Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
Q4 2021 vs. Q3 2021
How the institutions holding Hercules Capital, Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 219 | 4 | 246 | +31 |
| Shares | 30.7M | 16.8K | 31.1M | +366.9K (+1.2%) |
| Value | $511.5M | $279.0K | $515.4M | +$4.13M (+0.8%) |
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (49)
Institutions that held Hercules Capital, Inc. at the end of Q4 2021 but not at the end of Q3 2021.
Sold out (18)
Institutions that held Hercules Capital, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Exchange Traded Concepts, LLC | 28,460 | $473.0K |
| Barclays PLC | 19,300 | $321.0K |
| Alberta Investment Management Corp | 16,009 | $266.0K |
| Shelton Capital Management | 15,550 | $258.0K |
| Busey Wealth Management | 14,450 | $240.0K |
| Quantedge Capital Pte Ltd | 12,891 | $214.0K |
| Zuckerman Investment Group, LLC | 10,000 | $166.0K |
| Brewin Dolphin Ltd | 7,000 | $116.3K |
| Walled Lake Planning & Wealth Management, LLC | 6,050 | $100.0K |
| Tower Research Capital LLC (TRC) | 3,430 | $57.0K |
| Joseph P. Lucia & Associates, LLC | 3,171 | $53.0K |
| FNY Investment Advisers, LLC | 2,500 | $41.0K |
| Meridian Wealth Partners, LLC | 1,670 | $28.0K |
| Global Retirement Partners, LLC | 1,214 | $20.0K |
| MV Capital Management, Inc. | 1,100 | $18.0K |
| ClariVest Asset Management LLC | 730 | $12.0K |
| Stonebridge Financial Planning Group, LLC | 500 | $9.00K |
| Allworth Financial LP | 173 | $3.00K |
Not filed for Q4 2021 yet (4)
Institutions that held Hercules Capital, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 10,449 | $174.0K |
| Berman Capital Advisors, LLC | 4,000 | $66.0K |
| Sonora Investment Management, LLC | 1,800 | $30.0K |
| Wealth Quarterback LLC | 535 | $9.00K |