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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2024

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
294
+8 vs. Q4 2023
Shares held
33.8M
+1.93M (+6.1%) vs. Q4 2023
Total value
$618.4M
+$87.6M (+16.5%) vs. Q4 2023
New holders
40
121 more added
Sold out
32
73 more reduced

4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2024: 294 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2024: $618.4M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q1 2024

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2023.

Institutions holding HTGC in Q1 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Chesapeake Capital Corp44,526$821.5K0.61%−15,328−25.6%Reduced
Bristlecone Advisors, LLC41,986$774.6K0.07%−132−0.3%Reduced
Dakota Wealth Management41,779$770.8K0.02%+41,779New
Sigma Planning Corp41,359$763.1K0.02%−46,919−53.1%Reduced
Creative Planning39,969$737.4K0.00%+24,298+155.1%Added
Access Investment Management LLC38,200$704.8K0.23%00.0%Unchanged
Bleakley Financial Group, LLC38,021$701.5K0.02%+1,229+3.3%Added
Simplicity Wealth,LLC38,021$701.5K0.02%+38,021New
Twinbeech Capital LP37,958$700.3K0.01%+37,958New
Verition Fund Management LLC37,380$689.7K0.01%+280+0.8%Added
Truist Financial Corp36,708$677.3K0.00%−176−0.5%Reduced
Lido Advisors, LLC36,176$667.4K0.01%+2,762+8.3%Added
Mirador Capital Partners LP36,155$667.1K0.13%+2,885+8.7%Added
Eagle Global Advisors LLC33,300$614.4K0.03%+4,070+13.9%Added
Diligent Investors, LLC33,204$612.6K0.15%−1,123−3.3%Reduced
1620 Investment Advisors, Inc.31,946$589.4K0.60%+1,839+6.1%Added
Future Financial Wealth Managment LLC31,300$577.5K0.44%00.0%Unchanged
Quantbot Technologies LP31,191$575.5K0.03%−59,797−65.7%Reduced
BigSur Wealth Management LLC29,700$548.0K0.17%+17,700+147.5%Added
First National Bank of Mount Dora, Trust Investment Services29,246$539.6K0.13%00.0%Unchanged
Aquatic Capital Management LLC28,200$520.3K0.02%+700+2.5%Added
Squarepoint Ops LLC28,167$519.7K0.00%+28,167New
Guggenheim Capital LLC27,813$513.1K0.00%−998−3.5%Reduced
Virtus ETF Advisers LLC27,782$512.6K0.27%−735−2.6%Reduced
Founders Financial Alliance, LLC27,401$505.5K0.15%+2,151+8.5%Added
Sowell Financial Services LLC27,080$500.0K0.02%+3,064+12.8%Added
Concurrent Investment Advisors, LLC26,607$490.9K0.02%+2,226+9.1%Added
AE Wealth Management LLC25,568$471.7K0.01%−19,304−43.0%Reduced
Sage Mountain Advisors LLC25,458$469.7K0.05%+25,458New
Engineers Gate Manager LP25,412$468.9K0.01%+14,263+127.9%Added
MML Investors Services, LLC25,104$463.0K0.00%−2,157−7.9%Reduced
Neuberger Berman Group LLC24,750$456.6K0.00%00.0%Unchanged
Jane Street Group, LLC24,533$452.6K0.00%−32,464−57.0%Reduced
Pathstone Holdings, LLC24,423$450.6K0.00%−15−0.1%Reduced
Baird Financial Group, Inc.24,216$446.8K0.00%+24,216New
Core Wealth Partners LLC24,153$445.6K0.34%00.0%Unchanged
Captrust Financial Advisors23,971$442.3K0.00%−5,786−19.4%Reduced
Penbrook Management LLC23,696$437.2K0.27%−208−0.9%Reduced
Greenwich Investment Management, Inc.23,711$437.0K0.34%+575+2.5%Added
Equitable Holdings, Inc.23,045$425.2K0.00%+788+3.5%Added
Accredited Investors Inc.23,000$424.4K0.03%−1,000−4.2%Reduced
Mercer Global Advisors Inc22,456$414.0K0.00%+22,456New
CWM Advisors, LLC22,113$408.0K0.04%−3,631−14.1%Reduced
Inspire Advisors, LLC21,873$403.6K0.06%+141+0.6%Added
CI Private Wealth, LLC21,821$402.6K0.00%+8,605+65.1%Added
MAS Advisors LLC21,679$400.0K0.46%+9,132+72.8%Added
Kestra Advisory Services, LLC21,394$394.7K0.00%+5,431+34.0%Added
ProShare Advisors LLC20,869$385.0K0.00%+2,770+15.3%Added
Madison Park Capital Advisors, LLC20,000$369.0K0.32%00.0%Unchanged
Kovitz Investment Group Partners, LLC20,000$369.0K0.00%+10,000+100.0%Added
First National Trust Co19,634$362.2K0.01%00.0%Unchanged
Monument Capital Management19,030$351.1K0.10%+19,030New
Beacon Pointe Advisors, LLC18,851$347.8K0.00%00.0%Unchanged
Sunbelt Securities, Inc.18,702$345.1K0.04%+49+0.3%Added
IFP Advisors, Inc18,597$343.1K0.02%+869+4.9%Added
Prime Capital Investment Advisors, LLC18,318$338.0K0.00%+3,297+21.9%Added
Sit Investment Associates Inc18,050$333.0K0.01%00.0%Unchanged
Brown Advisory Inc17,919$330.6K0.00%+6,974+63.7%Added
Mackenzie Financial Corp17,867$329.6K0.00%+465+2.7%Added
Fulton Bank, N.A.17,417$321.3K0.01%−5,000−22.3%Reduced
Capstone Investment Advisors, LLC17,163$316.7K0.01%+4,482+35.3%Added
Parallel Advisors, LLC16,747$309.0K0.01%00.0%Unchanged
Proequities, Inc.16,675$307.7K0.02%+110+0.7%Added
Mirae Asset Global Investments Co., Ltd.16,613$306.5K0.00%−6,102−26.9%Reduced
FourThought Financial Partners, LLC16,604$306.3K0.04%−159−0.9%Reduced
RMR Wealth Builders16,426$303.1K0.04%+524+3.3%Added
Principle Wealth Partners LLC16,390$302.4K0.02%00.0%Unchanged
TownSquare Capital, LLC16,334$301.4K0.00%+77+0.5%Added
Strategic Financial Concepts, LLC16,300$300.7K0.07%+16,300New
IAM Advisory, LLC15,686$289.4K0.08%+3,913+33.2%Added
Snowden Capital Advisors LLC15,567$287.2K0.01%+15,567New
Mariner, LLC15,403$284.2K0.00%+1,034+7.2%Added
Aigen Investment Management, LP15,372$283.6K0.06%+15,372New
Register Financial Advisors LLC15,261$281.6K0.15%+47+0.3%Added
Good Life Advisors, LLC15,147$279.5K0.02%−1,280−7.8%Reduced
Wedbush Securities Inc15,120$279.0K0.01%+400+2.7%Added
Allie Family Office LLC15,000$276.8K0.16%00.0%Unchanged
Anfield Capital Management, LLC14,748$272.1K0.13%00.0%Unchanged
Cornerstone Wealth Management, LLC14,610$269.6K0.02%+14,610New
Accel Wealth Management14,512$267.7K0.11%+14,512New
Cerity Partners LLC14,327$264.8K0.00%+14,327New
Advisory Research Inc14,214$262.2K0.05%−954−6.3%Reduced
Quest Investment Management LLC14,115$260.4K0.03%00.0%Unchanged
Advisory Services Network, LLC14,040$259.0K0.01%−27,496−66.2%Reduced
Cascade Financial Partners, LLC14,193$257.9K0.04%+14,193New
Colonial River Wealth Management, LLC13,977$257.9K0.15%00.0%Unchanged
Change Path, LLC13,950$257.0K0.01%+13,950New
Mutual Advisors, LLC13,884$256.2K0.01%−758−5.2%Reduced
National Asset Management, Inc.15,154$248.8K0.01%+127+0.8%Added
Allspring Global Investments Holdings, LLC13,100$241.7K0.00%00.0%Unchanged
Steel Peak Wealth Management LLC12,675$233.9K0.01%+12,675New
Stratos Wealth Partners, LTD.12,392$228.6K0.00%+105+0.9%Added
Chicago Partners Investment Group LLC11,984$225.9K0.01%+11,984New
Wall Street Access Asset Management, LLC12,230$225.6K0.09%−2,430−16.6%Reduced
Virtus Investment Advisers, Inc.12,197$225.0K0.16%00.0%Unchanged
GWM Advisors LLC12,152$224.2K0.00%+60.0%Added
WealthBridge Capital Management, LLC12,000$221.4K0.07%00.0%Unchanged
LM Advisors LLC11,900$220.0K0.03%00.0%Unchanged
Modern Wealth Management, LLC11,918$219.9K0.02%+1,265+11.9%Added
Susquehanna International Group, LLP11,901$219.6K0.00%−5,626−32.1%Reduced