Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2024
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 299
- +15 vs. Q2 2024
- Shares held
- 31.9M
- +553.8K (+1.8%) vs. Q2 2024
- Total value
- $640.1M
- −$9.93M (−1.5%) vs. Q2 2024
- New holders
- 39
- 123 more added
- Sold out
- 24
- 79 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IMC-Chicago, LLC | 11,909 | $233.9K | 0.01% | +11,909 | New |
| Beaumont Financial Advisors, LLC | 11,419 | $224.3K | 0.02% | +11,419 | New |
| First Foundation Advisors | 11,410 | $224.1K | 0.01% | +11,410 | New |
| Wintrust Investments LLC | 11,442 | $224.0K | 0.17% | −99,779−89.7% | Reduced |
| Childress Capital Advisors, LLC | 11,370 | $223.3K | 0.06% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 10,945 | $215.0K | 0.08% | −1,285−10.5% | Reduced |
| Wealthcare Advisory Partners LLC | 10,914 | $214.4K | 0.01% | +10,914 | New |
| LM Advisors LLC | 10,900 | $214.0K | 0.04% | 00.0% | Unchanged |
| Principal Securities, Inc. | 10,774 | $211.6K | 0.01% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 10,642 | $209.0K | 0.04% | +10,642 | New |
| Brookstone Capital Management | 10,625 | $208.7K | 0.00% | −399−3.6% | Reduced |
| HB Wealth Management, LLC | 10,474 | $205.7K | 0.00% | +202+2.0% | Added |
| Latitude Advisors, LLC | 10,386 | $204.0K | 0.12% | −227−2.1% | Reduced |
| Old Port Advisors | 10,302 | $202.3K | 0.06% | −432−4.0% | Reduced |
| Baird Financial Group, Inc. | 10,024 | $196.9K | 0.00% | +10,024 | New |
| IFP Advisors, Inc | 9,969 | $195.8K | 0.01% | −8,434−45.8% | Reduced |
| Cedar Wealth Management, LLC | 9,759 | $191.7K | 0.06% | 00.0% | Unchanged |
| ORG Partners LLC | 8,575 | $168.4K | 0.03% | 00.0% | Unchanged |
| Comerica Bank | 7,800 | $153.2K | 0.00% | −76−1.0% | Reduced |
| Jaffetilchin Investment Partners, LLC | 7,714 | $151.5K | 0.01% | +7,714 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $131.7K | 0.04% | 00.0% | Unchanged |
| Citigroup Inc | 6,590 | $129.4K | 0.00% | +6,590 | New |
| Nisa Investment Advisors, LLC | 5,800 | $113.9K | 0.00% | +5,800 | New |
| Tower Research Capital LLC (TRC) | 5,582 | $109.6K | 0.00% | +4,336+348.0% | Added |
| Northwestern Mutual Wealth Management Co | 5,432 | $106.7K | 0.00% | +3,700+213.6% | Added |
| Armstrong Advisory Group, Inc | 5,380 | $105.7K | 0.01% | +3,580+198.9% | Added |
| Geneos Wealth Management Inc. | 4,505 | $88.5K | 0.00% | +500+12.5% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $81.8K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 4,086 | $80.2K | 0.00% | +1,279+45.6% | Added |
| Caldwell Sutter Capital, Inc. | 4,016 | $78.9K | 0.04% | −200−4.7% | Reduced |
| Security National Bank | 4,003 | $78.6K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,905 | $76.7K | 0.01% | −1,089−21.8% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $74.8K | 0.02% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 3,640 | $71.5K | 0.04% | −540−12.9% | Reduced |
| Signaturefd, LLC | 3,555 | $69.8K | 0.00% | +3+0.1% | Added |
| Tradewinds Capital Management, LLC | 3,497 | $68.7K | 0.02% | +75+2.2% | Added |
| Deutsche Bank AG | 3,022 | $59.4K | 0.00% | +78+2.6% | Added |
| Chilton Capital Management LLC | 3,000 | $58.9K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 2,950 | $57.9K | 0.01% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 2,698 | $54.4K | 0.01% | +57+2.2% | Added |
| Whittier Trust Co of Nevada Inc | 2,554 | $50.1K | 0.00% | +54+2.2% | Added |
| Hollencrest Capital Management | 2,522 | $49.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,490 | $49.0K | 0.00% | −195−7.3% | Reduced |
| Harbour Investments, Inc. | 2,422 | $47.6K | 0.00% | +52+2.2% | Added |
| Farther Finance Advisors, LLC | 2,390 | $46.9K | 0.00% | +2,386+59,650.0% | Added |
| Chesapeake Asset Management LLC | 2,350 | $46.2K | 0.04% | +25+1.1% | Added |
| Delta Asset Management LLC | 2,338 | $45.9K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 2,337 | $45.9K | 0.01% | −334−12.5% | Reduced |
| NBC Securities, Inc. | 2,304 | $45.0K | 0.00% | −320−12.2% | Reduced |
| AlphaMark Advisors, LLC | 2,048 | $40.0K | 0.01% | −247−10.8% | Reduced |
| Optiver Holding B.V. | 2,020 | $39.7K | 0.00% | +2,020 | New |
| Salem Investment Counselors Inc | 1,846 | $36.3K | 0.00% | −1,500−44.8% | Reduced |
| ZRC Wealth Management, LLC | 1,767 | $34.7K | 0.01% | +38+2.2% | Added |
| Caitlin John, LLC | 1,683 | $32.3K | 0.02% | +30+1.8% | Added |
| Kathleen S. Wright Associates Inc. | 1,580 | $31.0K | 0.01% | +1,580 | New |
| Painted Porch Advisors LLC | 1,532 | $30.1K | 0.02% | +3+0.2% | Added |
| HHM Wealth Advisors, LLC | 1,500 | $29.5K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 1,400 | $27.5K | 0.01% | +1,400 | New |
| Jefferies Financial Group Inc. | 1,392 | $27.3K | 0.00% | −62,141−97.8% | Reduced |
| Jones Financial Companies LLLP | 1,349 | $26.6K | 0.00% | +61+4.7% | Added |
| Spire Wealth Management | 1,350 | $26.5K | 0.00% | −1,533−53.2% | Reduced |
| Ancora Advisors, LLC | 1,250 | $24.6K | 0.00% | −144−10.3% | Reduced |
| AllSquare Wealth Management LLC | 1,000 | $19.6K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 963 | $18.9K | 0.00% | +58+6.4% | Added |
| Raleigh Capital Management Inc. | 940 | $18.5K | 0.01% | 00.0% | Unchanged |
| Rothschild Investment LLC | 850 | $16.7K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 837 | $16.4K | 0.01% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $15.6K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $14.8K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $13.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $13.4K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $12.8K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $12.6K | 0.01% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $12.3K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 554 | $10.9K | 0.00% | +554 | New |
| Archer Investment Corp | 522 | $10.3K | 0.00% | +3+0.6% | Added |
| AdvisorNet Financial, Inc | 500 | $9.82K | 0.00% | +500 | New |
| West Oak Capital, LLC | 500 | $9.80K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $8.11K | 0.00% | 00.0% | Unchanged |
| Planning Capital Management Corp | 347 | $6.82K | 0.00% | +347 | New |
| JNBA Financial Advisors | 329 | $6.46K | 0.00% | +329 | New |
| EverSource Wealth Advisors, LLC | 321 | $6.30K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 315 | $6.19K | 0.00% | +315 | New |
| Russell Investments Group, Ltd. | 300 | $5.89K | 0.00% | +300 | New |
| Signature Resources Capital Management, LLC | 275 | $5.40K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 243 | $4.78K | 0.00% | +5+2.1% | Added |
| William B. Walkup & Associates, Inc. | 229 | $4.50K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 228 | $4.34K | 0.00% | +5+2.2% | Added |
| TD Waterhouse Canada Inc. | 200 | $3.91K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.96K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 80 | $1.57K | 0.00% | +2+2.6% | Added |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 30 | $580 | 0.00% | +30 | New |
| Tucker Asset Management LLC | 20 | $393 | 0.00% | −464−95.9% | Reduced |
| Coppell Advisory Solutions LLC | 12 | $237 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $39 | 0.00% | +2 | New |
| Danske Bank A/S | 2 | $39 | 0.00% | +2 | New |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $0 | 0.00% | +34 | New |
| Flputnam Investment Management Co | 250 | – | – | −5,131−95.4% | Reduced |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −867,395−100.0% | Sold out |