Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2024
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 299
- +15 vs. Q2 2024
- Shares held
- 31.9M
- +553.8K (+1.8%) vs. Q2 2024
- Total value
- $640.1M
- −$9.93M (−1.5%) vs. Q2 2024
- New holders
- 39
- 123 more added
- Sold out
- 24
- 79 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Engineers Gate Manager LP | 40,400 | $793.5K | 0.02% | −9,170−18.5% | Reduced |
| Mirador Capital Partners LP | 40,227 | $790.1K | 0.14% | +2,009+5.3% | Added |
| Dakota Wealth Management | 39,377 | $773.4K | 0.02% | −2,402−5.7% | Reduced |
| Access Investment Management LLC | 38,200 | $750.2K | 0.23% | 00.0% | Unchanged |
| Creative Planning | 38,043 | $747.2K | 0.00% | +6,049+18.9% | Added |
| CI Private Wealth, LLC | 37,779 | $742.0K | 0.00% | +22,730+151.0% | Added |
| Crestline Management, LP | 37,403 | $734.6K | 0.04% | +37,403 | New |
| TFG Advisers LLC | 36,654 | $719.9K | 0.26% | +17,748+93.9% | Added |
| Morse Asset Management, Inc | 34,900 | $685.4K | 0.15% | +600+1.7% | Added |
| Quantbot Technologies LP | 33,852 | $664.9K | 0.03% | −8,825−20.7% | Reduced |
| Susquehanna International Group, LLP | 32,922 | $646.6K | 0.00% | +32,922 | New |
| Mackenzie Financial Corp | 32,479 | $637.9K | 0.00% | +847+2.7% | Added |
| Concurrent Investment Advisors, LLC | 32,299 | $634.3K | 0.02% | −5,194−13.9% | Reduced |
| Truist Financial Corp | 31,800 | $624.6K | 0.00% | −840−2.6% | Reduced |
| 1620 Investment Advisors, Inc. | 31,632 | $621.3K | 0.45% | −114−0.4% | Reduced |
| Future Financial Wealth Managment LLC | 31,300 | $614.7K | 0.44% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 29,503 | $579.4K | 0.03% | +1,119+3.9% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $574.4K | 0.13% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 28,996 | $569.5K | 0.04% | +14,498+100.0% | Added |
| Founders Financial Alliance, LLC | 28,701 | $563.7K | 0.16% | +673+2.4% | Added |
| Guggenheim Capital LLC | 28,463 | $559.0K | 0.00% | −542−1.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 27,319 | $539.5K | 0.00% | +711+2.7% | Added |
| Sowell Financial Services LLC | 27,432 | $539.0K | 0.03% | +14+0.1% | Added |
| Eagle Global Advisors LLC | 26,900 | $528.3K | 0.03% | −6,400−19.2% | Reduced |
| Balboa Wealth Partners | 26,894 | $528.2K | 0.13% | +26,894 | New |
| Sand Hill Global Advisors, LLC | 26,752 | $525.4K | 0.02% | −436−1.6% | Reduced |
| Mariner, LLC | 26,572 | $521.9K | 0.00% | −17,812−40.1% | Reduced |
| MML Investors Services, LLC | 26,521 | $521.0K | 0.00% | +1,851+7.5% | Added |
| BigSur Wealth Management LLC | 25,315 | $497.2K | 0.14% | −11,685−31.6% | Reduced |
| Equitable Holdings, Inc. | 25,175 | $494.4K | 0.00% | +3,313+15.2% | Added |
| Diligent Investors, LLC | 24,442 | $480.1K | 0.11% | +20+0.1% | Added |
| AE Wealth Management LLC | 24,316 | $477.6K | 0.00% | −6,077−20.0% | Reduced |
| Penbrook Management LLC | 24,194 | $475.2K | 0.31% | +405+1.7% | Added |
| Core Wealth Partners LLC | 24,153 | $474.4K | 0.29% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 23,664 | $464.8K | 0.00% | −920−3.7% | Reduced |
| CWM Advisors, LLC | 23,203 | $455.7K | 0.05% | +3,763+19.4% | Added |
| Alliancebernstein L.P. | 23,163 | $454.9K | 0.00% | −86,000−78.8% | Reduced |
| Accredited Investors Inc. | 23,000 | $451.7K | 0.03% | 00.0% | Unchanged |
| ProShare Advisors LLC | 22,996 | $451.6K | 0.00% | −775−3.3% | Reduced |
| Millennium Management LLC | 22,181 | $435.6K | 0.00% | −10,865−32.9% | Reduced |
| Mercer Global Advisors Inc | 21,494 | $420.8K | 0.00% | +8,465+65.0% | Added |
| Captrust Financial Advisors | 21,215 | $416.7K | 0.00% | +763+3.7% | Added |
| MAS Advisors LLC | 20,958 | $411.6K | 0.88% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $392.8K | 0.29% | 00.0% | Unchanged |
| Global Endowment Management, LP | 20,000 | $392.8K | 0.04% | +20,000 | New |
| Twinbeech Capital LP | 19,925 | $391.3K | 0.01% | +19,925 | New |
| Cornerstone Wealth Management, LLC | 19,873 | $390.3K | 0.03% | +1,267+6.8% | Added |
| First National Trust Co | 19,634 | $385.6K | 0.01% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 19,452 | $382.0K | 0.01% | +1,443+8.0% | Added |
| Virtu Financial LLC | 19,275 | $379.0K | 0.02% | +9,517+97.5% | Added |
| RMR Wealth Builders | 18,699 | $367.2K | 0.04% | +1,702+10.0% | Added |
| Inspire Advisors, LLC | 18,686 | $367.0K | 0.04% | −2,104−10.1% | Reduced |
| TownSquare Capital, LLC | 18,402 | $361.4K | 0.00% | +20.0% | Added |
| Sit Investment Associates Inc | 18,050 | $355.0K | 0.01% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 19,634 | $353.0K | 0.01% | +7,181+57.7% | Added |
| Sanctuary Advisors, LLC | 18,818 | $353.0K | 0.00% | +6,792+56.5% | Added |
| Brown Advisory Inc | 17,919 | $351.9K | 0.00% | 00.0% | Unchanged |
| Global Assets Advisory, LLC | 17,785 | $347.7K | 0.19% | +1,028+6.1% | Added |
| Pathstone Holdings, LLC | 17,644 | $346.5K | 0.00% | −6,790−27.8% | Reduced |
| Proequities, Inc. | 17,495 | $343.6K | 0.02% | +422+2.5% | Added |
| Prossimo Advisors, LLC | 17,304 | $340.0K | 0.25% | +355+2.1% | Added |
| Monument Capital Management | 17,310 | $340.0K | 0.09% | −1,108−6.0% | Reduced |
| Stratos Wealth Partners, LTD. | 17,151 | $336.9K | 0.00% | +4,658+37.3% | Added |
| Beacon Pointe Advisors, LLC | 17,111 | $336.1K | 0.00% | −1,130−6.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 17,107 | $336.0K | 0.00% | +17,107 | New |
| Strategic Financial Concepts, LLC | 16,300 | $320.1K | 0.10% | −336,921−95.4% | Reduced |
| Principle Wealth Partners LLC | 16,265 | $319.4K | 0.02% | −125−0.8% | Reduced |
| GWM Advisors LLC | 15,965 | $313.5K | 0.00% | +2,807+21.3% | Added |
| Chicago Partners Investment Group LLC | 15,704 | $311.9K | 0.01% | +2,101+15.4% | Added |
| Accel Wealth Management | 15,849 | $311.3K | 0.12% | +271+1.7% | Added |
| Wedbush Securities Inc | 15,727 | $309.0K | 0.01% | +38+0.2% | Added |
| Parallel Advisors, LLC | 15,567 | $305.7K | 0.01% | −1,158−6.9% | Reduced |
| Triumph Capital Management | 15,496 | $304.3K | 0.11% | −9,801−38.7% | Reduced |
| Fulton Bank, N.A. | 15,417 | $302.8K | 0.01% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 15,355 | $301.6K | 0.15% | +49+0.3% | Added |
| Colonial River Wealth Management, LLC | 15,302 | $300.5K | 0.15% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 15,302 | $300.5K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 15,056 | $295.7K | 0.02% | +15,056 | New |
| Wealthspire Advisors, LLC | 15,010 | $294.8K | 0.00% | +15,010 | New |
| Allie Family Office LLC | 15,000 | $294.6K | 0.16% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 14,276 | $291.9K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,817 | $291.0K | 0.01% | −95−0.6% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $289.7K | 0.11% | 00.0% | Unchanged |
| Cerity Partners LLC | 14,613 | $287.0K | 0.00% | −1,008−6.5% | Reduced |
| Sunbelt Securities, Inc. | 14,517 | $285.1K | 0.03% | −3,633−20.0% | Reduced |
| Autumn Glory Partners, LLC | 14,500 | $284.8K | 0.11% | +4,000+38.1% | Added |
| Cascade Financial Partners, LLC | 14,193 | $284.4K | 0.04% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 14,200 | $278.9K | 0.01% | 00.0% | Unchanged |
| Quest Investment Management LLC | 14,115 | $277.2K | 0.03% | 00.0% | Unchanged |
| Change Path, LLC | 13,950 | $274.0K | 0.01% | +13,950 | New |
| MQS Management LLC | 13,620 | $267.5K | 0.15% | +13,620 | New |
| Foundations Investment Advisors, LLC | 13,590 | $266.9K | 0.01% | +3,057+29.0% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $257.3K | 0.00% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 12,994 | $255.2K | 0.02% | +57+0.4% | Added |
| Advisory Research Inc | 12,842 | $252.2K | 0.04% | −1,155−8.3% | Reduced |
| Avantax Advisory Services, Inc. | 12,237 | $240.3K | 0.00% | +12,237 | New |
| Squarepoint Ops LLC | 12,236 | $240.3K | 0.00% | +12,236 | New |
| Prosperity Consulting Group, LLC | 12,167 | $239.0K | 0.02% | +12,167 | New |
| WealthBridge Capital Management, LLC | 12,000 | $235.7K | 0.07% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 11,925 | $234.2K | 0.00% | −67−0.6% | Reduced |