Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2024
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +8 vs. Q4 2023
- Shares held
- 33.8M
- +1.93M (+6.1%) vs. Q4 2023
- Total value
- $618.4M
- +$87.6M (+16.5%) vs. Q4 2023
- New holders
- 40
- 121 more added
- Sold out
- 32
- 73 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dark Forest Capital Management LP | 11,709 | $216.0K | 0.04% | +11,709 | New |
| CAPROCK Group, Inc. | 11,500 | $212.2K | 0.01% | 00.0% | Unchanged |
| Childress Capital Advisors, LLC | 11,370 | $209.8K | 0.06% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 11,200 | $206.6K | 0.03% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 11,000 | $202.9K | 0.01% | +11,000 | New |
| Old Port Advisors | 10,844 | $200.1K | 0.06% | −780−6.7% | Reduced |
| Latitude Advisors, LLC | 10,456 | $192.9K | 0.12% | +229+2.2% | Added |
| Point72 Asset Management, L.P. | 10,400 | $191.9K | 0.00% | +10,400 | New |
| HB Wealth Management, LLC | 10,087 | $186.1K | 0.00% | −1,251−11.0% | Reduced |
| Grimes & Company, Inc. | 10,040 | $185.2K | 0.01% | +10,040 | New |
| Cedar Wealth Management, LLC | 9,759 | $180.1K | 0.06% | 00.0% | Unchanged |
| Principal Securities, Inc. | 8,777 | $161.9K | 0.01% | +5,583+174.8% | Added |
| Comerica Bank | 7,800 | $143.9K | 0.00% | −1,038−11.7% | Reduced |
| Private Ocean, LLC | 7,505 | $138.5K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,862 | $126.6K | 0.00% | +517+8.1% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $123.7K | 0.04% | 00.0% | Unchanged |
| First Manhattan Co | 5,825 | $107.5K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 4,563 | $84.2K | 0.03% | −1,716−27.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 4,412 | $81.4K | 0.00% | +850+23.9% | Added |
| Caldwell Sutter Capital, Inc. | 4,316 | $79.6K | 0.04% | −204−4.5% | Reduced |
| Chilton Capital Management LLC | 4,305 | $79.4K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,205 | $77.6K | 0.00% | −300−6.7% | Reduced |
| C M Bidwell & Associates Ltd | 4,180 | $77.1K | 0.05% | −40−0.9% | Reduced |
| Global Retirement Partners, LLC | 4,005 | $73.9K | 0.00% | −780−16.3% | Reduced |
| Security National Bank | 4,003 | $73.9K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 4,000 | $73.8K | 0.04% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 4,000 | $73.8K | 0.00% | −19−0.5% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $70.3K | 0.02% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,599 | $66.4K | 0.01% | +806+28.9% | Added |
| Highlander Capital Management, LLC | 3,532 | $65.2K | 0.02% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 3,502 | $64.6K | 0.01% | −2,261−39.2% | Reduced |
| Signaturefd, LLC | 3,385 | $62.5K | 0.00% | +3+0.1% | Added |
| Tradewinds Capital Management, LLC | 3,354 | $61.9K | 0.02% | +72+2.2% | Added |
| Carolinas Wealth Consulting LLC | 2,950 | $54.4K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 2,874 | $53.0K | 0.00% | +74+2.6% | Added |
| Nomura Asset Management Co Ltd | 2,868 | $52.9K | 0.00% | −918−24.2% | Reduced |
| Chesapeake Asset Management LLC | 2,830 | $52.2K | 0.05% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 2,588 | $49.4K | 0.01% | +451+21.1% | Added |
| NBC Securities, Inc. | 2,624 | $48.0K | 0.00% | +1,594+154.8% | Added |
| Citigroup Inc | 2,580 | $47.6K | 0.00% | +2,580 | New |
| Hollencrest Capital Management | 2,522 | $46.5K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 2,500 | $46.1K | 0.00% | −2,500−50.0% | Reduced |
| CWM, LLC | 2,481 | $46.0K | 0.00% | −615−19.9% | Reduced |
| FIL Ltd | 2,468 | $45.5K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 2,338 | $43.1K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,323 | $42.9K | 0.00% | +49+2.2% | Added |
| AlphaMark Advisors, LLC | 2,082 | $38.0K | 0.01% | +277+15.3% | Added |
| Kelly Financial Services LLC | 1,922 | $35.5K | 0.01% | +49+2.6% | Added |
| ZRC Wealth Management, LLC | 1,920 | $35.4K | 0.02% | +88+4.8% | Added |
| Northwestern Mutual Wealth Management Co | 1,792 | $33.1K | 0.00% | −2,040−53.2% | Reduced |
| Macroview Investment Management LLC | 1,774 | $32.7K | 0.04% | +38+2.2% | Added |
| Armstrong Advisory Group, Inc | 1,800 | $30.0K | 0.00% | 00.0% | Unchanged |
| Caitlin John, LLC | 1,626 | $30.0K | 0.02% | +29+1.8% | Added |
| Rothschild Investment LLC | 1,600 | $29.5K | 0.00% | +100+6.7% | Added |
| Ancora Advisors, LLC | 1,250 | $23.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,185 | $21.9K | 0.00% | +1,185 | New |
| First Command Advisory Services, Inc. | 1,075 | $19.8K | 0.00% | +1,075 | New |
| AllSquare Wealth Management LLC | 1,000 | $18.4K | 0.01% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 940 | $17.3K | 0.01% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 836 | $15.4K | 0.01% | −289−25.7% | Reduced |
| Point72 Hong Kong Ltd | 813 | $15.0K | 0.00% | +813 | New |
| ORG Partners LLC | 806 | $14.7K | 0.03% | −5,604−87.4% | Reduced |
| Beacon Capital Management, LLC | 795 | $14.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $12.6K | 0.00% | 00.0% | Unchanged |
| Global Assets Advisory, LLC | 221,051 | $12.1K | 0.55% | +210,112+1,920.8% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $12.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 645 | $11.9K | 0.00% | +645 | New |
| WealthCollab, LLC | 641 | $11.8K | 0.01% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $11.5K | 0.00% | −250−28.6% | Reduced |
| Archer Investment Corp | 516 | $9.52K | 0.00% | −31,997−98.4% | Reduced |
| West Oak Capital, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 471 | $8.69K | 0.00% | −90,622−99.5% | Reduced |
| PFS Partners, LLC | 413 | $7.62K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 343 | $6.32K | 0.00% | +4+1.2% | Added |
| EverSource Wealth Advisors, LLC | 321 | $6.14K | 0.00% | −466−59.2% | Reduced |
| National Bank of Canada | 300 | $5.96K | 0.00% | +300 | New |
| Cutler Group LP | 293 | $5.00K | 0.00% | +293 | New |
| Old Point Trust & Financial Services N A | 250 | $4.61K | 0.00% | +250 | New |
| Continuum Advisory, LLC | 218 | $4.34K | 0.00% | +218 | New |
| WR Wealth Planners, LLC | 234 | $4.31K | 0.00% | +234 | New |
| Asset Dedication, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 200 | $3.66K | 0.00% | +200 | New |
| Anchor Investment Management, LLC | 197 | $3.63K | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 180 | $3.32K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 135 | $2.49K | 0.00% | −3,214−96.0% | Reduced |
| Salem Investment Counselors Inc | 100 | $1.84K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.84K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 77 | $1.41K | 0.00% | +77 | New |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $627 | 0.00% | 00.0% | Unchanged |
| Point72 (DIFC) Ltd | 32 | $590 | 0.00% | +32 | New |
| CoreCap Advisors, LLC | 28 | $522 | 0.00% | +28 | New |
| Sofos Investments, Inc. | 9 | $155 | 0.00% | +7+350.0% | Added |
| FMR LLC | 2 | $37 | 0.00% | +1+100.0% | Added |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −240,996−100.0% | Sold out |
| FJ Capital Management LLC | 0 | $0 | 0.00% | −140,352−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −131,390−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −99,722−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −89,021−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −87,453−100.0% | Sold out |