Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2021
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +31 vs. Q3 2021
- Shares held
- 31.1M
- +366.9K (+1.2%) vs. Q3 2021
- Total value
- $515.4M
- +$4.13M (+0.8%) vs. Q3 2021
- New holders
- 49
- 90 more added
- Sold out
- 18
- 59 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $0 | 0.00% | +1+50.0% | Added |
| CoreCap Advisors, LLC | 22 | $1.00K | 0.00% | +22 | New |
| PSI Advisors, LLC | 100 | $2.00K | 0.00% | −250−71.4% | Reduced |
| Eaton Vance Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 148 | $3.00K | 0.00% | −1,198−89.0% | Reduced |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bivin & Associates, Inc. | 200 | $3.00K | 0.00% | +200 | New |
| Whittier Trust Co | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Mach-1 Financial Group, Inc. | 272 | $4.00K | 0.00% | +272 | New |
| BNP Paribas Arbitrage, SA | 267 | $4.43K | 0.00% | −59,511−99.6% | Reduced |
| Gemmer Asset Management LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 370 | $6.00K | 0.00% | 00.0% | Unchanged |
| Retirement Planning Co of New England, Inc. | 426 | $7.00K | 0.00% | +426 | New |
| Tucker Asset Management LLC | 464 | $7.68K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 550 | $9.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 614 | $10.0K | 0.00% | +222+56.6% | Added |
| National Bank of Canada | 600 | $10.0K | 0.00% | +600 | New |
| Cambridge Trust Co | 620 | $10.0K | 0.00% | +620 | New |
| Spire Wealth Management | 709 | $12.0K | 0.00% | +3+0.4% | Added |
| Activest Wealth Management | 744 | $12.0K | 0.01% | 00.0% | Unchanged |
| First Manhattan Co | 825 | $13.0K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 800 | $13.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 905 | $15.0K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 884 | $15.0K | 0.01% | +17+2.0% | Added |
| TD Private Client Wealth LLC | 924 | $15.3K | 0.00% | +21+2.3% | Added |
| Dixon Hughes Goodman Wealth Advisors LLC | 1,000 | $17.0K | 0.01% | +1,000 | New |
| Optimum Investment Advisors | 1,100 | $18.0K | 0.01% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 1,081 | $18.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,117 | $19.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,222 | $20.0K | 0.00% | +27+2.3% | Added |
| CoreFirst Bank & Trust | 1,226 | $20.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 1,418 | $24.0K | 0.00% | −250−15.0% | Reduced |
| Cordasco Financial Network | 1,518 | $25.0K | 0.02% | +35+2.4% | Added |
| Bedel Financial Consulting, Inc. | 1,500 | $25.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,665 | $28.0K | 0.00% | +165+11.0% | Added |
| Lake Point Wealth Management | 1,750 | $29.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,766 | $29.0K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 1,764 | $29.0K | 0.00% | +1,764 | New |
| Plante Moran Financial Advisors, LLC | 1,781 | $30.0K | 0.00% | +34+1.9% | Added |
| Cullen/Frost Bankers, Inc. | 2,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,000 | $33.0K | 0.00% | +2,000 | New |
| Koshinski Asset Management, Inc. | 2,000 | $33.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,438 | $40.0K | 0.00% | −3,043−55.5% | Reduced |
| Covington Capital Management | 2,492 | $41.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 2,699 | $45.0K | 0.01% | +51+1.9% | Added |
| Cutler Group LP | 2,798 | $46.0K | 0.00% | +2,798 | New |
| CWM, LLC | 2,893 | $48.0K | 0.00% | +2,893 | New |
| Orion Capital Management LLC | 3,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,172 | $53.0K | 0.00% | +27+0.9% | Added |
| Northwestern Mutual Wealth Management Co | 3,335 | $55.0K | 0.00% | +1,835+122.3% | Added |
| Exane Derivatives | 3,464 | $57.5K | 0.01% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 3,532 | $59.0K | 0.03% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 3,914 | $65.0K | 0.01% | +48+1.2% | Added |
| Chilton Capital Management LLC | 4,305 | $71.0K | 0.00% | +4,305 | New |
| Brown, Lisle/Cummings, Inc. | 4,700 | $78.0K | 0.04% | +4,700 | New |
| High Net Worth Advisory Group LLC | 4,700 | $78.0K | 0.03% | +4,700 | New |
| Private Ocean, LLC | 7,505 | $125.0K | 0.01% | 00.0% | Unchanged |
| Telemus Capital, LLC | 10,000 | $166.0K | 0.01% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 10,042 | $166.0K | 0.05% | +10,042 | New |
| IHT Wealth Management, LLC | 10,108 | $168.0K | 0.01% | +10,108 | New |
| Diligent Investors, LLC | 10,440 | $173.0K | 0.05% | +21+0.2% | Added |
| Peak Financial Advisors LLC | 10,475 | $174.0K | 0.13% | +10,475 | New |
| Kestra Private Wealth Services, LLC | 11,048 | $183.0K | 0.01% | +11,048 | New |
| Strategic Blueprint, LLC | 11,090 | $184.0K | 0.02% | +11,090 | New |
| Boston Trust Walden Corp | 11,400 | $189.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,337 | $189.0K | 0.02% | +300+2.7% | Added |
| Total Clarity Wealth Management, Inc. | 11,481 | $190.0K | 0.09% | +1,067+10.2% | Added |
| Belpointe Asset Management LLC | 11,679 | $194.0K | 0.01% | +16+0.1% | Added |
| Proequities, Inc. | 12,023 | $199.0K | 0.01% | +275+2.3% | Added |
| WealthBridge Capital Management, LLC | 12,000 | $199.0K | 0.07% | +12,000 | New |
| Cresset Asset Management, LLC | 12,053 | $200.0K | 0.00% | +12,053 | New |
| United Capital Financial Advisers, LLC | 12,450 | $207.0K | 0.00% | −1,450−10.4% | Reduced |
| Engineers Gate Manager LP | 12,512 | $208.0K | 0.01% | +12,512 | New |
| American Portfolios Advisors | 12,622 | $209.4K | 0.01% | −192−1.5% | Reduced |
| Beacon Pointe Advisors, LLC | 12,698 | $211.0K | 0.01% | +498+4.1% | Added |
| National Asset Management, Inc. | 12,720 | $212.0K | 0.01% | −185−1.4% | Reduced |
| Balyasny Asset Management LLC | 12,886 | $214.0K | 0.00% | +12,886 | New |
| Cetera Advisor Networks LLC | 12,933 | $215.0K | 0.00% | −750−5.5% | Reduced |
| Man Group plc | 13,170 | $218.0K | 0.00% | −1,423−9.8% | Reduced |
| Wetherby Asset Management Inc | 13,200 | $219.0K | 0.01% | +13,200 | New |
| Williams Jones Wealth Management, LLC. | 13,819 | $229.0K | 0.00% | +264+1.9% | Added |
| GWM Advisors LLC | 13,956 | $231.0K | 0.00% | +13,956 | New |
| Susquehanna International Group, LLP | 14,176 | $235.0K | 0.00% | −122,750−89.6% | Reduced |
| Old Port Advisors | 14,952 | $248.0K | 0.08% | −1,554−9.4% | Reduced |
| WMS Partners, LLC | 15,000 | $249.0K | 0.05% | −200−1.3% | Reduced |
| Quest Investment Management LLC | 15,315 | $254.0K | 0.02% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 16,000 | $265.0K | 0.02% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 16,533 | $274.0K | 0.00% | −18,600−52.9% | Reduced |
| Victory Capital Management Inc | 16,860 | $280.0K | 0.00% | −516−3.0% | Reduced |
| Guggenheim Capital LLC | 17,061 | $283.0K | 0.00% | −65,069−79.2% | Reduced |
| Vestmark Advisory Solutions, Inc. | 17,104 | $284.0K | 0.02% | −934−5.2% | Reduced |
| Pathstone Family Office, LLC | 17,147 | $286.0K | 0.01% | −12,719−42.6% | Reduced |
| Cedar Wealth Management, LLC | 18,134 | $301.0K | 0.12% | +18,134 | New |
| Essex Financial Services, Inc. | 18,430 | $306.0K | 0.03% | +1,765+10.6% | Added |
| Lebenthal Global Advisors, LLC | 18,453 | $306.0K | 0.12% | +18,453 | New |
| Bristlecone Advisors, LLC | 18,975 | $315.0K | 0.04% | +18,975 | New |
| Principle Wealth Partners LLC | 19,190 | $318.0K | 0.03% | +215+1.1% | Added |