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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q2 2021

Institutional positions in Hercules Capital, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
214
+1 vs. Q1 2021
Shares held
31.5M
−322.6K (−1.0%) vs. Q1 2021
Total value
$537.2M
+$27.4M (+5.4%) vs. Q1 2021
New holders
32
71 more added
Sold out
31
66 more reduced

Compare with Q1 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2021: 214 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ2 2021: $537.2M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q2 2021

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2021.

Institutions holding HTGC in Q2 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Virtus ETF Advisers LLC33,252$567.0K0.23%+7,373+28.5%Added
Allianz Asset Management GmbH31,103$531.0K0.00%+395+1.3%Added
Stratos Wealth Partners, LTD.31,076$530.0K0.01%−4,617−12.9%Reduced
Prelude Capital Management, LLC29,575$505.0K0.03%−2,925−9.0%Reduced
Cerity Partners LLC29,430$502.0K0.01%+487+1.7%Added
First National Bank of Mount Dora, Trust Investment Services29,246$499.0K0.16%00.0%Unchanged
Exchange Traded Concepts, LLC29,241$499.0K0.02%+29,241New
North Star Investment Management Corp.27,759$474.0K0.04%+44+0.2%Added
Sit Investment Associates Inc26,675$455.0K0.01%00.0%Unchanged
Wealthsource Partners, LLC25,365$433.0K0.04%−33−0.1%Reduced
Geneos Wealth Management Inc.24,905$429.0K0.02%+813+3.4%Added
Abundance Wealth Counselors24,878$424.0K0.11%+16,354+191.9%Added
Kestra Advisory Services, LLC24,294$414.0K0.00%+212+0.9%Added
Kovack Advisors, Inc.24,276$414.0K0.05%+240+1.0%Added
Raymond James Financial Services Advisors, Inc.24,142$412.0K0.00%+17+0.1%Added
Continuum Advisory, LLC23,551$402.0K0.12%+250+1.1%Added
Glenview Trust Co23,500$401.0K0.02%00.0%Unchanged
XTX Topco Ltd23,435$400.0K0.13%+23,435New
Creative Planning22,556$385.0K0.00%−5,929−20.8%Reduced
Shelton Capital Management22,250$380.0K0.01%−200−0.9%Reduced
Envestnet Asset Management Inc21,493$367.0K0.00%−8,740−28.9%Reduced
First National Trust Co19,634$335.0K0.02%00.0%Unchanged
Barclays PLC19,300$329.0K0.00%−1,757−8.3%Reduced
SEI Investments Co19,408$329.0K0.00%+2,048+11.8%Added
Founders Financial Alliance, LLC19,117$326.0K0.15%+440+2.4%Added
Principle Wealth Partners LLC18,975$324.0K0.04%+7,450+64.6%Added
Inscription Capital, LLC18,975$324.0K0.04%+18,975New
Bel Air Investment Advisors LLC18,900$322.0K0.01%00.0%Unchanged
SG Americas Securities, LLC18,800$321.0K0.00%−4,297−18.6%Reduced
ExodusPoint Capital Management, LP18,758$320.0K0.00%+18,758New
Old Port Advisors18,466$316.0K0.11%−6,956−27.4%Reduced
Victory Capital Management Inc18,239$311.0K0.00%−516−2.8%Reduced
Alberta Investment Management Corp16,009$273.0K0.00%00.0%Unchanged
CAPROCK Group, Inc.16,000$273.0K0.02%+16,000New
Quest Investment Management LLC15,315$261.0K0.02%00.0%Unchanged
Sciencast Management LP15,170$260.0K0.05%+15,170New
Essex Financial Services, Inc.15,565$250.0K0.04%00.0%Unchanged
Caxton Associates LP14,609$249.0K0.03%+14,609New
Vestmark Advisory Solutions, Inc.14,148$241.0K0.02%−512−3.5%Reduced
Bridgefront Capital, LLC13,588$232.0K0.09%+13,588New
Williams Jones Wealth Management, LLC.13,303$227.0K0.00%+246+1.9%Added
Stelac Advisory Services LLC12,873$220.0K0.05%+17+0.1%Added
Quantedge Capital Pte Ltd12,891$220.0K0.11%+12,891New
American Portfolios Advisors12,630$215.5K0.01%+83+0.7%Added
Proequities, Inc.12,488$213.0K0.01%+257+2.1%Added
Beacon Pointe Advisors, LLC12,200$208.0K0.01%00.0%Unchanged
Marshall Wace, LLP11,766$201.0K0.00%+11,766New
Trexquant Investment LP11,757$201.0K0.02%+11,757New
Belpointe Asset Management LLC11,648$199.0K0.01%−1,186−9.2%Reduced
Pathstone Family Office, LLC11,000$188.0K0.01%00.0%Unchanged
Cubist Systematic Strategies, LLC10,783$184.0K0.00%−20,150−65.1%Reduced
United Capital Financial Advisers, LLC10,750$183.0K0.00%+10,750New
Cetera Advisor Networks LLC10,493$179.0K0.00%+10,493New
Diligent Investors, LLC10,419$178.0K0.06%+9+0.1%Added
Citigroup Inc10,196$174.0K0.00%−824−7.5%Reduced
Sheaff Brock Investment Advisors, LLC10,199$174.0K0.02%−500−4.7%Reduced
Baker Avenue Asset Management, LP10,250$174.0K0.01%00.0%Unchanged
Telemus Capital, LLC10,000$171.0K0.01%−80,000−88.9%Reduced
Zuckerman Investment Group, LLC10,000$171.0K0.03%+10,000New
Private Ocean, LLC7,505$128.0K0.02%00.0%Unchanged
Brewin Dolphin Ltd7,000$119.4K0.01%00.0%Unchanged
Advisory Services Network, LLC6,691$114.0K0.00%+6,691New
Exane Derivatives4,800$82.8K0.02%−281−5.5%Reduced
FNY Investment Advisers, LLC4,000$68.0K0.03%−4,839−54.7%Reduced
Berman Capital Advisors, LLC4,000$68.0K0.01%00.0%Unchanged
Harbour Investments, Inc.3,951$67.0K0.00%+45+1.2%Added
Highlander Capital Management, LLC3,532$60.0K0.03%00.0%Unchanged
Joseph P. Lucia & Associates, LLC3,178$54.0K0.03%+7+0.2%Added
Orion Capital Management LLC3,000$51.0K0.03%00.0%Unchanged
CoreFirst Bank & Trust2,624$45.0K0.03%−361−12.1%Reduced
Tradewinds Capital Management, LLC2,598$44.0K0.01%+48+1.9%Added
CWM, LLC2,511$43.0K0.00%00.0%Unchanged
Covington Capital Management2,492$43.0K0.00%00.0%Unchanged
Atticus Wealth Management, LLC2,426$41.0K0.02%+21+0.9%Added
Cutler Group LP2,100$35.0K0.00%+400+23.5%Added
Sonora Investment Management, LLC2,000$34.0K0.00%−1,000−33.3%Reduced
Carolinas Wealth Consulting LLC1,775$30.0K0.01%+39+2.2%Added
Lake Point Wealth Management1,750$30.0K0.01%+1,750New
Plante Moran Financial Advisors, LLC1,715$29.0K0.01%+32+1.9%Added
Northwestern Mutual Wealth Management Co1,500$26.0K0.00%00.0%Unchanged
Bedel Financial Consulting, Inc.1,500$26.0K0.01%00.0%Unchanged
Cordasco Financial Network1,450$25.0K0.02%+33+2.3%Added
Parallel Advisors, LLC1,381$24.0K0.00%00.0%Unchanged
Ancora Advisors, LLC1,250$21.0K0.00%00.0%Unchanged
Global Retirement Partners, LLC1,214$21.0K0.00%00.0%Unchanged
Private Capital Group, LLC1,198$20.0K0.00%00.0%Unchanged
BDO Wealth Advisors, LLC1,168$20.0K0.00%+26+2.3%Added
Optimum Investment Advisors1,100$19.0K0.01%00.0%Unchanged
MV Capital Management, Inc.1,100$19.0K0.00%+1,100New
Nelson, Van Denburg & Campbell Wealth Management Group, LLC1,060$18.0K0.00%00.0%Unchanged
Webster Bank, N. A.905$15.0K0.00%00.0%Unchanged
First Manhattan Co825$14.0K0.00%00.0%Unchanged
Delta Asset Management LLC800$14.0K0.00%00.0%Unchanged
ClariVest Asset Management LLC730$12.0K0.00%00.0%Unchanged
Activest Wealth Management728$12.0K0.01%00.0%Unchanged
Spire Wealth Management704$12.0K0.00%+99+16.4%Added
Tower Research Capital LLC (TRC)656$11.0K0.00%−13,600−95.4%Reduced
NEXT Financial Group, Inc618$11.0K0.00%+618New
AlphaMark Advisors, LLC550$9.00K0.00%00.0%Unchanged
Stonebridge Financial Planning Group, LLC500$9.00K0.00%00.0%Unchanged