Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2024
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +8 vs. Q4 2023
- Shares held
- 36.6M
- +3.14M (+9.4%) vs. Q4 2023
- Total value
- $670.7M
- +$112.7M (+20.2%) vs. Q4 2023
- New holders
- 40
- 122 more added
- Sold out
- 32
- 73 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,423,336 | $63.2M | 0.00% | +1,375,580+67.2% | Added |
| Sound Income Strategies, LLC | 2,654,119 | $49.0M | 3.66% | +73,747+2.9% | Added |
| Van Eck Associates Corp | 2,525,848 | $46.6M | 0.07% | +111,101+4.6% | Added |
| Marshall Wace, LLP | 1,499,164 | $27.7M | 0.05% | −314,758−17.4% | Reduced |
| Legal & General Group Plc | 1,214,282 | $22.4M | 0.01% | +43,781+3.7% | Added |
| JPMorgan Chase & Co | 1,070,742 | $19.8M | 0.00% | −131,328−10.9% | Reduced |
| Hudson Bay Capital Management LP | 1,056,266 | $19.5M | 0.17% | +1,056,266 | New |
| Advisors Capital Management, LLC | 928,042 | $17.1M | 0.31% | −1,457−0.2% | Reduced |
| LPL Financial LLC | 786,129 | $14.5M | 0.01% | +204,742+35.2% | Added |
| Two Sigma Advisers, LP | 785,400 | $14.5M | 0.03% | +66,800+9.3% | Added |
| Raymond James & Associates | 779,948 | $14.4M | 0.01% | −77,729−9.1% | Reduced |
| Royal Bank of Canada | 779,780 | $14.4M | 0.00% | +51,070+7.0% | Added |
| Melia Wealth LLC | 691,540 | $12.8M | 7.17% | +36,325+5.5% | Added |
| BlackRock Inc. | 627,448 | $11.6M | 0.00% | −14,560−2.3% | Reduced |
| Two Sigma Investments, LP | 614,756 | $11.3M | 0.03% | +219,403+55.5% | Added |
| Gilman Hill Asset Management, LLC | 600,184 | $11.1M | 1.99% | −9,139−1.5% | Reduced |
| Wells Fargo & Company | 583,996 | $10.8M | 0.00% | +70,658+13.8% | Added |
| S&T Bank | 528,548 | $9.75M | 1.87% | −46,848−8.1% | Reduced |
| Citadel Advisors LLC | 505,530 | $9.33M | 0.01% | +274,071+118.4% | Added |
| Stifel Financial Corp | 376,698 | $6.95M | 0.01% | +3,057+0.8% | Added |
| Confluence Investment Management LLC | 376,673 | $6.95M | 0.09% | −10,751−2.8% | Reduced |
| Border to Coast Pensions Partnership Ltd | 374,837 | $6.91M | 0.15% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 374,007 | $6.90M | 0.13% | +6,643+1.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 371,183 | $6.85M | 0.00% | +1200.0% | Added |
| Tectonic Advisors LLC | 344,863 | $6.36M | 0.49% | +20,071+6.2% | Added |
| McKinley Capital Management LLC /Delaware | 341,867 | $6.31M | 0.76% | −10,586−3.0% | Reduced |
| Muzinich & Co., Inc. | 378,292 | $6.31M | 5.47% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 303,818 | $5.61M | 2.66% | +24,715+8.9% | Added |
| Janney Montgomery Scott LLC | 301,373 | $5.56M | 0.02% | +18,777+6.6% | Added |
| The PNC Financial Services Group, Inc. | 297,806 | $5.49M | 0.00% | +1,170+0.4% | Added |
| Commonwealth Equity Services, LLC | 297,346 | $5.49M | 0.01% | +34,808+13.3% | Added |
| Atria Wealth Solutions, Inc. | 277,989 | $5.13M | 0.06% | −6,184−2.2% | Reduced |
| Franklin Resources Inc | 271,569 | $5.01M | 0.00% | +271,569 | New |
| Miller Howard Investments Inc | 270,000 | $4.98M | 0.16% | 00.0% | Unchanged |
| UBS Group AG | 253,425 | $4.68M | 0.00% | +82,026+47.9% | Added |
| D.A. Davidson & Co. | 248,115 | $4.58M | 0.04% | +26,121+11.8% | Added |
| Centaurus Financial, Inc. | 240,818 | $4.44M | 0.31% | −3,770−1.5% | Reduced |
| Financial Advisory Service, Inc. | 209,986 | $3.87M | 0.34% | −8,710−4.0% | Reduced |
| Ameriprise Financial Inc | 200,328 | $3.77M | 0.00% | +2,996+1.5% | Added |
| Left Brain Wealth Management, LLC | 181,401 | $3.35M | 1.62% | +16,580+10.1% | Added |
| Cubist Systematic Strategies, LLC | 171,182 | $3.16M | 0.04% | +151,660+776.9% | Added |
| Advisor Group Holdings, Inc. | 161,921 | $2.99M | 0.01% | +12,894+8.7% | Added |
| Goldman Sachs Group Inc | 159,052 | $2.93M | 0.00% | −86,392−35.2% | Reduced |
| Baker Avenue Asset Management, LP | 158,824 | $2.93M | 0.12% | −9,030−5.4% | Reduced |
| Tudor Investment Corp Et Al | 148,907 | $2.75M | 0.03% | +16,303+12.3% | Added |
| Envestnet Asset Management Inc | 148,704 | $2.74M | 0.00% | +92,184+163.1% | Added |
| Voloridge Investment Management, LLC | 147,138 | $2.71M | 0.01% | +74,490+102.5% | Added |
| Waterloo Capital, L.P. | 144,347 | $2.66M | 0.34% | +36,166+33.4% | Added |
| Ares Management LLC | 143,038 | $2.64M | 0.06% | +25,000+21.2% | Added |
| Blair William & Co | 141,879 | $2.62M | 0.01% | +1,500+1.1% | Added |
| Alliancebernstein L.P. | 140,163 | $2.59M | 0.00% | −71,241−33.7% | Reduced |
| Mount Yale Investment Advisors, LLC | 140,090 | $2.58M | 0.20% | +1,107+0.8% | Added |
| Bank of America Corp | 139,690 | $2.58M | 0.00% | −8,768−5.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 137,302 | $2.53M | 0.14% | −33,817−19.8% | Reduced |
| Rockefeller Capital Management L.P. | 135,435 | $2.50M | 0.01% | +746+0.6% | Added |
| Graypoint LLC | 133,374 | $2.46M | 0.18% | +3,416+2.6% | Added |
| Cetera Investment Advisers | 126,789 | $2.34M | 0.01% | +79,947+170.7% | Added |
| Polaris Capital Management, LLC | 125,545 | $2.32M | 0.12% | 00.0% | Unchanged |
| Truvestments Capital LLC | 123,188 | $2.27M | 0.87% | +103,374+521.7% | Added |
| DnB Asset Management AS | 115,630 | $2.13M | 0.01% | +10,345+9.8% | Added |
| CIBC Private Wealth Group, LLC | 115,495 | $2.10M | 0.00% | +1,000+0.9% | Added |
| Great West Life Assurance Co | 112,339 | $2.08M | 0.00% | −10,312−8.4% | Reduced |
| Taylor Frigon Capital Management LLC | 111,026 | $2.05M | 0.98% | +238+0.2% | Added |
| Wintrust Investments LLC | 110,262 | $2.03M | 0.18% | +1,676+1.5% | Added |
| PFG Investments, LLC | 109,511 | $2.02M | 0.12% | +94,736+641.2% | Added |
| Triad Investment Management | 109,202 | $2.01M | 2.44% | +2,970+2.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 104,693 | $1.93M | 0.01% | −6,102−5.5% | Reduced |
| Millennium Management LLC | 104,204 | $1.92M | 0.00% | +83,178+395.6% | Added |
| Private Advisor Group, LLC | 100,619 | $1.86M | 0.01% | +7,355+7.9% | Added |
| Delphi Management Inc | 97,450 | $1.80M | 1.39% | +5,479+6.0% | Added |
| Naviter Wealth, LLC | 92,184 | $1.70M | 0.28% | +92,184 | New |
| Napa Wealth Management | 90,320 | $1.67M | 0.88% | +2,444+2.8% | Added |
| Northern Trust Corp | 90,260 | $1.67M | 0.00% | −17,830−16.5% | Reduced |
| Nations Financial Group Inc, | 89,153 | $1.64M | 0.14% | +3,543+4.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 87,646 | $1.62M | 0.00% | +16,617+23.4% | Added |
| Significant Wealth Partners LLC | 86,717 | $1.60M | 1.05% | +57,059+192.4% | Added |
| Invesco Ltd. | 82,994 | $1.53M | 0.00% | −7,590−8.4% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 82,620 | $1.52M | 1.02% | 00.0% | Unchanged |
| HRT Financial LP | 80,734 | $1.49M | 0.01% | −28,264−25.9% | Reduced |
| International Assets Investment Management, LLC | 80,378 | $1.46M | 0.15% | −350−0.4% | Reduced |
| Natixis | 76,351 | $1.41M | 0.01% | +12,878+20.3% | Added |
| Boston Private Wealth LLC | 74,141 | $1.37M | 0.03% | +7,569+11.4% | Added |
| Steward Partners Investment Advisory, LLC | 72,198 | $1.33M | 0.01% | +1,776+2.5% | Added |
| Trexquant Investment LP | 68,298 | $1.26M | 0.03% | +39,937+140.8% | Added |
| HighTower Advisors, LLC | 65,860 | $1.21M | 0.00% | +8,747+15.3% | Added |
| Toroso Investments, LLC | 63,037 | $1.16M | 0.02% | +3,768+6.4% | Added |
| Naples Global Advisors, LLC | 63,029 | $1.16M | 0.12% | −100−0.2% | Reduced |
| Jump Financial, LLC | 59,405 | $1.10M | 0.03% | −105,995−64.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 55,600 | $1.03M | 0.01% | −94,200−62.9% | Reduced |
| Arkadios Wealth Advisors | 54,902 | $1.01M | 0.08% | +161+0.3% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $1.00M | 0.05% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 52,330 | $965.5K | 0.04% | +6,446+14.0% | Added |
| Abundance Wealth Counselors | 50,978 | $941.0K | 0.22% | +3,750+7.9% | Added |
| Independent Financial Group, LLC | 49,454 | $912.4K | 0.04% | −154,322−75.7% | Reduced |
| McDonald Partners LLC | 48,000 | $885.6K | 0.24% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 47,627 | $878.7K | 0.06% | +7,239+17.9% | Added |
| Alps Advisors Inc | 46,750 | $862.5K | 0.01% | +7,650+19.6% | Added |
| US Bancorp | 45,465 | $838.8K | 0.00% | +5,134+12.7% | Added |
| Essex Financial Services, Inc. | 44,677 | $824.3K | 0.08% | +205+0.5% | Added |
| Bank of New York Mellon Corp | 44,613 | $823.1K | 0.00% | +44,613 | New |