82% | −33,529−4.9% | Reduced |
| S&T Bank | 648,953 | $10.8M | 1.57% | +9,158+1.4% | Added |
| Two Sigma Investments, LP | 575,180 | $9.54M | 0.02% | +65,559+12.9% | Added |
| Gilman Hill Asset Management, LLC | 537,372 | $8.91M | 1.99% | +25,518+5.0% | Added |
| UBS Group AG | 527,212 | $8.75M | 0.00% | +7,109+1.4% | Added |
| Muzinich & Co., Inc. | 512,098 | $8.50M | 5.86% | −1,682−0.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 498,859 | $8.28M | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 438,394 | $7.27M | 0.01% | −48,181−9.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 420,103 | $6.97M | 0.62% | −1,145−0.3% | Reduced |
| McGowan Group Asset Management, Inc. | 415,079 | $6.89M | 1.21% | +6,192+1.5% | Added |
| Confluence Investment Management LLC | 412,970 | $6.85M | 0.09% | +2,541+0.6% | Added |
| Advisors Asset Management, Inc. | 397,306 | $6.59M | 0.09% | +23,278+6.2% | Added |
| Shanda Asset Management Holdings Ltd | 333,350 | $5.53M | 0.86% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 293,787 | $4.87M | 2.12% | +27,637+10.4% | Added |
| LPL Financial LLC | 279,245 | $4.63M | 0.00% | −13,622−4.7% | Reduced |
| Standard Life Aberdeen plc | 278,628 | $4.62M | 0.01% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 268,404 | $4.45M | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 266,142 | $4.41M | 0.00% | +40.0% | Added |
| LSV Asset Management | 230,869 | $3.83M | 0.01% | −52,441−18.5% | Reduced |
| Parametric Portfolio Associates LLC | 222,784 | $3.70M | 0.00% | −7,499−3.3% | Reduced |
| Voloridge Investment Management, LLC | 219,831 | $3.65M | 0.02% | +30,490+16.1% | Added |
| Cubist Systematic Strategies, LLC | 206,465 | $3.42M | 0.03% | +187,809+1,006.7% | Added |
| Raymond James & Associates | 204,133 | $3.39M | 0.00% | −210−0.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 199,604 | $3.31M | 0.16% | −10,200−4.9% | Reduced |
| Neuberger Berman Group LLC | 198,165 | $3.29M | 0.00% | +23,873+13.7% | Added |
| A. D. Beadell Investment Counsel, Inc. | 184,482 | $3.06M | 1.91% | −6,968−3.6% | Reduced |
| Commonwealth Equity Services, LLC | 183,712 | $3.05M | 0.01% | +5,548+3.1% | Added |
| D. E. Shaw & Co., Inc. | 181,792 | $3.02M | 0.00% | +107,683+145.3% | Added |
| Tudor Investment Corp Et Al | 179,105 | $2.97M | 0.06% | +11,905+7.1% | Added |
| FIL Ltd | 173,045 | $2.87M | 0.00% | +74,854+76.2% | Added |
| Security National Bank | 165,320 | $2.74M | 0.62% | +10,553+6.8% | Added |
| Citadel Advisors LLC | 161,351 | $2.68M | 0.00% | +161,351 | New |
| Sigma Planning Corp | 157,045 | $2.60M | 0.07% | −3,674−2.3% | Reduced |
| SG Americas Securities, LLC | 150,126 | $2.49M | 0.02% | +13,526+9.9% | Added |
| Financial Advisory Service, Inc. | 149,258 | $2.48M | 0.23% | +1,915+1.3% | Added |
| Occudo Quantitative Strategies LP | 147,579 | $2.45M | 0.22% | +98,083+198.2% | Added |
| Mount Yale Investment Advisors, LLC | 147,027 | $2.44M | 0.25% | +14,126+10.6% | Added |
| Uniplan Investment Counsel, Inc. | 145,424 | $2.41M | 0.13% | −11,225−7.2% | Reduced |
| Blair William & Co | 144,942 | $2.40M | 0.01% | −1,460−1.0% | Reduced |
| Goldman Sachs Group Inc | 141,599 | $2.35M | 0.00% | +91,420+182.2% | Added |
| HRT Financial LP | 139,311 | $2.31M | 0.01% | +139,311 | New |
| Janney Montgomery Scott LLC | 139,226 | $2.31M | 0.01% | +6,559+4.9% | Added |
| Mackenzie Financial Corp | 126,472 | $2.10M | 0.00% | +7,170+6.0% | Added |
| DnB Asset Management AS | 126,316 | $2.10M | 0.01% | 00.0% | Unchanged |
| Bramshill Investments, LLC | 126,087 | $2.09M | 0.20% | +2,523+2.0% | Added |
| Rockefeller Capital Management L.P. | 115,570 | $1.92M | 0.01% | −340.0% | Reduced |
| D.A. Davidson & Co. | 110,816 | $1.84M | 0.02% | +28,200+34.1% | Added |
| Polaris Capital Management, LLC | 105,998 | $1.76M | 0.06% | 00.0% | Unchanged |
| Triad Investment Management | 99,170 | $1.65M | 1.49% | +99,170 | New |
| International Assets Investment Management, LLC | 98,470 | $1.63M | 0.29% | +13,650+16.1% | Added |
| Bank of America Corp | 98,084 | $1.63M | 0.00% | +33,606+52.1% | Added |
| CIBC Private Wealth Group, LLC | 98,010 | $1.63M | 0.00% | +98,010 | New |
| Advisor Group Holdings, Inc. | 96,430 | $1.60M | 0.00% | −22,273−18.8% | Reduced |
| Advisory Research Inc | 95,094 | $1.58M | 0.12% | −14,454−13.2% | Reduced |
| Ameriprise Financial Inc | 90,138 | $1.50M | 0.00% | +22,181+32.6% | Added |
| Creegan & Nassoura Financial Group, LLC | 84,495 | $1.40M | 1.06% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 83,711 | $1.39M | 0.01% | +2,971+3.7% | Added |
| Delphi Management Inc | 82,500 | $1.37M | 1.29% | +1,318+1.6% | Added |
| Taylor Frigon Capital Management LLC | 81,244 | $1.35M | 0.42% | +1,667+2.1% | Added |
| AE Wealth Management LLC | 75,720 | $1.26M | 0.01% | −360.0% | Reduced |
| Boston Private Wealth LLC | 74,784 | $1.24M | 0.02% | +31,178+71.5% | Added |
| Tectonic Advisors LLC | 73,513 | $1.22M | 0.22% | +20,675+39.1% | Added |
| Deutsche Bank AG | 73,258 | $1.22M | 0.00% | +1,652+2.3% | Added |
| Legacy Capital Wealth Partners, LLC | 71,322 | $1.18M | 0.49% | +3,039+4.5% | Added |
| Baird Financial Group, Inc. | 68,362 | $1.13M | 0.00% | −1,089−1.6% | Reduced |
| Axxcess Wealth Management, LLC | 67,522 | $1.12M | 0.08% | +67,522 | New |
| Duality Advisers, LP | 64,460 | $1.07M | 0.12% | −990−1.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 63,300 | $1.05M | 0.01% | +20,400+47.6% | Added |
| Northern Trust Corp | 61,085 | $1.01M | 0.00% | +430+0.7% | Added |
| First Republic Investment Management, Inc. | 54,480 | $904.0K | 0.00% | +5,494+11.2% | Added |
| Baker Avenue Asset Management, LP | 53,362 | $885.0K | 0.05% | +7,363+16.0% | Added |
| Naples Global Advisors, LLC | 52,838 | $877.0K | 0.10% | +947+1.8% | Added |
| 1620 Investment Advisors, Inc. | 52,787 | $876.0K | 0.98% | +52,787 | New |
| Jag Capital Management, LLC | 51,090 | $848.0K | 0.06% | −6,859−11.8% | Reduced |
| Private Advisor Group, LLC | 50,486 | $838.0K | 0.01% | +130+0.3% | Added |
| Truist Financial Corp | 50,531 | $838.0K | 0.00% | +9,365+22.7% | Added |
| Greylin Investment Mangement Inc | 49,824 | $827.0K | 0.16% | −176−0.4% | Reduced |
| Golden State Wealth Management, LLC | 48,790 | $809.0K | 0.14% | +19,704+67.7% | Added |
| Arkadios Wealth Advisors | 48,132 | $799.0K | 0.11% | −20,811−30.2% | Reduced |
| Sterling Investment Advisors, Ltd. | 47,900 | $795.0K | 0.22% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 47,415 | $790.0K | 0.00% | +2,512+5.6% | Added |
| Greenwich Investment Management, Inc. | 47,420 | $787.0K | 0.53% | +47,420 | New |
| Invesco Ltd. | 46,607 | $773.0K | 0.00% | −1,039,747−95.7% | Reduced |
| FourThought Financial, LLC | 46,070 | $764.0K | 0.10% | −44,753−49.3% | Reduced |
| Qube Research & Technologies Ltd | 44,120 | $732.0K | 0.01% | +44,120 | New |
| Mirae Asset Global Investments Co., Ltd. | 43,224 | $717.0K | 0.00% | +1,396+3.3% | Added |
| Great West Life Assurance Co | 43,015 | $711.0K | 0.00% | −1,317−3.0% | Reduced |
| GraniteShares Advisors LLC | 42,377 | $703.0K | 0.33% | +42,377 | New |