Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2024
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +8 vs. Q4 2023
- Shares held
- 33.8M
- +1.93M (+6.1%) vs. Q4 2023
- Total value
- $618.4M
- +$87.6M (+16.5%) vs. Q4 2023
- New holders
- 40
- 121 more added
- Sold out
- 32
- 73 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −44,936−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −44,803−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −40,592−100.0% | Sold out |
| Palumbo Wealth Management LLC | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −32,577−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −21,713−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −20,285−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −18,348−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −16,787−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −15,599−100.0% | Sold out |
| Keebeck Alpha, LP | 0 | $0 | 0.00% | −15,599−100.0% | Sold out |
| Catalina Capital Group, LLC | 0 | $0 | 0.00% | −15,546−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −14,368−100.0% | Sold out |
| Beaumont Financial Advisors, LLC | 0 | $0 | 0.00% | −14,093−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −12,768−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −12,523−100.0% | Sold out |
| Channel Wealth LLC | 0 | $0 | 0.00% | −12,206−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −11,890−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −10,990−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,388−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −7,272−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −4,900−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −4,155−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −442−100.0% | Sold out |
| Abound Wealth Management | 0 | $0 | 0.00% | −90−100.0% | Sold out |
| Impact Partnership Wealth, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Putnam Investments LLC | – | – | – | – | Not filed |
| Sawtooth Solutions, LLC | – | – | – | – | Not filed |
| Telemus Capital, LLC | – | – | – | – | Not filed |
| Coppell Advisory Solutions LLC | – | – | – | – | Not filed |