Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2024
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +8 vs. Q4 2023
- Shares held
- 33.8M
- +1.93M (+6.1%) vs. Q4 2023
- Total value
- $618.4M
- +$87.6M (+16.5%) vs. Q4 2023
- New holders
- 40
- 121 more added
- Sold out
- 32
- 73 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $37 | 0.00% | +1+100.0% | Added |
| Sofos Investments, Inc. | 9 | $155 | 0.00% | +7+350.0% | Added |
| CoreCap Advisors, LLC | 28 | $522 | 0.00% | +28 | New |
| Point72 (DIFC) Ltd | 32 | $590 | 0.00% | +32 | New |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $627 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 77 | $1.41K | 0.00% | +77 | New |
| Salem Investment Counselors Inc | 100 | $1.84K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.84K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 135 | $2.49K | 0.00% | −3,214−96.0% | Reduced |
| Evermay Wealth Management LLC | 180 | $3.32K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 197 | $3.63K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 200 | $3.66K | 0.00% | +200 | New |
| Asset Dedication, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 234 | $4.31K | 0.00% | +234 | New |
| Continuum Advisory, LLC | 218 | $4.34K | 0.00% | +218 | New |
| Old Point Trust & Financial Services N A | 250 | $4.61K | 0.00% | +250 | New |
| Cutler Group LP | 293 | $5.00K | 0.00% | +293 | New |
| National Bank of Canada | 300 | $5.96K | 0.00% | +300 | New |
| EverSource Wealth Advisors, LLC | 321 | $6.14K | 0.00% | −466−59.2% | Reduced |
| Spire Wealth Management | 343 | $6.32K | 0.00% | +4+1.2% | Added |
| PFS Partners, LLC | 413 | $7.62K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 471 | $8.69K | 0.00% | −90,622−99.5% | Reduced |
| West Oak Capital, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 516 | $9.52K | 0.00% | −31,997−98.4% | Reduced |
| Community Bank, N.A. | 625 | $11.5K | 0.00% | −250−28.6% | Reduced |
| WealthCollab, LLC | 641 | $11.8K | 0.01% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 645 | $11.9K | 0.00% | +645 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $12.0K | 0.00% | 00.0% | Unchanged |
| Global Assets Advisory, LLC | 221,051 | $12.1K | 0.55% | +210,112+1,920.8% | Added |
| Private Trust Co NA | 681 | $12.6K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $14.7K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 806 | $14.7K | 0.03% | −5,604−87.4% | Reduced |
| Point72 Hong Kong Ltd | 813 | $15.0K | 0.00% | +813 | New |
| Pathway Financial Advisers, LLC | 836 | $15.4K | 0.01% | −289−25.7% | Reduced |
| Raleigh Capital Management Inc. | 940 | $17.3K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,000 | $18.4K | 0.01% | 00.0% | Unchanged |
| First Command Advisory Services, Inc. | 1,075 | $19.8K | 0.00% | +1,075 | New |
| Allworth Financial LP | 1,185 | $21.9K | 0.00% | +1,185 | New |
| Ancora Advisors, LLC | 1,250 | $23.1K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 1,600 | $29.5K | 0.00% | +100+6.7% | Added |
| Caitlin John, LLC | 1,626 | $30.0K | 0.02% | +29+1.8% | Added |
| Armstrong Advisory Group, Inc | 1,800 | $30.0K | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 1,774 | $32.7K | 0.04% | +38+2.2% | Added |
| Northwestern Mutual Wealth Management Co | 1,792 | $33.1K | 0.00% | −2,040−53.2% | Reduced |
| ZRC Wealth Management, LLC | 1,920 | $35.4K | 0.02% | +88+4.8% | Added |
| Kelly Financial Services LLC | 1,922 | $35.5K | 0.01% | +49+2.6% | Added |
| AlphaMark Advisors, LLC | 2,082 | $38.0K | 0.01% | +277+15.3% | Added |
| Harbour Investments, Inc. | 2,323 | $42.9K | 0.00% | +49+2.2% | Added |
| Delta Asset Management LLC | 2,338 | $43.1K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 2,468 | $45.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,481 | $46.0K | 0.00% | −615−19.9% | Reduced |
| Whittier Trust Co of Nevada Inc | 2,500 | $46.1K | 0.00% | −2,500−50.0% | Reduced |
| Hollencrest Capital Management | 2,522 | $46.5K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,580 | $47.6K | 0.00% | +2,580 | New |
| NBC Securities, Inc. | 2,624 | $48.0K | 0.00% | +1,594+154.8% | Added |
| Kozak & Associates, Inc. | 2,588 | $49.4K | 0.01% | +451+21.1% | Added |
| Chesapeake Asset Management LLC | 2,830 | $52.2K | 0.05% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,868 | $52.9K | 0.00% | −918−24.2% | Reduced |
| Deutsche Bank AG | 2,874 | $53.0K | 0.00% | +74+2.6% | Added |
| Carolinas Wealth Consulting LLC | 2,950 | $54.4K | 0.01% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 3,354 | $61.9K | 0.02% | +72+2.2% | Added |
| Signaturefd, LLC | 3,385 | $62.5K | 0.00% | +3+0.1% | Added |
| Tucker Asset Management LLC | 3,502 | $64.6K | 0.01% | −2,261−39.2% | Reduced |
| Highlander Capital Management, LLC | 3,532 | $65.2K | 0.02% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,599 | $66.4K | 0.01% | +806+28.9% | Added |
| Brown, Lisle/Cummings, Inc. | 3,811 | $70.3K | 0.02% | 00.0% | Unchanged |
| Orion Capital Management LLC | 4,000 | $73.8K | 0.04% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 4,000 | $73.8K | 0.00% | −19−0.5% | Reduced |
| Security National Bank | 4,003 | $73.9K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 4,005 | $73.9K | 0.00% | −780−16.3% | Reduced |
| C M Bidwell & Associates Ltd | 4,180 | $77.1K | 0.05% | −40−0.9% | Reduced |
| Geneos Wealth Management Inc. | 4,205 | $77.6K | 0.00% | −300−6.7% | Reduced |
| Chilton Capital Management LLC | 4,305 | $79.4K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 4,316 | $79.6K | 0.04% | −204−4.5% | Reduced |
| Federation des caisses Desjardins du Quebec | 4,412 | $81.4K | 0.00% | +850+23.9% | Added |
| Creekmur Asset Management LLC | 4,563 | $84.2K | 0.03% | −1,716−27.3% | Reduced |
| First Manhattan Co | 5,825 | $107.5K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $123.7K | 0.04% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,862 | $126.6K | 0.00% | +517+8.1% | Added |
| Private Ocean, LLC | 7,505 | $138.5K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 7,800 | $143.9K | 0.00% | −1,038−11.7% | Reduced |
| Principal Securities, Inc. | 8,777 | $161.9K | 0.01% | +5,583+174.8% | Added |
| Cedar Wealth Management, LLC | 9,759 | $180.1K | 0.06% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 10,040 | $185.2K | 0.01% | +10,040 | New |
| HB Wealth Management, LLC | 10,087 | $186.1K | 0.00% | −1,251−11.0% | Reduced |
| Point72 Asset Management, L.P. | 10,400 | $191.9K | 0.00% | +10,400 | New |
| Latitude Advisors, LLC | 10,456 | $192.9K | 0.12% | +229+2.2% | Added |
| Old Port Advisors | 10,844 | $200.1K | 0.06% | −780−6.7% | Reduced |
| Foundations Investment Advisors, LLC | 11,000 | $202.9K | 0.01% | +11,000 | New |
| Wiley Bros.-Aintree Capital, LLC | 11,200 | $206.6K | 0.03% | 00.0% | Unchanged |
| Childress Capital Advisors, LLC | 11,370 | $209.8K | 0.06% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 11,500 | $212.2K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 11,709 | $216.0K | 0.04% | +11,709 | New |
| Susquehanna International Group, LLP | 11,901 | $219.6K | 0.00% | −5,626−32.1% | Reduced |
| Modern Wealth Management, LLC | 11,918 | $219.9K | 0.02% | +1,265+11.9% | Added |
| LM Advisors LLC | 11,900 | $220.0K | 0.03% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $221.4K | 0.07% | 00.0% | Unchanged |
| GWM Advisors LLC | 12,152 | $224.2K | 0.00% | +60.0% | Added |
| Virtus Investment Advisers, Inc. | 12,197 | $225.0K | 0.16% | 00.0% | Unchanged |