Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2021
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +31 vs. Q3 2021
- Shares held
- 31.1M
- +366.9K (+1.2%) vs. Q3 2021
- Total value
- $515.4M
- +$4.13M (+0.8%) vs. Q3 2021
- New holders
- 49
- 90 more added
- Sold out
- 18
- 59 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steward Partners Investment Advisory, LLC | 41,055 | $681.0K | 0.01% | +5,518+15.5% | Added |
| US Bancorp | 40,028 | $664.0K | 0.00% | −194−0.5% | Reduced |
| Cetera Advisors LLC | 38,973 | $647.0K | 0.01% | −1,122−2.8% | Reduced |
| Dynamic Technology Lab Private Ltd | 38,608 | $641.0K | 0.07% | +38,608 | New |
| Raymond James Financial Services Advisors, Inc. | 38,415 | $637.0K | 0.00% | +2,958+8.3% | Added |
| Envestnet Asset Management Inc | 38,055 | $631.0K | 0.00% | +168+0.4% | Added |
| Future Financial Wealth Managment LLC | 36,250 | $602.0K | 0.48% | −750−2.0% | Reduced |
| Archer Investment Corp | 35,500 | $588.9K | 0.20% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 33,272 | $552.0K | 0.08% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 32,881 | $545.0K | 0.00% | −174−0.5% | Reduced |
| Claybrook Capital, LLC | 32,620 | $541.0K | 0.25% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 32,500 | $539.0K | 0.01% | +5,825+21.8% | Added |
| MQS Management LLC | 31,856 | $528.0K | 0.85% | +31,856 | New |
| Caxton Associates LP | 30,823 | $511.0K | 0.06% | 00.0% | Unchanged |
| Cerity Partners LLC | 30,776 | $511.0K | 0.01% | +983+3.3% | Added |
| Virtus ETF Advisers LLC | 30,526 | $506.0K | 0.19% | −5,134−14.4% | Reduced |
| Gsa Capital Partners LLP | 30,142 | $500.0K | 0.06% | +30,142 | New |
| Toroso Investments, LLC | 29,683 | $492.0K | 0.02% | +9,603+47.8% | Added |
| Prelude Capital Management, LLC | 29,575 | $491.0K | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 29,385 | $487.0K | 0.00% | +29,385 | New |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $485.0K | 0.14% | 00.0% | Unchanged |
| Trexquant Investment LP | 29,218 | $485.0K | 0.03% | +29,218 | New |
| Abundance Wealth Counselors | 28,773 | $477.0K | 0.12% | +28,773 | New |
| Natixis | 28,675 | $476.0K | 0.00% | −290,044−91.0% | Reduced |
| Creative Planning | 28,565 | $474.0K | 0.00% | +7,082+33.0% | Added |
| North Star Investment Management Corp. | 27,550 | $457.0K | 0.03% | −253−0.9% | Reduced |
| Geneos Wealth Management Inc. | 26,414 | $438.0K | 0.02% | +1,195+4.7% | Added |
| Wealthsource Partners, LLC | 26,010 | $432.0K | 0.03% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 25,000 | $415.0K | 0.01% | −4,744−15.9% | Reduced |
| Ancora Advisors, LLC | 24,250 | $403.0K | 0.01% | +23,000+1,840.0% | Added |
| Eagle Global Advisors LLC | 23,900 | $397.0K | 0.03% | +9,690+68.2% | Added |
| Kovack Advisors, Inc. | 23,771 | $394.0K | 0.04% | −937−3.8% | Reduced |
| Kestra Advisory Services, LLC | 23,506 | $390.0K | 0.00% | +3,531+17.7% | Added |
| Jane Street Group, LLC | 23,357 | $387.0K | 0.00% | +1,553+7.1% | Added |
| Bank of New York Mellon Corp | 22,686 | $376.0K | 0.00% | +5,347+30.8% | Added |
| Advisory Services Network, LLC | 22,607 | $375.0K | 0.01% | +22,607 | New |
| Wolverine Trading, LLC | 22,384 | $370.0K | 0.00% | +22,384 | New |
| Quantbot Technologies LP | 22,023 | $365.0K | 0.03% | +22,023 | New |
| Continuum Advisory, LLC | 21,801 | $362.0K | 0.08% | −250−1.1% | Reduced |
| Squarepoint Ops LLC | 21,482 | $356.0K | 0.00% | +21,482 | New |
| Allspring Global Investments Holdings, LLC | 21,200 | $351.0K | 0.00% | +21,200 | New |
| Sciencast Management LP | 20,507 | $342.0K | 0.06% | +20,507 | New |
| Founders Financial Alliance, LLC | 19,998 | $332.0K | 0.13% | +457+2.3% | Added |
| Stephens Inc | 20,042 | $332.0K | 0.01% | +5,992+42.6% | Added |
| First National Trust Co | 19,634 | $326.0K | 0.02% | 00.0% | Unchanged |
| SEI Investments Co | 19,558 | $325.0K | 0.00% | +223+1.2% | Added |
| Principle Wealth Partners LLC | 19,190 | $318.0K | 0.03% | +215+1.1% | Added |
| Bristlecone Advisors, LLC | 18,975 | $315.0K | 0.04% | +18,975 | New |
| Essex Financial Services, Inc. | 18,430 | $306.0K | 0.03% | +1,765+10.6% | Added |
| Lebenthal Global Advisors, LLC | 18,453 | $306.0K | 0.12% | +18,453 | New |
| Cedar Wealth Management, LLC | 18,134 | $301.0K | 0.12% | +18,134 | New |
| Pathstone Family Office, LLC | 17,147 | $286.0K | 0.01% | −12,719−42.6% | Reduced |
| Vestmark Advisory Solutions, Inc. | 17,104 | $284.0K | 0.02% | −934−5.2% | Reduced |
| Guggenheim Capital LLC | 17,061 | $283.0K | 0.00% | −65,069−79.2% | Reduced |
| Victory Capital Management Inc | 16,860 | $280.0K | 0.00% | −516−3.0% | Reduced |
| Avantax Advisory Services, Inc. | 16,533 | $274.0K | 0.00% | −18,600−52.9% | Reduced |
| CAPROCK Group, Inc. | 16,000 | $265.0K | 0.02% | 00.0% | Unchanged |
| Quest Investment Management LLC | 15,315 | $254.0K | 0.02% | 00.0% | Unchanged |
| WMS Partners, LLC | 15,000 | $249.0K | 0.05% | −200−1.3% | Reduced |
| Old Port Advisors | 14,952 | $248.0K | 0.08% | −1,554−9.4% | Reduced |
| Susquehanna International Group, LLP | 14,176 | $235.0K | 0.00% | −122,750−89.6% | Reduced |
| GWM Advisors LLC | 13,956 | $231.0K | 0.00% | +13,956 | New |
| Williams Jones Wealth Management, LLC. | 13,819 | $229.0K | 0.00% | +264+1.9% | Added |
| Wetherby Asset Management Inc | 13,200 | $219.0K | 0.01% | +13,200 | New |
| Man Group plc | 13,170 | $218.0K | 0.00% | −1,423−9.8% | Reduced |
| Cetera Advisor Networks LLC | 12,933 | $215.0K | 0.00% | −750−5.5% | Reduced |
| Balyasny Asset Management LLC | 12,886 | $214.0K | 0.00% | +12,886 | New |
| National Asset Management, Inc. | 12,720 | $212.0K | 0.01% | −185−1.4% | Reduced |
| Beacon Pointe Advisors, LLC | 12,698 | $211.0K | 0.01% | +498+4.1% | Added |
| American Portfolios Advisors | 12,622 | $209.4K | 0.01% | −192−1.5% | Reduced |
| Engineers Gate Manager LP | 12,512 | $208.0K | 0.01% | +12,512 | New |
| United Capital Financial Advisers, LLC | 12,450 | $207.0K | 0.00% | −1,450−10.4% | Reduced |
| Cresset Asset Management, LLC | 12,053 | $200.0K | 0.00% | +12,053 | New |
| Proequities, Inc. | 12,023 | $199.0K | 0.01% | +275+2.3% | Added |
| WealthBridge Capital Management, LLC | 12,000 | $199.0K | 0.07% | +12,000 | New |
| Belpointe Asset Management LLC | 11,679 | $194.0K | 0.01% | +16+0.1% | Added |
| Total Clarity Wealth Management, Inc. | 11,481 | $190.0K | 0.09% | +1,067+10.2% | Added |
| Boston Trust Walden Corp | 11,400 | $189.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,337 | $189.0K | 0.02% | +300+2.7% | Added |
| Strategic Blueprint, LLC | 11,090 | $184.0K | 0.02% | +11,090 | New |
| Kestra Private Wealth Services, LLC | 11,048 | $183.0K | 0.01% | +11,048 | New |
| Peak Financial Advisors LLC | 10,475 | $174.0K | 0.13% | +10,475 | New |
| Diligent Investors, LLC | 10,440 | $173.0K | 0.05% | +21+0.2% | Added |
| IHT Wealth Management, LLC | 10,108 | $168.0K | 0.01% | +10,108 | New |
| Telemus Capital, LLC | 10,000 | $166.0K | 0.01% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 10,042 | $166.0K | 0.05% | +10,042 | New |
| Private Ocean, LLC | 7,505 | $125.0K | 0.01% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 4,700 | $78.0K | 0.03% | +4,700 | New |
| Brown, Lisle/Cummings, Inc. | 4,700 | $78.0K | 0.04% | +4,700 | New |
| Chilton Capital Management LLC | 4,305 | $71.0K | 0.00% | +4,305 | New |
| Carolinas Wealth Consulting LLC | 3,914 | $65.0K | 0.01% | +48+1.2% | Added |
| Highlander Capital Management, LLC | 3,532 | $59.0K | 0.03% | 00.0% | Unchanged |
| Exane Derivatives | 3,464 | $57.5K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,335 | $55.0K | 0.00% | +1,835+122.3% | Added |
| Fifth Third Bancorp | 3,172 | $53.0K | 0.00% | +27+0.9% | Added |
| Orion Capital Management LLC | 3,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| CWM, LLC | 2,893 | $48.0K | 0.00% | +2,893 | New |
| Cutler Group LP | 2,798 | $46.0K | 0.00% | +2,798 | New |
| Tradewinds Capital Management, LLC | 2,699 | $45.0K | 0.01% | +51+1.9% | Added |
| Covington Capital Management | 2,492 | $41.0K | 0.00% | 00.0% | Unchanged |