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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q4 2022

Institutional positions in Hercules Capital, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
263
+30 vs. Q3 2022
Shares held
33.0M
+1.85M (+5.9%) vs. Q3 2022
Total value
$434.2M
+$70.7M (+19.5%) vs. Q3 2022
New holders
49
98 more added
Sold out
19
64 more reduced

4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 263 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ4 2022: $434.2M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2022.

Institutions holding HTGC in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
FJ Capital Management LLC44,367$586.5K0.07%+44,367New
Alps Advisors Inc43,500$575.1K0.01%+12,000+38.1%Added
Advisory Services Network, LLC42,697$564.5K0.02%−1,754−3.9%Reduced
Steward Partners Investment Advisory, LLC42,539$562.4K0.01%+865+2.1%Added
US Bancorp39,974$528.5K0.00%00.0%Unchanged
Caption Management, LLC39,577$523.2K0.09%−28,631−42.0%Reduced
Mach-1 Financial Group, Inc.38,829$513.3K0.24%+38,829New
Cetera Advisors LLC38,721$511.9K0.01%+860+2.3%Added
Raymond James Financial Services Advisors, Inc.37,463$495.3K0.00%−3,734−9.1%Reduced
Johnson & White Wealth Management, LLC16,869$488.0K0.72%+16,869New
1620 Investment Advisors, Inc.36,812$486.7K0.59%+519+1.4%Added
Abundance Wealth Counselors36,785$486.0K0.13%−1,906−4.9%Reduced
Bristlecone Advisors, LLC34,333$453.9K0.06%+2,087+6.5%Added
Diligent Investors, LLC34,095$450.7K0.15%+19+0.1%Added
Kovack Advisors, Inc.33,457$442.3K0.06%+2,434+7.8%Added
Claybrook Capital, LLC32,620$431.2K0.27%00.0%Unchanged
Greenwich Investment Management, Inc.32,640$431.0K0.34%+3,000+10.1%Added
Archer Investment Corp32,400$428.3K0.17%−3,000−8.5%Reduced
Captrust Financial Advisors32,255$426.4K0.00%+1,974+6.5%Added
Balyasny Asset Management LLC31,957$422.5K0.00%−15,617−32.8%Reduced
Essex Financial Services, Inc.30,840$407.0K0.04%+3,215+11.6%Added
Trexquant Investment LP29,904$395.3K0.01%−16,603−35.7%Reduced
Neuberger Berman Group LLC29,550$390.7K0.00%+1,300+4.6%Added
First National Bank of Mount Dora, Trust Investment Services29,246$387.0K0.13%00.0%Unchanged
FourThought Financial Partners, LLC28,727$379.8K0.06%+28,727New
Parallel Advisors, LLC28,714$379.6K0.02%+21,667+307.5%Added
Future Financial Wealth Managment LLC28,300$374.1K0.43%−3,000−9.6%Reduced
Quantbot Technologies LP26,243$346.9K0.02%+26,243New
Putnam Investments LLC26,169$346.0K0.00%+2,742+11.7%Added
Stephens Inc26,150$345.7K0.01%+2,483+10.5%Added
Creative Planning26,104$345.1K0.00%−46−0.2%Reduced
McDonald Partners LLC26,000$343.7K0.12%+26,000New
Virtus ETF Advisers LLC25,539$337.6K0.18%−5,052−16.5%Reduced
Accredited Investors Inc.25,000$330.5K0.03%00.0%Unchanged
Cipher Capital LP23,749$314.0K0.06%+23,749New
First Republic Investment Management, Inc.23,648$312.6K0.00%+497+2.1%Added
Armstrong Advisory Group, Inc23,421$309.6K0.04%+23,421New
Sowell Financial Services LLC23,397$309.0K0.02%+593+2.6%Added
Guggenheim Capital LLC23,273$307.7K0.00%+3,349+16.8%Added
Founders Financial Alliance, LLC22,742$300.6K0.14%+796+3.6%Added
Geneos Wealth Management Inc.22,540$298.0K0.02%+2,825+14.3%Added
MAS Advisors LLC22,256$294.3K0.28%+11,009+97.9%Added
ExodusPoint Capital Management, LP22,208$294.0K0.00%+22,208New
Allspring Global Investments Holdings, LLC21,200$280.3K0.00%00.0%Unchanged
Sunbelt Securities, Inc.21,057$278.4K0.05%+784+3.9%Added
GWM Advisors LLC21,979$275.1K0.01%+10,071+84.6%Added
Continuum Advisory, LLC20,215$267.2K0.05%00.0%Unchanged
IHT Wealth Management, LLC20,063$265.2K0.02%+1,264+6.7%Added
MML Investors Services, LLC19,962$264.0K0.00%+80.0%Added
First National Trust Co19,634$259.6K0.01%00.0%Unchanged
Principle Wealth Partners LLC19,190$253.7K0.03%00.0%Unchanged
Belpointe Asset Management LLC18,823$248.8K0.02%+3,773+25.1%Added
Good Life Advisors, LLC18,557$245.3K0.03%00.0%Unchanged
Sit Investment Associates Inc18,050$239.0K0.01%−14,450−44.5%Reduced
CWM Advisors, LLC17,782$235.1K0.03%−114−0.6%Reduced
Twinbeech Capital LP17,164$226.9K0.00%−23,738−58.0%Reduced
CAPROCK Group, Inc.17,000$224.7K0.02%00.0%Unchanged
Vestmark Advisory Solutions, Inc.16,756$221.5K0.01%+252+1.5%Added
Kestra Advisory Services, LLC16,212$214.3K0.00%−3,925−19.5%Reduced
Wedbush Securities Inc15,980$211.0K0.01%+15,980New
Evergreen Capital Management LLC15,838$209.4K0.01%+15,838New
Quest Investment Management LLC15,315$202.5K0.02%00.0%Unchanged
Core Wealth Partners LLC15,197$200.9K0.25%+15,197New
Cetera Advisor Networks LLC15,032$198.7K0.00%+3,292+28.0%Added
Allie Family Office LLC15,000$198.3K0.16%00.0%Unchanged
Virtu Financial LLC14,442$191.0K0.03%+14,442New
Victory Capital Management Inc14,296$189.0K0.00%−60.0%Reduced
IFP Advisors, Inc13,756$188.0K0.01%+4,241+44.6%Added
Proequities, Inc.14,148$187.0K0.02%+947+7.2%Added
Wetherby Asset Management Inc14,050$185.7K0.01%−13,200−48.4%Reduced
RMR Wealth Builders13,893$183.7K0.04%+438+3.3%Added
National Asset Management, Inc.13,873$183.4K0.01%−861−5.8%Reduced
Old Port Advisors13,323$176.1K0.07%−383−2.8%Reduced
Aquatic Capital Management LLC13,000$172.0K0.01%+1,500+13.0%Added
Boothbay Fund Management, LLC12,776$168.9K0.01%+12,776New
Virtus Investment Advisers, Inc.12,617$166.8K0.11%−6,702−34.7%Reduced
Brookstone Capital Management12,199$165.3K0.00%+119+1.0%Added
Wiley Bros.-Aintree Capital, LLC12,275$162.3K0.08%00.0%Unchanged
Beacon Pointe Advisors, LLC12,200$161.3K0.00%00.0%Unchanged
Strategic Blueprint, LLC12,090$159.8K0.02%+1,000+9.0%Added
WealthBridge Capital Management, LLC12,000$158.6K0.07%00.0%Unchanged
Heritage Trust Co11,855$156.7K0.03%−16,145−57.7%Reduced
Boston Trust Walden Corp11,400$150.7K0.00%00.0%Unchanged
Brown Advisory Inc11,332$149.8K0.00%+11,332New
FIL Ltd10,926$145.0K0.00%00.0%Unchanged
Stratos Wealth Partners, LTD.10,790$142.6K0.00%00.0%Unchanged
Change Path, LLC10,556$140.0K0.01%+10,556New
Johnson Midwest Financial, LLC10,500$139.0K0.51%00.0%Unchanged
United Capital Financial Advisers, LLC10,384$137.3K0.00%+10,384New
Telemus Capital, LLC10,000$135.5K0.01%00.0%Unchanged
Sheaff Brock Investment Advisors, LLC10,216$135.1K0.01%+10,216New
Register Financial Advisors LLC10,155$134.3K0.09%+10,155New
Jane Street Group, LLC10,107$133.6K0.00%−2,422−19.3%Reduced
Cedar Wealth Management, LLC9,759$129.0K0.06%00.0%Unchanged
Nisa Investment Advisors, LLC8,300$110.0K0.00%+8,300New
Private Ocean, LLC7,505$99.2K0.01%00.0%Unchanged
Lindbrook Capital, LLC7,272$96.1K0.01%−68−0.9%Reduced
Brown, Lisle/Cummings, Inc.5,300$70.1K0.04%00.0%Unchanged
Orion Capital Management LLC5,000$66.1K0.05%00.0%Unchanged
High Net Worth Advisory Group LLC4,000$52.9K0.02%00.0%Unchanged