Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2021
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +31 vs. Q3 2021
- Shares held
- 31.1M
- +366.9K (+1.2%) vs. Q3 2021
- Total value
- $515.4M
- +$4.13M (+0.8%) vs. Q3 2021
- New holders
- 49
- 90 more added
- Sold out
- 18
- 59 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 2,438 | $40.0K | 0.00% | −3,043−55.5% | Reduced |
| Koshinski Asset Management, Inc. | 2,000 | $33.2K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 2,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,000 | $33.0K | 0.00% | +2,000 | New |
| Plante Moran Financial Advisors, LLC | 1,781 | $30.0K | 0.00% | +34+1.9% | Added |
| Lake Point Wealth Management | 1,750 | $29.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,766 | $29.0K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 1,764 | $29.0K | 0.00% | +1,764 | New |
| Parallel Advisors, LLC | 1,665 | $28.0K | 0.00% | +165+11.0% | Added |
| Cordasco Financial Network | 1,518 | $25.0K | 0.02% | +35+2.4% | Added |
| Bedel Financial Consulting, Inc. | 1,500 | $25.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 1,418 | $24.0K | 0.00% | −250−15.0% | Reduced |
| BDO Wealth Advisors, LLC | 1,222 | $20.0K | 0.00% | +27+2.3% | Added |
| CoreFirst Bank & Trust | 1,226 | $20.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,117 | $19.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 1,100 | $18.0K | 0.01% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 1,081 | $18.0K | 0.01% | 00.0% | Unchanged |
| Dixon Hughes Goodman Wealth Advisors LLC | 1,000 | $17.0K | 0.01% | +1,000 | New |
| TD Private Client Wealth LLC | 924 | $15.3K | 0.00% | +21+2.3% | Added |
| Webster Bank, N. A. | 905 | $15.0K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 884 | $15.0K | 0.01% | +17+2.0% | Added |
| First Manhattan Co | 825 | $13.0K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 800 | $13.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 709 | $12.0K | 0.00% | +3+0.4% | Added |
| Activest Wealth Management | 744 | $12.0K | 0.01% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 614 | $10.0K | 0.00% | +222+56.6% | Added |
| National Bank of Canada | 600 | $10.0K | 0.00% | +600 | New |
| Cambridge Trust Co | 620 | $10.0K | 0.00% | +620 | New |
| AlphaMark Advisors, LLC | 550 | $9.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 464 | $7.68K | 0.00% | 00.0% | Unchanged |
| Retirement Planning Co of New England, Inc. | 426 | $7.00K | 0.00% | +426 | New |
| Carmichael Hill & Associates, Inc. | 370 | $6.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 267 | $4.43K | 0.00% | −59,511−99.6% | Reduced |
| Whittier Trust Co | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Mach-1 Financial Group, Inc. | 272 | $4.00K | 0.00% | +272 | New |
| Private Capital Group, LLC | 148 | $3.00K | 0.00% | −1,198−89.0% | Reduced |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bivin & Associates, Inc. | 200 | $3.00K | 0.00% | +200 | New |
| PSI Advisors, LLC | 100 | $2.00K | 0.00% | −250−71.4% | Reduced |
| Eaton Vance Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 22 | $1.00K | 0.00% | +22 | New |
| FMR LLC | 3 | $0 | 0.00% | +1+50.0% | Added |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −28,460−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −19,300−100.0% | Sold out |
| Alberta Investment Management Corp | 0 | $0 | 0.00% | −16,009−100.0% | Sold out |
| Shelton Capital Management | 0 | $0 | 0.00% | −15,550−100.0% | Sold out |
| Busey Wealth Management | 0 | $0 | 0.00% | −14,450−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −12,891−100.0% | Sold out |
| Zuckerman Investment Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −6,050−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −3,430−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −3,171−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −1,670−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,214−100.0% | Sold out |
| MV Capital Management, Inc. | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −730−100.0% | Sold out |
| Stonebridge Financial Planning Group, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −173−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |
| Wealth Quarterback LLC | – | – | – | – | Not filed |